Chief Compliance Officer

0000909012-13-000382.txt : 20131023 0000909012-13-000382.hdr.sgml : 20131023 20131023141458 ACCESSION NUMBER: 0000909012-13-000382 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131023 DATE AS OF CHANGE: 20131023 EFFECTIVENESS DATE: 20131023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TODD ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001071483 IRS NUMBER: 611350302 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04171 FILM NUMBER: 131165467 BUSINESS ADDRESS: STREET 1: 101 S. 5TH STREET STREET 2: SUITE 3100 CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025853121 MAIL ADDRESS: STREET 1: 101 S. 5TH STREET STREET 2: SUITE 3100 CITY: LOUISVILLE STATE: KY ZIP: 40202 FORMER COMPANY: FORMER CONFORMED NAME: TODD VEREDUS ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 20090504 FORMER COMPANY: FORMER CONFORMED NAME: VEREDUS ASSET MANAGEMENT LLC DATE OF NAME CHANGE: 19990503 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001071483 XXXXXXXX 09-30-2013 09-30-2013 TODD ASSET MANAGEMENT LLC

101 S. 5TH STREET SUITE 3100 LOUISVILLE KY 40202

13F HOLDINGS REPORT 028-04171 N James R. Jenkins Chief Compliance Officer 502 585 3121 /s/ JAMES R. JENKINS Louisville KY 09-30-2013 0 201 3264831 false INFORMATION TABLE 2 aci_13f.xml 3M CO COMMON 88579Y101 1041 8720 SH SOLE 0 0 0 8720 ABB LTD COMMON 000375204 7175 304180 SH SOLE 0 4180 0 300000 ABBVIE COMMON 00287Y109 1726 38591 SH SOLE 0 26555 0 12036 ACCENTURE LTD BERMUDA*** COMMON G1151C101 9859 133889 SH SOLE 0 1889 0 132000 ADT CORPORATION COMMON 00101J106 472 11609 SH SOLE 0 0 0 11609 AFLAC INC COM COMMON 001055102 37108 598623 SH SOLE 0 134284 0 464339 AGRIUM, INC COMMON 008916108 8265 98353 SH SOLE 0 1353 0 97000 ALLIANZ AKTIENGESELLSCHAF COMMON 018805101 14567 920775 SH SOLE 0 12775 0 908000 ALTRIA GROUP INC COM COMMON 02209S103 31380 913534 SH SOLE 0 216449 0 697085 AMDOCS LTD COMMON G02602103 4088 111589 SH SOLE 0 1589 0 110000 AMERICAN EXPRESS CO COMMON 025816109 40731 539339 SH SOLE 0 119035 0 420304 AMERIPRISE FINANCIAL INC COMMON 03076C106 55043 604343 SH SOLE 0 132438 0 471905 APOLLO GROUP INC COMMON 037604105 6233 299500 SH SOLE 0 0 0 299500 ASHLAND INC COMMON 044209104 241 2606 SH SOLE 0 2606 0 0 ASSURANT INC COMMON 04621X108 5637 104200 SH SOLE 0 0 0 104200 ASTRAZENECA PLC-SPONS ADR COMMON 046353108 12755 245620 SH SOLE 0 19611 0 226009 AT&T INC COM COMMON 00206R102 1471 43497 SH SOLE 0 30660 0 12837 ATWOOD OCEANICS INC COMMON 050095108 20558 373510 SH SOLE 0 83011 0 290499 AVAGO TECHNOLOGIES*** COMMON Y0486S104 14787 343236 SH SOLE 0 4836 0 338400 AVG TECHNOLOGIES N.V. COMMON N07831105 11170 466582 SH SOLE 0 6582 0 460000 BANCO BILBAO VIZCAYA ARG COMMON 05946K101 14003 1252505 SH SOLE 0 17505 0 1235000 BANK NOVA SCOTIA HALIFAX COMMON 064149107 13177 229940 SH SOLE 0 14117 0 215823 BANK OF AMERICA CORPORATION COMMON 060505104 46324 3356775 SH SOLE 0 741056 0 2615719 BANK OF MONTREAL COMMON 063671101 970 14521 SH SOLE 0 10215 0 4306 BARCLAYS COMMON 06738E204 11150 654330 SH SOLE 0 9330 0 645000 BARCLAYS ADR RIGHTS WARRANT 06738E121 877 163375 SH SOLE 0 2125 0 161250 BAYER AG COMMON 072730302 8254 69982 SH