0001071640-19-000001.txt : 20190129
0001071640-19-000001.hdr.sgml : 20190129
20190129113845
ACCESSION NUMBER: 0001071640-19-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190129
DATE AS OF CHANGE: 20190129
EFFECTIVENESS DATE: 20190129
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PARK AVENUE SECURITIES LLC
CENTRAL INDEX KEY: 0001071640
IRS NUMBER: 134023176
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-16353
FILM NUMBER: 19547682
BUSINESS ADDRESS:
STREET 1: 7 HANOVER SQUARE, H4C
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: 212-919-2033
MAIL ADDRESS:
STREET 1: 7 HANOVER SQUARE, H4C
CITY: NEW YORK
STATE: NY
ZIP: 10004
FORMER COMPANY:
FORMER CONFORMED NAME: PARK AVENUE SECURITIES LLC /BD
DATE OF NAME CHANGE: 20020129
13F-HR
1
primary_doc.xml
13F-HR
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false
false
false
0001071640
XXXXXXXX
12-31-2018
12-31-2018
PARK AVENUE SECURITIES LLC
7 HANOVER SQUARE, H4C
NEW YORK
NY
10004
13F HOLDINGS REPORT
028-16353
N
Thomas J. Bellaro
Director, PAS Compliance
212-919-3652
Thomas J. Bellaro
New York
NY
01-29-2019
0
210
651666
false
INFORMATION TABLE
2
13fReadytoFile2018Q4.xml
ISHARES U S ETF TR SHORT MTY BD ETF
ETF
46431W507
109134
2186625
SH
SOLE
0
0
0
ISHARES TR CORE MSCI EAFE ETF
ETF
46432F842
91955
1608443
SH
SOLE
0
0
0
ISHARES TR EDGE MSCI USA MOMENTUM FACTOR ETF
ETF
46432F396
62567
607033
SH
SOLE
0
0
0
SPDR SER TR BLOOMBERG BARCLAYS INTER TERM CORPORATE BD ETF
ETF
78464A375
50398
1517110
SH
SOLE
0
0
0
INVESCO EXCHANGE TRADED FD TR S&P 500 QUALITY ETF A
ETF
46137V241
40205
1402329
SH
SOLE
0
0
0
ISHARES TR U S TREAS BD ETF
ETF
46429B267
36298
1464224
SH
SOLE
0
0
0
ISHARES INC CORE MSCI EMERGING MKTS ETF
ETF
46434G103
33518
683625
SH
SOLE
0
0
0
ISHARES TR MSCI USA MINIMUM VOLATILITY ETF
ETF
46429B697
29816
558976
SH
SOLE
0
0
0
INVESCO ACTIVELY MANAGED EXCHANGE TRADED COMMODITY FD TR OPTIMUM YIELD DIVSF COMMODITY STRATEGY NO K1 ETF
ETF
46090F100
26852
1683533
SH
SOLE
0
0
0
VANGUARD SCOTTSDALE FDS VANGUARD MTG BACKED SECS ETF
ETF
92206C771
22226
430826
SH
SOLE
0
0
0
VANECK VECTORS ETF TR J P MORGAN EMERGING MKTS LOC CURRENCY BD ETF NEW
ETF
92189H300
11397
337398
SH
SOLE
0
0
0
INVESCO EXCHANGE TRADED FD TR S&P 500 PURE VALUE ETF
ETF
46137V258
11143
183449
SH
SOLE
0
0
0
MASTERCARD INC CL A COM
COM
57636Q104
3884
19828
SH
SOLE
0
0
0
