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Name
|
| |
Age
|
| |
Position
|
|
Linda F. Powers | | |
65
|
| | Class III Director, Chairperson, President and Chief Executive Officer, Chief Financial and Accounting Officer | |
J. Cofer Black | | |
71
|
| | Class I Director | |
Dr. Alton L. Boynton | | |
76
|
| | Class I Director, Chief Scientific Officer | |
Jerry Jasinowski | | |
82
|
| | Class II Director | |
Dr. Navid Malik | | |
52
|
| | Class III Director | |
Name of Beneficial Owner
|
| |
Number of
Shares Beneficially Owned |
| |
Percentage(1)
|
| ||||||
Officers and Directors | | | | | | | | | | | | | |
Alton L. Boynton, Ph.D.(2)
|
| | | | 25,365,309 | | | | | | 2.9% | | |
Marnix L. Bosch, Ph.D., M.B.A.(3)
|
| | | | 34,040,941 | | | | | | 3.9% | | |
Linda F. Powers(4)
|
| | | | 29,411,759 | | | | | | 3.5% | | |
Leslie J. Goldman(5)
|
| | | | 172,742 | | | | | | *% | | |
Dr. Navid Malik(6)
|
| | | | 22,840,753 | | | | | | 2.6% | | |
Jerry Jasinowski(7)
|
| | | | 13,229,236 | | | | | | 1.6% | | |
J. Cofer Black(8)
|
| | | | 5,888,251 | | | | | | *% | | |
All executive officers and directors as a group (seven persons)
|
| | | | 130,948,991 | | | | | | 13.9% | | |
Name
|
| |
Age
|
| |
Position
|
|
Linda F. Powers | | |
65
|
| | Class III Director, Chairperson, President and Chief Executive Officer, Chief Financial and Accounting Officer | |
Alton L. Boynton, Ph.D.
|
| |
76
|
| | Class I Director, Chief Scientific Officer | |
Leslie J. Goldman | | |
75
|
| | Senior Vice President, General Counsel | |
Marnix L. Bosch, Ph.D.
|
| |
62
|
| | Chief Technical Officer | |
Name and Principal Position
|
| |
Year
|
| |
Salary
($) |
| |
Bonus
($) |
| |
Option
Awards ($)(1) |
| |
Total
($) |
| |||||||||||||||
Linda F. Powers
Chairperson, President and Chief Executive Officer, Chief Financial and Accounting Officer |
| | | | 2020 | | | | | $ | 700,000 | | | | | $ | — | | | | | $ | 17,317,000 | | | | | $ | 18,017,000 | | |
| | | 2019 | | | | | $ | 502,000 | | | | | $ | 300,000(2) | | | | | $ | — | | | | | $ | 802,000 | | | ||
Leslie Goldman
Senior Vice President, General Counsel and Business Development |
| | | | 2020 | | | | | $ | 525,000 | | | | | $ | — | | | | | $ | 10,548,000 | | | | | $ | 11,073,000 | | |
| | | 2019 | | | | | $ | 375,000 | | | | | $ | 200,000(2) | | | | | $ | — | | | | | $ | 575,000 | | | ||
Marnix L. Bosch, Ph.D.(3)
Chief Technical Officer |
| | | | 2020 | | | | | $ | 480,000 | | | | | $ | — | | | | | $ | 7,494,000 | | | | | $ | 7,974,000 | | |
| | | 2019 | | | | | $ | 397,000 | | | | | $ | 100,000(2) | | | | | $ | — | | | | | $ | 497,000 | | |
Name
|
| |
Number of
Securities Underlying Unexercised Options (#) Exercisable(1) |
| |
Number of
Securities Underlying Unexercised Options (#) Unexercisable |
| |
Equity
Incentive Plan Awards: Number of Securities Underlying Unexercised Unearned Options (#) |
| |
Option
Exercise Price ($) |
| |
Option
Expiration Date |
| |||||||||||||||
Linda F. Powers
Chairperson, President and Chief Executive Officer, Chief Financial and Accounting Officer |
| | | | 39,200,000 | | | | | | — | | | | | | — | | | | | | 0.23 | | | | | | 5/28/2028 | | |
| | | | | 10,770,429(2) | | | | | | — | | | | | | — | | | | | | 0.35 | | | | | | 7/2/2030 | | |
| | | | | 23,062,432(3) | | | | | | 9,496,292 | | | | | | — | | | | | | 0.35 | | | | | | 12/1/2030 | | |
| | | | | — | | | | | | — | | | | | | 11,789,879(4) | | | | | | 0.55 | | | | | | 9/2/2030 | | |
Leslie J. Goldman
Senior Vice President, General Counsel and Business Development |
| | | | 24,500,000(5) | | | | | | — | | | | | | | | | | | | 0.23 | | | | | | 5/28/2028 | | |
| | | | | — | | | | | | 20,000,000(6) | | | | | | — | | | | | | 0.35 | | | | | | 7/2/2030 | | |
| | | | | 2,189,432(6) | | | | | | 6,365,023 | | | | | | — | | | | | | 0.35 | | | | | | 12/1/2030 | | |
| | | | | | | | | | | — | | | | | | 5,894,939(7) | | | | | | 0.55 | | | | | | 9/2/2030 | | |
Marnix L. Bosch | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Chief Technical Officer
|
| | | | 31,770 | | | | | | 21,355 | | | | | | — | | | | | | 11.20 | | | | | | 6/23/2022 | | |
| | | | | 15,625(8) | | | | | | — | | | | | | — | | | | | | 8.80 | | | | | | 8/20/2022 | | |
| | | | | 7,940,182(9) | | | | | | — | | | | | | — | | | | | | 0.25 | | | | | | 6/13/2027 | | |
| | | | | 10,798,729(10) | | | | | | — | | | | | | — | | | | | | 0.35 | | | | | | 7/2/2030 | | |
| | | | | 11,780,098(11) | | | | | | 4,850,628 | | | | | | — | | | | | | 0.35 | | | | | | 12/1/2030 | | |
Name(1)
|
| |
Year
|
| |
Fees Earned
or Paid in Cash ($)(3) |
| |
Option Awards
($)(2) |
| |
Total
($) |
| ||||||||||||
Dr. Navid Malik
|
| | | | 2020 | | | | | | 150,000 | | | | | | 4,123,000 | | | | | | 4,273,000 | | |
Jerry Jasinowski
|
| | | | 2020 | | | | | | 150,000 | | | | | | 1,497,000 | | | | | | 1,647,000 | | |
J. Cofer Black
|
| | | | 2020 | | | | | | 150,000 | | | | | | 1,250,000 | | | | | | 1,400,000 | | |
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