0001071739-21-000241.txt : 20211102 0001071739-21-000241.hdr.sgml : 20211102 20211101200518 ACCESSION NUMBER: 0001071739-21-000241 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210405 FILED AS OF DATE: 20211101 DATE AS OF CHANGE: 20211101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEIDORFF MICHAEL F CENTRAL INDEX KEY: 0001186257 STATE OF INCORPORATION: MO FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31826 FILM NUMBER: 211368834 MAIL ADDRESS: STREET 1: 7711 CARONDELET AVENUE CITY: ST LOUIS STATE: MO ZIP: 63105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CENTENE CORP CENTRAL INDEX KEY: 0001071739 STANDARD INDUSTRIAL CLASSIFICATION: HOSPITAL & MEDICAL SERVICE PLANS [6324] IRS NUMBER: 041406317 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7700 FORSYTH BLVD. CITY: ST LOUIS STATE: MO ZIP: 63105 BUSINESS PHONE: 3147254477 MAIL ADDRESS: STREET 1: 7700 FORSYTH BLVD. CITY: ST LOUIS STATE: MO ZIP: 63105 4 1 wf-form4_163581150328890.xml FORM 4 X0306 4 2021-04-05 0 0001071739 CENTENE CORP CNC 0001186257 NEIDORFF MICHAEL F 7700 FORYSTH BOULEVARD ST. LOUIS MO 63105 1 1 0 0 Chairman & CEO Common Stock 2021-04-05 5 G 0 E 15650 0 D 6624692.351 D Common Stock 2021-05-12 5 G 0 E 50 0 D 6624642.351 D Common Stock 2021-08-31 5 G 0 E 79598 0 D 6545044.351 D Common Stock 2021-10-28 4 S 0 20000 70.09 D 6525044.351 D Common Stock 494498 I By GRAT Common Stock 3600 I By Spouse Phantom Stock 0.0 2011-02-11 2011-02-11 Common Stock 202276.004 202276.004 D Common Stock Option (right to buy) 59.73 2023-12-15 2030-12-15 Common Stock 150000.0 150000 D Common Stock Option (right to buy) 59.62 2022-12-11 2029-12-11 Common Stock 13334.0 13334 D This sale is pursuant to an ongoing but small diversification plan and is in accordance with a 10b5-1 Trading Plan that was established on September 14, 2021. The weighted average price for this transaction is reported within the form. Full information regarding the number of shares at each price is available upon request. Ownership includes 804,831 shares of restricted stock units subject to vesting requirements. Owned by a grantor retained annuity trust of which Mr. Neidorff is the trustee and beneficiary of the annuity. Each share of phantom stock represents the right to receive the fair market value of one share of Centene common stock. The phantom stock has no formal expiration date. The phantom stock will be settled in cash or other non-Company securities upon Mr. Neidorff's termination with the Company or on such other date Mr. Neidorff may elect. /s/ Christopher A. Koster (executed by attorney-in-fact) 2021-11-01