ISHARES TR FLTG RATE NT ETF
ETF
46429B655
3817
75617
SH
SOLE
0
0
0
ALPHABET INC CL A
COM
02079K305
3796
3566
SH
SOLE
0
0
0
ISHARES TR CORE MSCI TOTAL INTL STK ETF
ETF
46432F834
3496
63873
SH
SOLE
0
0
0
VERIZON COMMUNICATIONS INC COM
COM
92343V104
3242
55884
SH
SOLE
0
0
0
VANGUARD SCOTTSDALE FDS VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX ETF SHS
ETF
92206C870
3189
38260
SH
SOLE
0
0
0
JP MORGAN CHASE & CO COM ISIN#US46625H1005
COM
46625H100
3167
31697
SH
SOLE
0
0
0
VISA INC COM CL A
COM
92826C839
3040
22023
SH
SOLE
0
0
0
UNITEDHEALTH GROUP INC COM
COM
91324P102
2878
11619
SH
SOLE
0
0
0
AT&T INC COM
COM
00206R102
2207
71501
SH
SOLE
0
0
0
ZOETIS INC CL A
COM
98978V103
1920
22309
SH
SOLE
0
0
0
ADOBE SYS INC COM
COM
00724F101
1873
7884
SH
SOLE
0
0
0
FACEBOOK INC CL A
COM
30303M102
1815
12621
SH
SOLE
0
0
0
SELECT SECTOR SPDR TR CONSUMER STAPLES
ETF
81369Y308
1782
34520
SH
SOLE
0
0
0
EXXON MOBIL CORP COM
COM
30231G102
1772
24702
SH
SOLE
0
0
0
MERCK & CO INC NEW COM
COM
58933Y105
1754
23415
SH
SOLE
0
0
0
CROWN CASTLE INTL CORP NEW COM
COM
22822V101
1625
15129
SH
SOLE
0
0
0
CISCO SYSTEMS INC
COM
17275R102
1614
37119
SH
SOLE
0
0
0
AMERICAN TOWER REIT COM
COM
03027X100
1603
9932
SH
SOLE
0
0
0
ALPHABET INC CAP STK CL C
COM
02079K107
1600
1513
SH
SOLE
0
0
0
COMCAST CORP CL A
COM
20030N101
1598
44840
SH
SOLE
0
0
0
ISHARES TR CORE DIVID GROWTH ETF
ETF
46434V621
1580
46489
SH
SOLE
0
0
0
ACCENTURE PLC IRELAND CLASS SHS ISIN#IE00B4BNMY34
SHS
G1151C101
1569
10728
SH
SOLE
0
0
0
DUKE ENERGY CORP NEW COM NEW
COM
26441C204
1375
16254
SH
SOLE
0
0
0
ALTRIA GROUP INC COM
COM
02209S103
1259
25742
SH
SOLE
0
0
0
DOMINION ENERGY INC COM
COM
25746U109
1248
17861
SH
SOLE
0
0
0
COSTCO WHOLESALE CORP NEW COM
COM
22160K105
1205
5724
SH
SOLE
0
0
0
SPDR S&P 500 ETF TR TR UNIT
ETF
78462F103
1196
4619
SH
SOLE
0
0
0
CME GROUP INC COM
COM
12572Q105
1186
6566
SH
SOLE
0
0
0
WELLTOWER INC COM
COM
95040Q104
1166
16319
SH
SOLE
0
0
0
XCEL ENERGY INC COM
COM
98389B100
1077
21850
SH
SOLE
0
0
0
MID-AMER APT CMNTYS INC COM
COM
59522J103
1028
10576
SH
SOLE
0
0
0
LINDE PLC SH ISIN#IE00BZ12WP82
SHS
G5494J103
1002
6252
SH
SOLE
0
0
0
NETFLIX INC COM
COM
64110L106
993
2940
SH
SOLE
0
0
0
VANECK VECTORS ETF TR EMERGING MKTS HIGH YIELD BD ETF
ETF
92189F353
975
43021
SH
SOLE
0
0
0
ISHARES TR MSCI EAFE ESG OPTIMIZED ETF
ETF
46435G516
974
16394
SH
SOLE
0
0
0
