-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CqeqxMG6zqhSLwuWUpBavOOleK3z4H4nAOjPX9pJYTjtM97DRFGajzF36hIc6QIh nejoUkZlE4Kr50ofwN1EWw== 0001179110-03-004787.txt : 20030804 0001179110-03-004787.hdr.sgml : 20030804 20030804152311 ACCESSION NUMBER: 0001179110-03-004787 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030731 FILED AS OF DATE: 20030804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHADWICK PATRICIA WALSH CENTRAL INDEX KEY: 0001248100 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26225 FILM NUMBER: 03820492 MAIL ADDRESS: STREET 1: 31 HILLCREST PARK RD CITY: OLD GREENWICH STATE: CT ZIP: 06870 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SOUNDVIEW TECHNOLOGY GROUP INC CENTRAL INDEX KEY: 0001071620 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 133900397 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1700 EAST PUTNAM AVENUE CITY: OLD GREENWICH STATE: CT ZIP: 06870 BUSINESS PHONE: 203-321-7000 MAIL ADDRESS: STREET 1: 1700 EAST PUTNAM AVENUE CITY: OLD GREENWICH STATE: CT ZIP: 06870 FORMER COMPANY: FORMER CONFORMED NAME: WIT SOUNDVIEW GROUP INC DATE OF NAME CHANGE: 20000717 4 1 edgar.xml FORM 4 - X0201 4 2003-07-31 0 0001071620 SOUNDVIEW TECHNOLOGY GROUP INC SNDV 0001248100 CHADWICK PATRICIA WALSH C/O SOUNDVIEW TECHNOLOGY GROUP, INC. 1700 EAST PUTNAM AVENUE OLD GREENWICH CT 06870 1 0 0 0 Stock Options 10.00 2003-07-31 4 A 0 4000 10.00 A 2003-09-30 2013-07-31 Common Stock, $.01 par value 4000 10000 D These options were granted on July 31, 2003 and shall vest quarterly beginning on September 30, 2003 through the next 15 quarters. The number of derivative securities beneficially owned reflects the 1 for 5 reverse stock split effective on June 30, 2003. Patricia Walsh Chadwick 2003-08-04 -----END PRIVACY-ENHANCED MESSAGE-----