SOLE 0 982 0 69000 BEST BUY INC COM COMMON 086516101 4479 119450 SH SOLE 0 0 0 119450 BLACKROCK INC COMMON 09247X101 63790 235717 SH SOLE 0 51629 0 184088 BNP PARIBAS PA COMMON 05565A202 12357 365065 SH SOLE 0 5065 0 360000 BOARDWALK PIPELINE PARTNERS LTD PARTNER 096627104 234 7700 SH SOLE 0 7700 0 0 BRISTOL MYERS SQUIBB CO COMMON 110122108 259 5586 SH SOLE 0 1320 0 4266 BRITISH AMERN TOB PLC COMMON 110448107 13434 127760 SH SOLE 0 9260 0 118500 CA INC. COMMON 12673P105 1309 44133 SH SOLE 0 31980 0 12153 CANADIAN NATL RY CO COMMON 136375102 18107 178624 SH SOLE 0 2624 0 176000 CBS CORPORATION COMMON 124857202 10804 195865 SH SOLE 0 41180 0 154685 CELGENE CORP COMMON 151020104 6998 45400 SH SOLE 0 0 0 45400 CENTERPOINT ENERGY COMMON 15189T107 335 13988 SH SOLE 0 0 0 13988 CF INDUSTRIES COMMON 125269100 27471 130300 SH SOLE 0 21982 0 108318 CHEVRON CORP NEW COM COMMON 166764100 43002 353929 SH SOLE 0 86819 0 267110 CHICAGO BRIDGE & IRON CO. N.V. COMMON 167250109 20757 306290 SH SOLE 0 4290 0 302000 CHINA MOBILE LIMITED COMMON 16941M109 828 14665 SH SOLE 0 10770 0 3895 CHINA PETE & CHEM CORP COMMON 16941R108 639 8157 SH SOLE 0 5950 0 2207 CISCO SYS INC COM COMMON 17275R102 45412 1938136 SH SOLE 0 431862 0 1506274 CITIGROUP INC COMMON 172967424 44273 912660 SH SOLE 0 192894 0 719766 CNH INDUSTRIAL NV COMMON N20944109 17085 1366804 SH SOLE 0 19348 0 1347456 COACH INC COMMON 189754104 5132 94110 SH SOLE 0 650 0 93460 COCA COLA COMMON 191216100 288 7610 SH SOLE 0 5010 0 2600 CONOCOPHILLIPS COMMON 20825C104 53408 768348 SH SOLE 0 174589 0 593759 COPA HOLDINGS SA COMMON P31076105 13954 100628 SH SOLE 0 1428 0 99200 COVIDIEN LTD COMMON G2554F113 44759 734481 SH SOLE 0 124460 0 610021 DANAHER CORP DEL COM COMMON 235851102 36947 532986 SH SOLE 0 117618 0 415368 DARDEN RESTAURANTS INC COMMON 237194105 807 17424 SH SOLE 0 12700 0 4724 DELPHI AUTOMOTIVE PLC COMMON G27823106 46801 801117 SH SOLE 0 130349 0 670768 DEUTSCHE BANK AG-REGISTERED COMMON D18190898 11819 257600 SH SOLE 0 3600 0 254000 DIAGEO P L C COMMON 25243Q205 13831 108836 SH SOLE 0 2094 0 106742 DIRECTV COMMON 25490A309 5146 86090 SH SOLE 0 0 0 86090 DOLLAR TREE INC COM COMMON 256746108 5969 104430 SH SOLE 0 0 0 104430 DOMINION RES INC VA NEW COM COMMON 25746U109 1620 25927 SH SOLE 0 14702 0 11225 DUPONT ELNEMOURS COMMON 263534109 1249 21328 SH SOLE 0 15605 0 5723 ECOPETROL COMMON 279158109 6439 139984 SH SOLE 0 1984 0 138000 ELI LILLY & CO COMMON 532457108 2550 50672 SH SOLE 0 17750 0 32922 EMC CORP COMMON 268648102 41753 1633500 SH SOLE 0 341149 0 1292351 EMERSON ELEC CO COM COMMON 291011104 252 3893 SH SOLE 0 200 0 3693 ENERGY TRANSFER EQUITY LP COMMON 29273V100 278 4221 SH SOLE 0 4221 0 0 ENSCO PLC SHS CL A COMMON G3157S106 41931 780112 SH SOLE 0 132160 0 647952 ENTERPRISE PRODUCTS PARTNERS LTD PARTNER 293792107 214 3500 SH SOLE 0 3500 0 0 EXPRESS SCRIPTS HOLDING COMPAN COMMON 30219G108 47774 773042 SH SOLE 0 170879 0 602163 EXXON MOBIL COMMON 30231G102 22122 257106 SH SOLE 0 63557 0 193549 FAMILY DOLLAR COMMON 307000109 6130 85120 SH SOLE 0 0 0 85120 FEDERATED INVESTORS INC COMMON 314211103 1022 37639 SH SOLE 0 25140 0 12499 FINANCIAL SELECT SECTOR COMMON 81369Y605 