CHUBB LTD COM ISIN#CH0044328745
COM
H1467J104
960
7413
SH
SOLE
0
0
0
NEXTERA ENERGY INC COM
COM
65339F101
926
5272
SH
SOLE
0
0
0
ABBVIE INC COM
COM
00287Y109
913
10340
SH
SOLE
0
0
0
SELECT SECTOR SPDR TR FINANCIAL
SBI INT FINL
81369Y605
901
36780
SH
SOLE
0
0
0
SELECT SECTOR SPDR TR CONSUMER DISCRETIONARY
SBI CONS DISCR
81369Y407
885
8459
SH
SOLE
0
0
0
BLACKROCK INC COM
COM
09247X101
877
2204
SH
SOLE
0
0
0
INGERSOLL RAND PLC SHS ISIN#IE00B6330302
SHS
G47791101
831
8754
SH
SOLE
0
0
0
SIX FLAGS ENTMT CORP NEW COM
COM
83001A102
825
13317
SH
SOLE
0
0
0
AVANGRID INC COM
COM
05351W103
822
16786
SH
SOLE
0
0
0
SELECT SECTOR SPDR TR HEALTH CARE
SBI HEALTHCARE
81369Y209
795
9057
SH
SOLE
0
0
0
EATON CORPORATION PLC SHS ISIN#IE00B8KQN827
SHS
G29183103
794
11303
SH
SOLE
0
0
0
ARES CAP CORP COM
COM
04010L103
789
48451
SH
SOLE
0
0
0
MEDTRONIC PLC SHS ISIN#IE00BTN1Y115
SHS
G5960L103
781
9203
SH
SOLE
0
0
0
ALLIANZGI NFJ DIVID INT & PREM STRATEGY FD COM
COM
01883A107
736
63633
SH
SOLE
0
0
0
ISHARES TR 0-5 YR HIGH YIELD CORP BD ETF
ETF
46434V407
735
16082
SH
SOLE
0
0
0
EVERSOURCE ENERGY COM
COM
30040W108
728
11030
SH
SOLE
0
0
0
EPR PPTYS COM SH BEN INT
COM
26884U109
701
10150
SH
SOLE
0
0
0
ABERDEEN TOTAL DYNAMIC DIVID FD COM
COM
00326L100
665
85339
SH
SOLE
0
0
0
3M CO COM
COM
88579Y101
642
3342
SH
SOLE
0
0
0
ALIBABA GROUP HLDG LTD SPONSORED ADR ISIN#US01609W1027
ADR
01609W102
633
4180
SH
SOLE
0
0
0
SPDR SER TR BLOOMBERG BARCLAYS HIGH YIELD BD ETF
ETF
78464A417
632
18139
SH
SOLE
0
0
0
ISHARES TR CURRENCY HEDGED MSCI EUROZONE ETF
ETF
46434V639
620
23112
SH
SOLE
0
0
0
W P CAREY INC COM
COM
92936U109
598
8689
SH
SOLE
0
0
0
BCE INC COM NEW ISIN#CA05534B7604 SHS
COM
05534B760
582
13918
SH
SOLE
0
0
0
CONOCOPHILLIPS COM
COM
20825C104
568
8560
SH
SOLE
0
0
0
GLAXOSMITHKLINE PLC SPONS ADR
ADR
37733W105
556
14107
SH
SOLE
0
0
0
ISHARES TR CORE MSCI PAC ETF MKT ETF
ETF
46434V696
554
10477
SH
SOLE
0
0
0
HEALTHCARE TR AMER INC CL A NEW
ETF
42225P501
546
20679
SH
SOLE
0
0
0
NVIDIA CORP COM
COM
67066G104
519
3486
SH
SOLE
0
0
0
PAYPAL HLDGS INC COM
COM
70450Y103
514
5673
SH
SOLE
0
0
0
WASTE MGMT INC DEL COM
COM
94106L109
497
5303
SH
SOLE
0
0
0
CENTERPOINT ENERGY INC COM
COM
15189T107
472
16058
SH
SOLE
0
0
0
VODAFONE GROUP PLC NEW SPONSORED ADR NO PAR
ADR
92857W308
468
23750
SH
SOLE
0
0
0
HDFC BK LTD ADR REPSTG 3 SHS
ADR
40415F101
459
4473
SH
SOLE
0
0
0
