0001437749-12-011998.txt : 20121120 0001437749-12-011998.hdr.sgml : 20121120 20121120113227 ACCESSION NUMBER: 0001437749-12-011998 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121102 FILED AS OF DATE: 20121120 DATE AS OF CHANGE: 20121120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Farrington Tina M CENTRAL INDEX KEY: 0001545086 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25287 FILM NUMBER: 121216906 MAIL ADDRESS: STREET 1: 116 EAST BERRY STREET CITY: FORT WAYNE STATE: IN ZIP: 46802 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TOWER FINANCIAL CORP CENTRAL INDEX KEY: 0001072847 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 352051170 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 116 E BERRY ST STREET 2: N/A CITY: FORT WAYNE STATE: IN ZIP: 46802 BUSINESS PHONE: 260-427-7000 MAIL ADDRESS: STREET 1: 116 E BERRY ST STREET 2: N/A CITY: FORT WAYNE STATE: IN ZIP: 46802 4 1 rdgdoc.xml PRIMARY DOCUMENT X0306 4 2012-11-02 0001072847 TOWER FINANCIAL CORP TOFC 0001545086 Farrington Tina M 116 EAST BERRY STREET FORT WAYNE IN 46802 1 EVP, Chief Operating Officer Common Stock 2012-11-02 2012-11-02 4 S 0 500 12.26 D 1000 D Common Stock 1649 I Held by 401(k) plan The reporting person has acquired 1,649 shares of TOFC common stock under the Tower Financial Corporation 401(k) Plan. /s/ Tina M. Farrington 2012-11-20