-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R5hCXsGzat0w6uKYPkhTNidtn/gGF8iyYPYuihRfS52u1QfwIxPsBsBOh4ONW57e 9wNbMhv7FE/l3+/H/SyTcQ== 0001412437-07-000001.txt : 20070920 0001412437-07-000001.hdr.sgml : 20070920 20070920111002 ACCESSION NUMBER: 0001412437-07-000001 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070910 FILED AS OF DATE: 20070920 DATE AS OF CHANGE: 20070920 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCTILLION CORP CENTRAL INDEX KEY: 0001071840 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 593509694 BUSINESS ADDRESS: STREET 1: 2638 LAPEER ROAD, SUITE 2 CITY: AUBURN HILLS STATE: MI ZIP: 48326 BUSINESS PHONE: 800-213-0689 MAIL ADDRESS: STREET 1: 2638 LAPEER ROAD, SUITE 2 CITY: AUBURN HILLS STATE: MI ZIP: 48326 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CUCINELLI NICHOLAS S. CENTRAL INDEX KEY: 0001412437 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 333-127953 FILM NUMBER: 071126273 BUSINESS ADDRESS: BUSINESS PHONE: 604-659-5006 MAIL ADDRESS: STREET 1: 1628 WEST 1ST AVENUE, SUITE 216 CITY: VANCOUVER STATE: A1 ZIP: V6J1G1 3 1 primary_doc.xml PRIMARY DOCUMENT X0202 3 2007-09-10 0 0001071840 OCTILLION CORP OCTL 0001412437 CUCINELLI NICHOLAS S. 1628 WEST 1ST AVENUE, SUITE 216 VANCOUVER A1 V6J1G1 BRITISH COLUMBIA, CANADA 1 1 0 0 PRESIDENT/CEO STOCK OPTIONS 4.21 2017-09-04 COMMON 1500000 D The options vest as follows: (a) 500,000 vest and become exercisable upon receiving engineering reports and independent confirmation that the NanoPower Windows can be manufactured at commercially viable prices and be able to generate a sufficient amount of electricity to be marketable to customers, whether retail or wholesale; (b) 500,000 vest and become exercisable upon commencing commercial sales of the NanoPower Window, whether to retail customers or wholesale customers; (c) 500,000 vest and become exercisable upon reaching $1,000,000 in total cumulative commercial sales of the NanoPower Window during any three month period of a fiscal year, and (d) All 1,500,000 vest and become exercisable if and when Sungen Technologies, Inc. is acquired by a third party at a price that has been approved by shareholders and the Board of Directors or when Octillion Corp., because of its ownership of Sungen Technologies, Inc., is acquired by a third party at a price that has been approved by shareholders and the Board of Directors. NICHOLAS CUCINELLI 2007-09-20 -----END PRIVACY-ENHANCED MESSAGE-----