NUVEEN DIVID ADVANTAGE MUN FD COM
COM
67066V101
455
34719
SH
SOLE
0
0
0
VANGUARD SCOTTSDALE FDS VANGUARD RUSSELL 2000 INDEX FD ETF SHS
ETF
92206C664
453
3928
SH
SOLE
0
0
0
VENTAS INC COM
COM
92276F100
451
7504
SH
SOLE
0
0
0
SALESFORCE.COM INC COM STOCK
COM
79466L302
450
3050
SH
SOLE
0
0
0
BLACKROCK ENHANCED EQUITY DIVID TR COM
COM
09251A104
446
53633
SH
SOLE
0
0
0
FIDELITY NATL INFORMATION SVCS INC COM
COM
31620M106
437
4216
SH
SOLE
0
0
0
GENERAL MTRS CO COM
COM
37045V100
425
11430
SH
SOLE
0
0
0
GLOBAL X FDS MLP ETF
ETF
37950E473
425
49737
SH
SOLE
0
0
0
INTUITIVE SURGICAL INC COM NEW
COM
46120E602
413
817
SH
SOLE
0
0
0
AMDOCS LTD SHS ISIN#GB0022569080
SHS
G02602103
410
6840
SH
SOLE
0
0
0
VANGUARD WORLD FDS VANGUARD MATLS ETF
ETF
92204A801
406
3512
SH
SOLE
0
0
0
CANADIAN PAC RY LTD COM ISIN#CA13645T1003
COM
13645T100
401
2121
SH
SOLE
0
0
0
ISHARES TR CORE 1-5 YR USD BD ETF
ETF
46432F859
401
8160
SH
SOLE
0
0
0
KEYSIGHT TECHNOLOGIES INC COM
COM
49338L103
398
5920
SH
SOLE
0
0
0
EQUINIX INC COM PAR $0 001
COM
29444U700
398
1071
SH
SOLE
0
0
0
AKAMAI TECHNOLOGIES INC COM
COM
00971T101
396
6282
SH
SOLE
0
0
0
B & G FOODS INC NEW COM
COM
05508R106
390
13317
SH
SOLE
0
0
0
INVESCO EXCHANGE- TRADED FD TR II PFD ETF
ETF
46138E511
386
27656
SH
SOLE
0
0
0
ORACLE CORP COM
COM
68389X105
380
7862
SH
SOLE
0
0
0
STERIS PLC SHS ISIN#GB00BVVBC028
SHS
G84720104
377
3429
SH
SOLE
0
0
0
ADVENT CLAYMORE CONV SECS & INCOME FD COM
COM
00764C109
376
27405
SH
SOLE
0
0
0
DOWDUPONT INC COM
COM
26078J100
358
6472
SH
SOLE
0
0
0
ISHARES TR MSCI UTD KINGDOM ETF NEW
ETF
46435G334
342
11203
SH
SOLE
0
0
0
BIOGEN IDEC INC COM
COM
09062X103
338
1014
SH
SOLE
0
0
0
BLACKROCK DEBT STRATEGIES FD INC COM NEW
COM
09255R202
336
32184
SH
SOLE
0
0
0
EXPEDIA GROUP INC COM NEW
COM
30212P303
327
2866
SH
SOLE
0
0
0
BROOKFIELD INFRASTRUCTURE PARTNERS LP LTD PARTNERSHIP INT UNIT ISIN#BMG162521014
LP INT UNIT
G16252101
325
8723
SH
SOLE
0
0
0
ALLIANCEBERNSTEIN NATL MUN INCOME FD INC
COM
01864U106
318
25450
SH
SOLE
0
0
0
ICON PLC LTD SHS ISIN#IE0005711209
SHS
G4705A100
313
2314
SH
SOLE
0
0
0
PGIM SHORT DURATION HIGH YIELD FD INC COM
COM
69346H100
309
22808
SH
SOLE
0
0
0
CBRE GROUP INC CL A
COM
12504L109
308
7232
SH
SOLE
0
0
0
TWITTER INC COM
COM
90184L102
308
9356
SH
SOLE
0
0
0
PPL CORP COM
COM
69351T106
307
10403
SH
SOLE
0
0
0
EOG RES INC COM
COM
26875P101
306
3159
SH
