-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gf0Umn2iUgV0Sa6K63x6u4bHJryf2URAVFEZ1wCRCyVZLIoLvTpOShSujDL0Ce9F p51S0muIVBA74TNpOiIgVA== 0001071567-04-000013.txt : 20040204 0001071567-04-000013.hdr.sgml : 20040204 20040204181448 ACCESSION NUMBER: 0001071567-04-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040203 FILED AS OF DATE: 20040204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIME WARNER INC CENTRAL INDEX KEY: 0001105705 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 134099534 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 75 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2124848000 MAIL ADDRESS: STREET 1: 75 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: AOL TIME WARNER INC DATE OF NAME CHANGE: 20000208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVACK KENNETH J CENTRAL INDEX KEY: 0001071567 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15062 FILM NUMBER: 04568026 BUSINESS ADDRESS: STREET 1: 75 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: (212) 484-8000 MAIL ADDRESS: STREET 1: C/O AOL TIME WARNER INC. STREET 2: 75 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10019 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-02-03 0001105705 TIME WARNER INC TWX 0001071567 NOVACK KENNETH J 75 ROCKEFELLER PLAZA NEW YORK, NY 10019 1 0 0 0 Common Stock, par value $.01 2004-02-03 4 M 0 12000 10.9675 A 40523 D Common Stock, par value $.01 2004-02-03 4 S 0 3000 17.14 D 37523 D Common Stock, par value $.01 2004-02-03 4 S 0 6000 17.18 D 31523 D Common Stock, par value $.01 2004-02-03 4 S 0 3000 17.20 D 28523 D Common Stock, par value $.01 519 I By Savings Plan Common Stock, par value $.01 375 I By Trust Employee Stock Option (right to buy) 10.9675 2004-02-03 4 M 0 12000 0 D 2001-01-11 2008-05-12 Common Stock, par value $.01 12000 616000 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 1, 2002, as amended through February 14, 2003. This option is currently exercisable. Time Warner Savings Plan, a qualified employee benefit plan. The reported shares represent the aggregate number of shares held by the Novack Family 1999 Revocable Trust, of which the Reporting Person's minor child is one of four beneficiaries. The Reporting Person disclaims beneficial ownership of the shares of Common Stock held by the Novack Family 1999 Revocable Trust, except to the extent of his minor child's pecuniary interest therein. Brenda C. Karickhoff for Kenneth J. Novack 2004-02-04 -----END PRIVACY-ENHANCED MESSAGE-----