X0202 4 2006-08-04 0001072313 AURIGA LABORATORIES, INC. ARGA.OB 0001363482 Pesin Philip S C/O SINGER LEWAK GREENBAUM&GOLDSTEIN LLP 10960 WILSHIRE BOULEVARD, SUITE 1100 LOS ANGELES CA 90024 1 1 1 0 Chief Executive Officer Common Stock 2007-04-12 4 C 0 360230 1.388 A 1679113 I By Sorrento Financial Partners, LLC Common Stock 2007-05-14 4 S 0 3000 1.50 D 1676113 I By Sorrento Financial Partners, LLC Common Stock 2007-05-14 4 S 0 2500 1.48 D 1673613 I By Sorrento Financial Partners, LLC Common Stock 2007-05-14 4 S 0 5500 1.47 D 1668113 I By Sorrento Financial Partners, LLC Common Stock 2007-05-15 4 S 0 5300 1.30 D 1662813 I By Sorrento Financial Partners, LLC Common Stock 2007-05-15 4 S 0 4000 1.31 D 1658813 I By Sorrento Financial Partners, LLC Common Stock 2007-05-15 4 S 0 11200 1.32 D 1647613 I By Sorrento Financial Partners, LLC Common Stock 2007-05-15 4 S 0 1000 1.34 D 1646613 I By Sorrento Financial Partners, LLC Common Stock 2007-05-15 4 S 0 15000 1.35 D 1631613 I By Sorrento Financial Partners, LLC Common Stock 2007-05-15 4 S 0 1000 1.40 D 1630613 I By Sorrento Financial Partners, LLC Common Stock 2007-05-15 4 S 0 1000 1.41 D 1629613 I By Sorrento Financial Partners, LLC Common Stock 2007-05-15 4 S 0 500 1.45 D 1629113 I By Sorrento Financial Partners, LLC Common Stock 531237 D Common Stock 500237 I By Spouse Common Stock 2721844 I By TSFG II, LP Common Stock 3048433 I By Trust Common Stock 1000000 I By Trust Senior Secured Convertible Note 1.388 2006-08-04 4 A 0 632000.00 0 A 2006-08-04 2007-05-15 Common Stock 632000.00 632000.00 I By Sorrento Financial Partners, LLC Senior Secured Convertible Note 1.388 2007-02-15 4 H 0 132000.00 0 D 2006-08-04 2007-05-15 Common Stock 132000.00 500000.00 I By Sorrento Financial Partners, LLC Senior Secured Convertible Note 1.388 2007-04-12 4 C 0 500000.00 0 D 2006-08-04 2007-05-15 Common Stock 500000.00 0 I By Sorrento Financial Partners, LLC Reporting person is the managing member. Reporting person is the general partner. Reporting person is a settlor, co-trustee and beneficiary of the Trust. Reporting person is the settlor and trustee of the Trust. /s/ Philip S. Pesin 2007-05-16