0001104659-23-011814.txt : 20230207 0001104659-23-011814.hdr.sgml : 20230207 20230207175506 ACCESSION NUMBER: 0001104659-23-011814 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230207 DATE AS OF CHANGE: 20230207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOYNTON ALTON L CENTRAL INDEX KEY: 0001253935 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35737 FILM NUMBER: 23596390 MAIL ADDRESS: STREET 1: 22322 20TH AVENUE SE STREET 2: STE 150 CITY: BOTHELL STATE: WA ZIP: 98021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWEST BIOTHERAPEUTICS INC CENTRAL INDEX KEY: 0001072379 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943306718 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4800 MONTGOMERY LANE STREET 2: SUITE 800 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: (240) 497-9024 MAIL ADDRESS: STREET 1: 4800 MONTGOMERY LANE STREET 2: SUITE 800 CITY: BETHESDA STATE: MD ZIP: 20814 5 1 tm235861-1_5seq1.xml OWNERSHIP DOCUMENT X0306 5 2022-12-31 0 0 0 0001072379 NORTHWEST BIOTHERAPEUTICS INC NWBO 0001253935 BOYNTON ALTON L 4800 MONGTGOMERY #800 BETHSDA MD 20814 0 1 0 0 CHIEF SCIENTIFIC OFFICER COMMON STOCK OPTIONS 0.23 2022-05-26 5 G 0 4900000 0 D 2018-05-28 2028-05-28 COMMON STOCK PAR VALUE $0.001 4900000 9761256 D COMMON STOCK OPTIONS 0.35 2022-07-27 5 G 0 3000000 0 D 2020-07-02 2030-12-01 COMMON STOCK PAR VALUE $0.001 3000000 9761256 D COMMON STOCK OPTIONS 0.35 2022-12-06 5 G 0 4500000 0 D 2020-07-02 2030-12-01 COMMON STOCK PAR VALUE $0.001 4500000 9761256 D COMMON STOCK OPTIONS 0.35 2022-12-06 5 G 0 4500000 0 D 2020-07-02 2030-12-01 COMMON STOCK PAR VALUE $0.001 4500000 9761256 D GIFTS FROM DR. BOYNTON FOR ESTATE PLANNING PURPOSES. /s/ Dr. Alton L. Boynton 2023-02-07