MA-A
0000107238
XXXXXXXX
Jim Cherry
901-403-4036
jim.cherry@southstatesec.com
heather.howard@southstatesec.com
12-31-2025
Y
SOUTHSTATE SECURITIES CORP.
6950
62-0804968
866-00932-00
867-02700
008-18971
6950
6750 POPLAR AVENUE
SUITE 300
MEMPHIS
TN
38138
901-435-4036
Add
2850 SHORELINE TRAIL
SUITE 302
ROCKWALL
TX
75032
713-479-6086
Add
9 GREENWAY PLAZA
SUITE 3120
HOUSTON
TX
77046
713-821-2520
Add
6525 Carnegie Blvd.
Suite 410
CHARLOTTE
NC
28211
704-654-3327
N
southstatesec.com
James
Crowell
Cherry
6750 POPLAR AVENUE
SUITE 300
MEMPHIS
TN
38138
901-403-4036
jim.cherry@southstatesec.com
Heather
Diane
Howard
Compliance Officer
6750 Poplar Avenue
Suite 300
Memphis
TN
38138
9014354029
heather.howard@southstatesec.com
Add
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
2850 SHORELINE TRAIL
SUITE 302
ROCKWALL
TX
75302
713-479-6086
Client files.
Add
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
9 GREENWAY PLAZA
SUITE 3120
HOUSTON
TX
77046
713-821-2520
Client files.
Add
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
6525 Carnegie Blvd.
Suite 410
CHARLOTTE
NC
28211
704-654-3327
Client files.
SouthState Bank, National Association
Y
SEC
0001820717
December
TN
03-27-1969
N
95
3
3
0
0
0
Municipal Entities
Non-profit organizations
Corporations or other businesses
0
0
0
Not Applicable
Hourly Charges
Fixed Fees
Contingent Fees
Not Applicable
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice ME Other Investments
Advice Guaranteed IC
Advice Use Of MD
Advice On Selection
Y
Y
N
Broker-dealer municipal securities dealer or government securities broker or dealer
Banking/Thrift institution
2
Add
Banking/Thrift institution
SouthState Bank, National Association
SouthState Bank, National Association
Y
Y
N
Add
Broker-dealer municipal securities dealer or government securities broker or dealer
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
Y
Y
N
Y
Y
N
N
Y
N
N
N
N
N
Y
N
N
N
SouthState Bank, National Association
0001820717
Schedule A
SouthState Corp
0000764038
Schedule B
- Item 4F as a recently opened MA firm, no MA business performed during 2024. A zero is indicated as of this filing.
- I spoke with the SEC and mentioned that the EDGAR system requires at least one check within Item 4F or the EDGAR system indicates a red X and will not allow the processing of the Form MA.
- Item 4I - checked off anticipated compensation arrangements. The EDGAR system requires at least one check within 4I.
- No one owns 25% or more of SouthState stock.
N
N
N
N
Y
Y
N
Y
Y
N
Y
N
N
N
N
Y
N
N
N
N
N
N
N
N
N
Y
SouthState Bank, National Association
Y
59-2979916
Shareholder
02-01-2021
E
Y
James
Crowell
Cherry
Chief Compliance Officer
06-01-2013
NA
Y
2870353
Stuart
Lee
Hodges
Chief Financial Officer
02-01-2022
NA
Y
7370566
Nolen
Fredrick
Turnage
President
03-01-2025
NA
Y
2238125
Matthew
Eldon
Dustin
Municipal Advisor Principal
06-24-2024
NA
Y
6191220
SouthState Bank, National Association
SouthState Corp.
Y
57-0799315
Shareholder
02-01-2021
E
Y
SouthState Bank, National Association
Y
59-2979916
Shareholder
02-01-2021
E
Y
James
Crowell
Cherry
Chief Compliance Officer
06-01-2013
NA
Y
2870353
Amend
Stuart
Lee
Hodges
SVP/Managing Director - President of Debt Capital Markets
11-12-2025
NA
Y
7370566
Amend
Nolen
Fredrick
Turnage
SVP/Managing Director - Head of Fixed Income Sales
03-01-2025
NA
Y
2238125
Matthew
Eldon
Dustin
Municipal Advisor Principal
06-24-2024
NA
Y
6191220
SouthState Bank, National Association
SouthState Corp.
Y
57-0799315
Shareholder
02-01-2021
E
Y
1
9-E2
SouthState|DuncanWilliams Securities Corp.
6950
1851660
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
Y
008-18971
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
6950
1851660
1
9-C1
9-C2
9-C4
9-C5
SouthState|DuncanWilliams Securities Corp.
6950
1826125
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
Y
008-18971
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
6950
1826125
1
9-E2
SouthState|DuncanWilliams Securities Corp.
6950
1627337
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
Y
008-18971
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
6950
1627337
1
9-E2
SouthState|DuncanWilliams Securities Crorp.
6950
1610640
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
Y
008-18971
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
6950
1610640
1
9-E2
SouthState|DuncanWilliams Securities Corp.
6950
1601985
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
Y
008-18971
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
6950
1601985
1
9-E2
SouthState|DuncanWilliams Securities Corp.
6950
1329258
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
Y
008-18971
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
6950
1329258
1
9-E2
SouthState|DuncanWilliams Securities Corp.
6950
689564
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
Y
008-18971
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
6950
689564
1
9-D2
SouthStateDuncanWilliams Securities Corp.
6950
322753
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
Y
008-18971
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
6950
322753
1
9-E2
SouthState|DuncanWilliams Securities Corp.
6950
113672
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
Y
008-18971
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
6950
113672
Heather Howard
Heather Howard
Compliance Officer
01-22-2026
4349745
N
N
N
N
N
Y
N
Y
N
N
Y
N
Y
N
N
N
N
Y
Y
N
N