X0303 4/A 2010-07-14 2010-07-15 0 0001072847 TOWER FINANCIAL CORP TOFC 0001209282 TIPPMAN JOHN V SR 9009 COLDWATER ROAD FORT WAYNE IN 46825 1 0 0 0 Common Stock 2010-07-14 4 C 0 166113 6.02 A 386652 D Series A Convertible Preferred Stock 6.02 2010-07-14 4 C 0 10000 0 D 2009-09-25 Common Stock 166113 0 D This amendment is being filed to correct scrivener's error of listing the convertible stock that was disposed of within the acquired column and to correct the amount of the shares converted as reported on the original filing on July 15, 2010. The Series A convertible preferred stock has no expiration date; however, Tower Financial Corp has the right to call the shares on or after September 25, 2012 and until September 24, 2013 at 110% of par, after September 25, 2013 and until September 24, 2014 at 105% of par, and at par after September 25, 2014. John V. Tippmann, Sr. 2010-10-20