SOLE
0
0
0
ISHARES TR MSCI INDIA SMALL CAP ETF
ETF
46429B614
303
7950
SH
SOLE
0
0
0
NOVARTIS AG SPONSORED ADR
ADR
66987V109
302
3443
SH
SOLE
0
0
0
EATON VANCE MUN BD FD COM
COM
27827X101
301
25931
SH
SOLE
0
0
0
AMERICAN AIRLS GROUP INC COM
COM
02376R102
301
9461
SH
SOLE
0
0
0
WESTERN ASSET HIGH INCOME OPPTY FD INC
COM
95766K109
297
63679
SH
SOLE
0
0
0
WELLS FARGO INCOME OPPORTUNITIES FUND COM SHS
COM
94987B105
297
38951
SH
SOLE
0
0
0
INVESCO EXCHANGE TRADED FD TR S&P 500 EQUAL WEIGHT ETF
ETF
46137V357
284
2960
SH
SOLE
0
0
0
CHECK POINT SOFTWARE TECHNOLOGIES LTD SHS ISIN#IL0010824113
ORD
M22465104
282
2680
SH
SOLE
0
0
0
SHOPIFY INC CL A ISIN#CA82509L1076
CL A
82509L107
279
1870
SH
SOLE
0
0
0
WESTERN ASSET EMERGING MKTS DEBT FD INC COM
COM
95766A101
278
21219
SH
SOLE
0
0
0
HP INC COM
COM
40434L105
278
13116
SH
SOLE
0
0
0
BLACKROCK CORE BD TR SHS BEN INT
SHS BEN INT
09249E101
275
21498
SH
SOLE
0
0
0
EXELON CORP COM
COM
30161N101
269
5877
SH
SOLE
0
0
0
FEDEX CORP COM
COM
31428X106
269
1573
SH
SOLE
0
0
0
BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST INC
COM
09247D105
257
18365
SH
SOLE
0
0
0
ISHARES INC ESG MSCI EM ETF
ETF
46434G863
256
8025
SH
SOLE
0
0
0
GOLDMAN SACHS GROUP INC COM
COM
38141G104
254
1438
SH
SOLE
0
0
0
ISHARES TR CORE HIGH DIVID ETF
ETF
46429B663
254
2960
SH
SOLE
0
0
0
DREYFUS STRATEGIC MUN BD FD INC COM
COM
26202F107
246
33582
SH
SOLE
0
0
0
TESLA INC COM
COM
88160R101
245
705
SH
SOLE
0
0
0
BLACKROCK MUN INCOME TR SH BEN INT
SHS BEN INT
09248F109
244
18802
SH
SOLE
0
0
0
LABORATORY CORP AMER HLDGS COM NEW
COM
50540R409
240
1819
SH
SOLE
0
0
0
FLEXSHARES TR INTL QUALITY DIVIDEND INDEX FD
COM
33939L837
239
10927
SH
SOLE
0
0
0
CONCHO RES INC COM
COM
20605P101
239
1981
SH
SOLE
0
0
0
BLACKROCK FLOATING RATE INCOME STRATEGIES FD INC COM
COM
09255X100
238
19130
SH
SOLE
0
0
0
FIVE BELOW INC COM
COM
33829M101
237
2012
SH
SOLE
0
0
0
BLACKROCK STRATEGIC MUN TR COM
COM
09248T109
235
18682
SH
SOLE
0
0
0
INTERCONTINENTAL EXCHANGE INC COM
COM
45866F104
235
3216
SH
SOLE
0
0
0
ISHARES TR ISHARES CURRENCY HEDGED MSCI EAFE ETF
ETF
46434V803
235
8783
SH
SOLE
0
0
0
EATON VANCE LTD DURATION INCOME FD COM
COM
27828H105
234
19107
SH
SOLE
0
0
0
METLIFE INC COM
COM
59156R108
233
5319
SH
SOLE
0
0
0
VERISK ANALYTICS INC COM
COM
92345Y106
232
2071
SH
SOLE
0
0
0
BLACKROCK MUNI INTER DURATION FD INC COM
COM
09253X102
