0001209191-18-049388.txt : 20180904 0001209191-18-049388.hdr.sgml : 20180904 20180904195211 ACCESSION NUMBER: 0001209191-18-049388 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180830 FILED AS OF DATE: 20180904 DATE AS OF CHANGE: 20180904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FREDERICO DOMINIC CENTRAL INDEX KEY: 0001072524 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32141 FILM NUMBER: 181053614 MAIL ADDRESS: STREET 1: ACE LTD STREET 2: ACE BLDG 30 WOODBOURNE AVE HAMILTON BER ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASSURED GUARANTY LTD CENTRAL INDEX KEY: 0001273813 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] IRS NUMBER: 000000000 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 WOODBOURNE AVE STREET 2: 5TH FLOOR CITY: HAMILTON BERMUDA STATE: D0 ZIP: HM08 BUSINESS PHONE: 441-279-5700 MAIL ADDRESS: STREET 1: 30 WOODBOURNE AVE STREET 2: 5TH FLOOR CITY: HAMILTON BERMUDA STATE: D0 ZIP: HM08 FORMER COMPANY: FORMER CONFORMED NAME: AGR LTD DATE OF NAME CHANGE: 20040122 FORMER COMPANY: FORMER CONFORMED NAME: AGC HOLDINGS LTD DATE OF NAME CHANGE: 20031218 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-08-30 0 0001273813 ASSURED GUARANTY LTD AGO 0001072524 FREDERICO DOMINIC 30 WOODBOURNE AVENUE HAMILTON D0 HM08 BERMUDA 1 1 0 0 President/CEO/Deputy Chairman Common Shares 2018-06-26 5 G 0 E 5560 0.00 D 1180680.0034 D Common Shares 2018-06-26 5 G 0 E 5560 0.00 D 1175120.0034 D Common Shares 2018-06-26 5 G 0 E 700 0.00 D 1174420.0034 D Common Shares 2018-06-26 5 G 0 E 560 0.00 D 1173860.0034 D Common Shares 2018-06-27 5 G 0 E 280 0.00 D 1173580.0034 D Common Shares 2018-06-27 5 G 0 E 2100 0.00 D 1171480.0034 D Common Shares 2018-08-30 4 M 0 57829 7.44 A 1229957.0034 D Common Shares 2018-08-30 4 S 0 57829 41.08 D 1172128.0034 D Common Shares 2018-08-31 4 M 0 42171 7.44 A 1214299.0034 D Common Shares 2018-08-31 4 M 0 76123 17.44 A 1290422.0034 D Common Shares 2018-08-31 4 S 0 118294 40.73 D 1172128.0034 D Common Shares 2018-09-04 4 M 0 35932 17.44 A 1208060.0034 D Common Shares 2018-09-04 4 S 0 35932 40.70 D 1172128.0034 D Common Shares 9400 I By Wife Common Shares 200 I By Daughter Common Shares 345000 I By Family Limited Partnersip Options to Acquire Common Shares 7.44 2018-08-30 4 M 0 57829 0.00 D 2019-02-05 Common Shares 57829 42171 D Options to Acquire Common Shares 7.44 2018-08-31 4 M 0 42171 0.00 D 2019-02-05 Common Shares 42171 0 D Options to Acquire Common Shares 17.44 2018-08-31 4 M 0 76123 0.00 D 2015-02-09 2019-02-09 Common Shares 76123 35932 D Options to Acquire Common Shares 17.44 2018-09-04 4 M 0 35932 0.00 D 2015-02-09 2019-02-09 Common Shares 35932 0 D Total includes 648 shares purchased on 06/30/2018 pursuant to the Assured Guaranty Ltd. Employee Stock Purchase Plan which meets the requirements of Rule 16b-3. The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $40.84 and $41.33 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. Reflects the amount of options that vested in accordance with the performance measures described in the Form 4 reporting the grant. The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $40.00 and $41.00 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The Common Shares sold by the Reporting Person and reported herein were sold at a range of between $40.50 and $41.07 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. Options vested as follows: 1/3 on 02/05/2010, 1/3 on 02/05/2011 and 1/3 on 02/05/2012. All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 100,000 (after taking into account the options exercised as reported on this Form 4). The total number of performance share units from tranches with different performance measures, performance periods and vesting dates is 254,472. /s/ Ling Chow, Attorney-in-fact 2018-09-04