-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VONso3KpQD00VlnY1sx9naITIFi5EM2TBsA2q/tFOQ+qqf58Wipkrh4RoNGZgkpa ZcjbY5kKKzs6V0sEbfJKjQ== 0001076644-01-000001.txt : 20010213 0001076644-01-000001.hdr.sgml : 20010213 ACCESSION NUMBER: 0001076644-01-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010131 FILED AS OF DATE: 20010212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WILLIAMS INDUSTRIES INC CENTRAL INDEX KEY: 0000107294 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 540899518 STATE OF INCORPORATION: VA FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-08190 FILM NUMBER: 1533429 BUSINESS ADDRESS: STREET 1: 2849 MEADOW VIEW RD CITY: FALLS CHURCH STATE: VA ZIP: 22042 BUSINESS PHONE: 7035605196 MAIL ADDRESS: STREET 1: 2849 MEADOW VIEW RD CITY: FALLS CHURCH STATE: VA ZIP: 22042 COMPANY DATA: COMPANY CONFORMED NAME: HOWLETT W C CENTRAL INDEX KEY: 0001076627 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: BOX 326 CITY: HERNDON STATE: VA ZIP: 22070 BUSINESS PHONE: 7035605196 MAIL ADDRESS: STREET 1: BOX 326 CITY: HERNDON STATE: VA ZIP: 22070 4 1 0001.txt U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 1. Name and address of Reporting Person W. C. Howlett Box 326 Herndon, Virginia 22070 2. Issuer Name and Ticker or Trading Symbol Williams Industries, Inc. (WMSI) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year January/2001 5. If Amendment, Date of Original (Month/Year) n/a 6. Relationship of Reporting Person to Issuer X Director Officer - Title - 10% Owner Other ********************** 1. Title of Security Williams Industries, Inc. Common Stock 2. Transaction Date (Month/Year) 1/2001 3. Transaction Code J (Accrued monthly commencing August 2000 under director compensation plan providing for $1,200 grant of shares per month at monthly closing price, shares to be issued annually in January) 4. Securities Acquired (A) or Disposed of (D) Amount (A) or (D) Price 1,160 A $2.50-$2.75* * monthly closing prices at which grant accrued under director compensation plan 5. Amount of Securities Beneficially Owned at End of the Issuer's Fiscal Year 31,280 6. Ownership Form: Direct (D) or Indirect (I) D 7. Nature of Indirect Beneficial Ownership n/a ********************** Table II Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Derivative Security Options to Buy 2. Conversion or Exercise Price of Derivative Security A. $2.75 B. $2.75 C. $3.34 D. $2.78 3. Transaction Date (Month/Year) A. 5/01/98 option granted B. 1/22/99 option granted C. 1/21/00 option granted D. 1/19/01 option granted 4. Transaction Code Code A 5. Securities Acquired (A) or Disposed of (D) Amount (A) or (D) Price n/a 6. Date Exercisable and Expiration Date (Month/Date/Year) A. 5/1/98 and 4/30/03 B. 1/22/99 and 1/21/04 C. 1/21/00 and 1/20/05 D. 1/19/01 and 1/18/06 7. Title and Amount of Underlying Securities Williams Industries, Inc. Common Stock Amount or Number of Shares - A. 3000 shares B. 2500 shares C. 2500 shares D. 2500 shares 8. Price of Derivative Security n/a 9. Number of Derivative Securities Beneficially Owned at End of Month 4 options as specified above 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) D 11. Nature of Indirect Beneficial Ownership n/a Signature /s/ W. C. Howlett W. C. Howlett -----END PRIVACY-ENHANCED MESSAGE-----