232
17441
SH
SOLE
0
0
0
VOYA GLOBAL ADVANTAGE & PREM OPPORTUNITY FD COM
COM
92912R104
231
23479
SH
SOLE
0
0
0
ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FD INC COM
COM
01879R106
231
20894
SH
SOLE
0
0
0
WESTERN ASSET INCOME FD II INC
COM
95766J102
230
36867
SH
SOLE
0
0
0
BLACKROCK MUN BD TR COM
COM
09249H104
230
16174
SH
SOLE
0
0
0
HANCOCK JOHN INVT TR TAX ADVANTAGED GLOBAL SHAREHOLDER YIELD FD
COM
41013P749
228
32512
SH
SOLE
0
0
0
NUVEEN REAL ESTATE INCOME FD COM
COM
67071B108
228
24256
SH
SOLE
0
0
0
CREDIT SUISSE HIGH YIELD BD FD SH BEN INT
SHS BEN INT
22544F103
227
98419
SH
SOLE
0
0
0
DREYFUS MUN INCOME INC COM
COM
26201R102
227
28661
SH
SOLE
0
0
0
AES CORP COM
COM
00130H105
227
14743
SH
SOLE
0
0
0
SPDR SER TR BLOOMBERG BARCLAYS U S CONV LIQUID BD INDEX
ETF
78464A359
226
4625
SH
SOLE
0
0
0
WESTERN ASSET CORPORATE LN FD INC COM
COM
95790J102
225
24009
SH
SOLE
0
0
0
DWS STRATEGIC MUN DWS STRATEGIC MUN NEW COM
COM
23342Q101
224
20685
SH
SOLE
0
0
0
NUVEEN FLOATING RATE INCOME FD COM
COM
67072T108
224
23408
SH
SOLE
0
0
0
NUVEEN SR INCOME FD COM
COM
67067Y104
223
38721
SH
SOLE
0
0
0
EATON VANCE MUN INCOME TR SH BEN INT
SHS BEN INT
27826U108
223
19414
SH
SOLE
0
0
0
NUVEEN FLTNG RATE INCOME OPPTNTY FD COM SHS
COM
6706EN100
223
23396
SH
SOLE
0
0
0
D R HORTON INC COM
COM
23331A109
223
5623
SH
SOLE
0
0
0
VOYA INTL HIGH DIVID EQUITY INCOME FD COM
COM
92912Y109
222
40365
SH
SOLE
0
0
0
EATON VANCE SR INCOME TR SH BEN INT
SHS BEN INT
27826S103
222
36456
SH
SOLE
0
0
0
PRINCIPAL REAL ESTATE INCOME FD SHS BEN INT
SHS BEN INT
74255X104
222
12937
SH
SOLE
0
0
0
COHEN & STEERS TOTAL RETURN RLTY FD INC COM
COM
19247R103
221
18875
SH
SOLE
0
0
0
DREYFUS HIGH YIELD STRATEGIES FD SH BEN INT
SHS BEN INT
26200S101
220
76877
SH
SOLE
0
0
0
RMR REAL ESTATE INCOME FD COM
COM
76970B101
220
13576
SH
SOLE
0
0
0
FEDERATED PREMIER MUN INCOME FD COM
COM
31423P108
219
17106
SH
SOLE
0
0
0
NEUBERGER BERMAN HIGH YIELD STRATEGIES FD INC COM
COM
64128C106
219
21143
SH
SOLE
0
0
0
BROADCOM INC COM
COM
11135F101
217
867
SH
SOLE
0
0
0
ABERDEEN GLOBAL DYNAMIC DIVID FD COM
COM
00302M106
217
23556
SH
SOLE
0
0
0
FIRST TR SR FLTG RATE INCOME FD II COM
COM
33733U108
217
18543
SH
SOLE
0
0
0
INVESCO SR INCOME TR COM
COM
46131H107
216
53391
SH
SOLE
0
0
0
INVESCO HIGH INCOME TR II COM
COM
46131F101
216
16036
SH
SOLE
0
0
0
MACYS INC COM
COM
55616P104
216
