-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AyyoTvDZn5rsNXdByhyG3jkeL+X5BLw3gO1rP2/Xqyf2SM+Rcd97HX4sXz3h6zcm QfP0OgKNryTv0LuB+XcraQ== 0001076586-01-000001.txt : 20010213 0001076586-01-000001.hdr.sgml : 20010213 ACCESSION NUMBER: 0001076586-01-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010131 FILED AS OF DATE: 20010212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WILLIAMS INDUSTRIES INC CENTRAL INDEX KEY: 0000107294 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 540899518 STATE OF INCORPORATION: VA FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-08190 FILM NUMBER: 1534216 BUSINESS ADDRESS: STREET 1: 2849 MEADOW VIEW RD CITY: FALLS CHURCH STATE: VA ZIP: 22042 BUSINESS PHONE: 7035605196 MAIL ADDRESS: STREET 1: 2849 MEADOW VIEW RD CITY: FALLS CHURCH STATE: VA ZIP: 22042 COMPANY DATA: COMPANY CONFORMED NAME: R BENTLEY OFFUTT CENTRAL INDEX KEY: 0001076586 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 11350 MCCORMICK ROAD STREET 2: EXECUTIVE PLAZA 3 SUITE 903 CITY: HUNT VALLEY STATE: MD ZIP: 21031 BUSINESS PHONE: 7035605196 4 1 0001.txt U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 1. Name and address of Reporting Person R. Bentley Offutt 11350 McCormick Road Executive Plaza 3, Suite 903 Hunt Valley, Maryland 21031 2. Issuer Name and Ticker or Trading Symbol Williams Industries, Inc. (WMSI) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year January/2001 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person to Issuer X Director Officer - Title - 10% Owner Other 7. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person ********************** Table 1 Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Security Williams Industries, Inc. Common Stock 2. Transaction Date (Month/Year) a. 1/3/2001 b. 1/2001 3. Transaction Code Code a. S b. J (Accrued monthly commencing August 2000 under director compensation plan providing for $1,200 grant of shares per month at monthly closing price, shares to be issued annually in January) 4. Securities Acquired (A) or Disposed of (D) Amount (A) or (D) Price a. 5,000 D $3.00 b. 1,160 A $2.50-$2.75* * monthly closing prices at which grant accrued under director compensation plan 5. Amount of Securities Beneficially Owned at End of Month 36,160 Shares, consisting of a. 1,160 b. 35,000 6. Ownership Form: Direct (D) or Indirect (I) a. D b. I 7. Nature of Indirect Beneficial Ownership by spouse ********************** Table II Derivative Securities Acquired, Disposed of, or Beneficially Owned 1. Title of Derivative Security Options to Buy 2. Conversion or Exercise Price of Derivative Security A. $2.75 B. $2.75 C. $3.34 D. $2.78 3. Transaction Date (Month/Year) A. 5/01/98 option granted B. 1/22/99 option granted C. 1/21/00 option granted D. 1/19/01 option granted 4. Transaction Code Code A 5. Securities Acquired (A) or Disposed of (D) Amount (A) or (D) Price n/a 6. Date Exercisable and Expiration Date (Month/Date/Year) A. 5/1/98 and 4/30/03 B. 1/22/99 and 1/21/04 C. 1/21/00 and 1/20/05 D. 1/19/01 and 1/18/06 7. Title and Amount of Underlying Securities Williams Industries, Inc. Common Stock Amount or Number of Shares - A. 3000 shares B. 2500 shares C. 2500 shares D. 2500 shares 8. Price of Derivative Security n/a 9. Number of Derivative Securities Beneficially Owned at End of Month 4 options as specified above 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) D 11. Nature of Indirect Beneficial Ownership n/a Signature /s/ R. Bentley Offutt R. Bentley Offutt -----END PRIVACY-ENHANCED MESSAGE-----