-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HCZ+Ahc/RMg2w2snn1I3p3sjbivzn4BKTUouBP2kI4+hx0/5UqdN/J3zrMAhdGSY fSviKY55v5eAnzH0DD2hwQ== 0001076561-00-000001.txt : 20000407 0001076561-00-000001.hdr.sgml : 20000407 ACCESSION NUMBER: 0001076561-00-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000131 FILED AS OF DATE: 20000406 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WILLIAMS INDUSTRIES INC CENTRAL INDEX KEY: 0000107294 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION SPECIAL TRADE CONTRACTORS [1700] IRS NUMBER: 540899518 STATE OF INCORPORATION: VA FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-08190 FILM NUMBER: 595282 BUSINESS ADDRESS: STREET 1: 2849 MEADOW VIEW RD CITY: FALLS CHURCH STATE: VA ZIP: 22042 BUSINESS PHONE: 7035605196 MAIL ADDRESS: STREET 1: 2849 MEADOW VIEW RD CITY: FALLS CHURCH STATE: VA ZIP: 22042 COMPANY DATA: COMPANY CONFORMED NAME: WILLIAMS FRANK E III CENTRAL INDEX KEY: 0001076561 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER STATE OF INCORPORATION: VA FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: P O BOX 506 CITY: MERRIFIELD STATE: VA ZIP: 22116 4 1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP 1. Name and address of Reporting Person Frank E. Williams, III 2439 Luckett Avenue Vienna, Virginia 22180 2. Issuer Name and Ticker or Trading Symbol Williams Industries, Inc. (WMSI) 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### 4. Statement for Month/Year January/2000 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person to Issuer X Director X Officer - Title - President/CEO 10% Owner Other 7. Individual or Joint/Group Filing (Check Applicable Line) X Form filed by One Reporting Person Form filed by More than One Reporting Person ********************** 1. Title of Security Williams Industries, Inc. Common Stock 2. Transaction Date (Month/Year) 1/00 3. Transaction Code Code JV (Purchases under Employee Stock Purchase Plan by weekly payroll deductions at market price as defined in the plan, such purchases being reported earlier than required) 4. Securities Acquired (A) or Disposed of (D) Amount (A) or (D) Price 300 A price varying weekly, under Employee Stock Purchase Plan 5. Amount of Securities Beneficially Owned at End of Month a. 77,109 b. 413,346 c. 344 d. 3,000 6. Ownership Form: Direct (D) or Indirect (I) a. D b. I c. I d. I 7. Nature of Indirect Beneficial Ownership a. n/a b. Partner-Williams Family Limited Partnership; these shares are duplicative of shares listed in the Form 4 filing for Frank E. Williams, Jr. but are included here because Mr. Williams III has a beneficial interest in the shares as a partner. c. By Wife - Mr. Williams III disclaims beneficial ownership d. In trust for minor - Mr. Williams III disclaims beneficial ownership ********************** Table II Derivative Securities Acquired, Disposed of, or Benefically Owned 1. Title of Derivative Security Options to Buy 2. Conversion or Exercise Price of Derivative Security A. $4.26 B. $3.67 3. Transaction Date (Month/Year) A. Option granted - 1/22/99 B. Option granted - 1/21/00 4. Transaction Code Code A - option granted pursuant to plan (vesting 1/21/01) 5. Securities Acquired (A) or Disposed of (D) Amount (A) or (D) Price n/a 6. Date Exercisable and Expiration Date (Month/Date/Year) A. 1/22/00 and 1/21/04 B. 1/21/01 and 1/20/05 7. Title and Amount of Underlying Securities Title - Williams Industries, Inc. Common Stock Amount or Number of Shares A. 10,000 B. 3,500 8. Price of Derivative Security n/a (awarded under incentive compensation plan) 9. Number of Derivative Securities Beneficially Owned at End of Month 2 options as described herein 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (D) 11. Nature of Indirect Beneficial Ownership n/a Signature /s/ - Frank E. Williams, III Frank E. Williams, III -----END PRIVACY-ENHANCED MESSAGE-----