X0303 4/A 2009-12-29 2009-12-30 0 0001072847 TOWER FINANCIAL CORP TOFC 0001195948 BUSSE KEITH E 7575 W. JEFFERSON BLVD. FORT WAYNE IN 46804 1 0 0 0 Common Stock 264400 D Common Stock 2009-12-29 4 P 0 1000 7 A 21000 I Footnote Reflects increase of 300 shares to correct mathematical error in calculating aggregate share total carried over from Column 5 of reporting Person's Form 4, filed December 28, 2009. The reporting person, Mr. Busse, holds neither sole nor shared voting or investment power over such shares, such authority being lodged exclusively in a board of managers not including Mr. Busse. Mr. Busse disclaims all beneficial interest in any Tower Financial Corporation shares held by the Busse Family Investment Company, LLC such shares being nonetheless reported herein because of Mr. Busse's possible pecuniary interest in a portion thereof. Keith E. Busse 2010-01-05