0001104659-23-011814.txt : 20230207
0001104659-23-011814.hdr.sgml : 20230207
20230207175506
ACCESSION NUMBER: 0001104659-23-011814
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230207
DATE AS OF CHANGE: 20230207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOYNTON ALTON L
CENTRAL INDEX KEY: 0001253935
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35737
FILM NUMBER: 23596390
MAIL ADDRESS:
STREET 1: 22322 20TH AVENUE SE
STREET 2: STE 150
CITY: BOTHELL
STATE: WA
ZIP: 98021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHWEST BIOTHERAPEUTICS INC
CENTRAL INDEX KEY: 0001072379
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 943306718
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4800 MONTGOMERY LANE
STREET 2: SUITE 800
CITY: BETHESDA
STATE: MD
ZIP: 20814
BUSINESS PHONE: (240) 497-9024
MAIL ADDRESS:
STREET 1: 4800 MONTGOMERY LANE
STREET 2: SUITE 800
CITY: BETHESDA
STATE: MD
ZIP: 20814
5
1
tm235861-1_5seq1.xml
OWNERSHIP DOCUMENT
X0306
5
2022-12-31
0
0
0
0001072379
NORTHWEST BIOTHERAPEUTICS INC
NWBO
0001253935
BOYNTON ALTON L
4800 MONGTGOMERY #800
BETHSDA
MD
20814
0
1
0
0
CHIEF SCIENTIFIC OFFICER
COMMON STOCK OPTIONS
0.23
2022-05-26
5
G
0
4900000
0
D
2018-05-28
2028-05-28
COMMON STOCK PAR VALUE $0.001
4900000
9761256
D
COMMON STOCK OPTIONS
0.35
2022-07-27
5
G
0
3000000
0
D
2020-07-02
2030-12-01
COMMON STOCK PAR VALUE $0.001
3000000
9761256
D
COMMON STOCK OPTIONS
0.35
2022-12-06
5
G
0
4500000
0
D
2020-07-02
2030-12-01
COMMON STOCK PAR VALUE $0.001
4500000
9761256
D
COMMON STOCK OPTIONS
0.35
2022-12-06
5
G
0
4500000
0
D
2020-07-02
2030-12-01
COMMON STOCK PAR VALUE $0.001
4500000
9761256
D
GIFTS FROM DR. BOYNTON FOR ESTATE PLANNING PURPOSES.
/s/ Dr. Alton L. Boynton
2023-02-07