8488
SH
SOLE
0
0
0
BLACKROCK LTD DURATION INCOME TR COM SHS
COM
09249W101
215
15282
SH
SOLE
0
0
0
SPDR GOLD TR GOLD SHS
SHS
78463V107
215
1763
SH
SOLE
0
0
0
VIRTUS TOTAL RETURN FD INC COM
COM
92837G100
214
23951
SH
SOLE
0
0
0
EATON VANCE SR FLTNG RATE TR COM
COM
27828Q105
212
16283
SH
SOLE
0
0
0
VOYA PRIME RATE TR SH BEN INT
SHS BEN INT
92913A100
212
45152
SH
SOLE
0
0
0
PIONEER FLOATING RATE TR COM
COM
72369J102
210
20367
SH
SOLE
0
0
0
ALPS ETF TR ALERIAN MLP ETF
ETF
00162Q866
208
21654
SH
SOLE
0
0
0
DUFF & PHELPS GLOBAL UTIL INCOME FD INC COM
COM
26433C105
208
15410
SH
SOLE
0
0
0
VANECK VECTORS ETF TR MORNINGSTAR WIDE MOAT ETF
ETF
92189F643
207
4815
SH
SOLE
0
0
0
PIONEER HIGH INCOME TR COM
COM
72369H106
203
23873
SH
SOLE
0
0
0
ASML HLDG N V N Y REGISTRY SHS NEW 2012
SHS
N07059210
202
1249
SH
SOLE
0
0
0
MANULIFE FINL CORP COM ISIN#CA56501R1064
COM
56501R106
164
10529
SH
SOLE
0
0
0
PHOTRONICS INC SR NT CONV
NOTE
719405AK8
12
11000
SH
SOLE
0
0
0
KINDER MORGAN INC DEL COM
COM
49456B101
196
11435
SH
SOLE
0
0
0
COMPASS DIVERSIFIED HLDGS SH BEN INT
SHS BEN INT
20451Q104
175
11756
SH
SOLE
0
0
0
BLACKROCK CORPORATE HIGH YIELD FD INC COM
COM
09255P107
121
12298
SH
SOLE
0
0
0
SPRINT CORP COM SER 1
COM
85207U105
82
12832
SH
SOLE
0
0
0
BARCLAYS PLC ADR ISIN#US06738E2046
ADR
06738E204
111
13631
SH
SOLE
0
0
0
NUVEEN CR STRATEGIES INCOME FD COM SHS
COM
67073D102
109
14111
SH
SOLE
0
0
0
NUVEEN PFD & INCOME OPPORTUNITIES FD COM
COM
67073B106
128
14179
SH
SOLE
0
0
0
PGIM GLOBAL SHORT DURATION HIGH YIELD FD INC COM
COM
69346J106
193
14483
SH
SOLE
0
0
0
CBRE CLARION GLOBAL REAL ESTATE INCOME FD COM
COM
12504G100
101
15155
SH
SOLE
0
0
0
BANCO SANTANDER SA ADR ISIN#US05964H1059
ADR
05964H105
79
16202
SH
SOLE
0
0
0
VOYA EMERGING MKTS HIGH DIVID EQUITY FD COM
COM
92912P108
128
16587
SH
SOLE
0
0
0
ABERDEEN GLOBAL PREMIER PPTYS FD COM SHS BEN INT
SHS BEN INT
00302L108
92
16822
SH
SOLE
0
0
0
ICICI BK LTD ADR ISIN#US45104G1040
ADR
45104G104
186
17419
SH
SOLE
0
0
0
WELLS FARGO GLOBAL DIVID OPPORTUNITY FD COM ISIN#US94987C1036
COM
94987C103
96
18680
SH
SOLE
0
0
0
AMBEV S A SPONSORED ADR ISIN#US02319V1035
ADR
02319V103
95
20618
SH
SOLE
0
0
0
SUMITOMO MITSUI FINL GROUP INC SPONS ADR ISIN#US86562M2098
ADR
86562M209
189
26364
SH
SOLE
0
0
0
BANCO BILBAO VIZCAYA ARGENTARIA SA ISIN#US05946K1016 APONSORED ADR
ADR
05946K101
182
31493
SH
SOLE
0
0
0