0001209191-18-039088.txt : 20180621 0001209191-18-039088.hdr.sgml : 20180621 20180621213931 ACCESSION NUMBER: 0001209191-18-039088 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180621 FILED AS OF DATE: 20180621 DATE AS OF CHANGE: 20180621 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ATIEH MICHAEL G CENTRAL INDEX KEY: 0001072501 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38538 FILM NUMBER: 18913029 MAIL ADDRESS: STREET 1: MERCK MEDCO MANAGED CARE INC STREET 2: 100 SUMMIT AVE CITY: MONTVALE STATE: NJ ZIP: 07645 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: electroCore, Inc. CENTRAL INDEX KEY: 0001560258 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 203454976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 ALLEN ROAD, SUITE 201 CITY: BASKING RIDGE STATE: NJ ZIP: 07920 BUSINESS PHONE: 973-290-0097 MAIL ADDRESS: STREET 1: 150 ALLEN ROAD, SUITE 201 CITY: BASKING RIDGE STATE: NJ ZIP: 07920 FORMER COMPANY: FORMER CONFORMED NAME: ElectroCore, LLC DATE OF NAME CHANGE: 20121012 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2018-06-21 0 0001560258 electroCore, Inc. ECOR 0001072501 ATIEH MICHAEL G 150 ALLEN ROAD, SUITE 201 BASKING RIDGE NJ 07920 1 0 0 0 Common Stock 13333 D Common Stock 55556 I via Core Ventures II, LLC Warrant 12.60 2016-06-29 2021-06-29 Common Stock 3968 I via Core Ventures II, LLC /s/ John L. Cleary, II, attorney-in-fact 2018-06-21 EX-24.3_797846 2 poa.txt POA DOCUMENT POWER OF ATTORNEY FOR SEC FILINGS ON FORMS ID, 3, 4, 5, 144, SCHEDULES 13D and 13G IN RESPECT OF SECURITIES OF ELECTROCORE, INC. The undersigned hereby constitutes and appoints each of John Cleary, Ira Kotel, Brian Lee and Chris Errico as his true and lawful attorneys-in-fact and agents, each with full power of substitution and resubstitution for him in his name and stead in any and all capacities, to sign and file for and on his behalf, in respect of any acquisition, disposition or other change in ownership of any Common Stock or derivative securities thereof of electroCore, Inc. (the "Company"), the following: (i) any Form ID to be filed with the Securities and Exchange Commission (the "SEC"); (ii) any Initial Statement of Beneficial Ownership of Securities on Form 3 to be filed with the SEC; (iii) any Statement of Changes of Beneficial Ownership of Securities on Form 4 to be filed with the SEC; (iv) any Annual Statement of Beneficial Ownership of Securities on Form 5 to be filed with the SEC; (v) any Notice of Proposed Sale of Securities on Form 144 to be filed with the SEC (vi) and any other forms or reports the undersigned may be required to file in connection with the undersigned's ownership, acquisition or disposition of securities of the Company, including Schedules 13G and 13D; and (vii) any and all agreements, certificates, receipts, or other documents in connection therewith. The undersigned hereby gives full power and authority to each attorney-in-fact to seek and obtain as the undersigned's representative and on the undersigned's behalf, information on transactions in the Company's securities from any third party, including brokers, employee benefit plan administrators and trustees, and the undersigned hereby authorizes any such person to release such information to the undersigned and approves and ratifies any such release of information. The undersigned hereby grants unto each attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary in connection with such matters and hereby ratifies and confirms all that any such attorney-in-fact and agent or substitute may do or cause to be done by virtue hereof. The undersigned acknowledges that: (i) neither the Company nor any of such attorney-in-fact assumes (i) any liability for the undersigned's responsibility to comply with the requirement of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), (ii) any liability of the undersigned for any failure to comply with such requirements or (iii) any obligation or liability of the undersigned for profit disgorgement under Section 16(b) of the Exchange Act; and (ii) this Power of Attorney does not relieve the undersigned from responsibility for compliance with the undersigned's obligations under the Exchange Act, including without limitation the reporting requirements under Section 16 of the Exchange Act. This Power of Attorney shall remain in full force and effect until revoked by the undersigned in a signed writing delivered to such attorney-in-fact. IN WITNESS WHEREOF, the undersigned has executed this Power of Attorney. Date: June 18, 2018 /s/ Michael G. Atieh Michael G. Atieh