398 20000 SH SOLE 0 0 0 20000 FOMENTO ECONOMICO MEX-SP ADR COMMON 344419106 7796 80296 SH SOLE 0 1096 0 79200 FOSSIL INC COMMON 34988V106 5972 51380 SH SOLE 0 0 0 51380 GANNETT INC DEL COMMON 364730101 40182 1499899 SH SOLE 0 286355 0 1213544 GARMIN LTD*** COMMON H2906T109 649 14369 SH SOLE 0 10380 0 3989 GENERAL ELECTRIC CO COMMON 369604103 47212 1976225 SH SOLE 0 459293 0 1516932 GENERAL MILLS COMMON 370334104 1218 25421 SH SOLE 0 1600 0 23821 GLAXOSMITHKLINE PLC COMMON 37733W105 649 12930 SH SOLE 0 12930 0 0 GOLDMAN SACHS GROUP INC COM COMMON 38141G104 51973 328506 SH SOLE 0 71892 0 256614 GOOGLE INC COMMON 38259P508 42757 48815 SH SOLE 0 10905 0 37910 GRUPO FINANCIERO SANTANDER MEX COMMON 40053C105 10404 752820 SH SOLE 0 10820 0 742000 GUANGSHEN RAILWAY CO COMMON 40065W107 11044 416770 SH SOLE 0 5770 0 411000 HEWLETT PACKARD CO COM COMMON 428236103 19826 944589 SH SOLE 0 208786 0 735803 HITACHI LTD COMMON 433578507 11981 180563 SH SOLE 0 2563 0 178000 HOME DEPOT COMMON 437076102 21381 281886 SH SOLE 0 64394 0 217492 HSBC HLDGS PLC COMMON 404280406 13976 257568 SH SOLE 0 3568 0 254000 ICICI BK LTD COMMON 45104G104 8161 267745 SH SOLE 0 3745 0 264000 ILLINOIS TOOL WKS INC COM COMMON 452308109 49228 645439 SH SOLE 0 138035 0 507404 INTEL CORP COMMON 458140100 50771 2215049 SH SOLE 0 513705 0 1701344 INTERNATIONAL BUSINESS MACHS C COMMON 459200101 36099 194944 SH SOLE 0 46705 0 148239 INTL GAME TECHNOLOGY COMMON 459902102 6012 317600 SH SOLE 0 0 0 317600 INVESCO PLC COMMON G491BT108 16336 512073 SH SOLE 0 7073 0 505000 ISHARES CORE S&P 500 INDEX ETF 464287200 4653 27550 SH SOLE 0 27550 0 0 ISHARES CORE TOTAL US BOND MAR ETF 464287226 30326 282890 SH SOLE 0 282890 0 0 ISHARES INC S+P SMALL CAP 600/ ETF 464287887 1169 10790 SH SOLE 0 10790 0 0 ISHARES LEHMAN TREASURY BOND F ETF 464287457 3669 43440 SH SOLE 0 43440 0 0 ISHARES S&P 500 BAR VALUE ETF 464287408 13290 169690 SH SOLE 0 169690 0 0 ISHARES TR MSCI EAFE IDX ETF 464287465 5622 88120 SH SOLE 0 88120 0 0 ISHARES TR S&P MIDCAP GROWTH ETF 464287606 4639 33350 SH SOLE 0 33350 0 0 ISHARES TR S&P MIDCP VALUE ETF 464287705 5359 49610 SH SOLE 0 49610 0 0 ISHARES TR S&P SMLCP VALUE ETF 464287879 4894 47880 SH SOLE 0 47880 0 0 ISHARES TR S&P500/BAR GRW ETF 464287309 16599 185750 SH SOLE 0 185750 0 0 J P MORGAN CHASE & CO COMMON 46625H100 51731 1000789 SH SOLE 0 225223 0 775566 JOHNSON & JOHNSON COM COMMON 478160104 559 6453 SH SOLE 0 3240 0 3213 KENTUCKY BANCSHARES INC COMMON 491203105 221 8400 SH SOLE 0 8400 0 0 KUBOTA CORPORATION COMMON 501173207 12407 170420 SH SOLE 0 2420 0 168000 LAZARD LTD COMMON G54050102 11728 325598 SH SOLE 0 4598 0 321000 LINCOLN NATIONAL CORP COMMON 534187109 6111 145530 SH SOLE 0 0 0 145530 LORILLARD INC COMMON 544147101 5441 121500 SH SOLE 0 0 0 121500 LUKOIL CO COMMON 677862104 11603 182547 SH SOLE 0 2547 0 180000 LVMH Moet Hennessy COMMON 502441306 10779 273788 SH SOLE 0 3788 0 270000 LYONDELLBASELL INDUSTRIES COMMON N53745100 12775 174451 SH SOLE 0 2451 0 172000 MACYS INC COMMON 55616P104 30865 713310 SH SOLE 0 154575 0 558735 MAKITA CORP COMMON 560877300 14084 241379 SH SOLE 0 3379 0 238000 MARATHON OIL CORP COM COMMON 565849106 497 14248 SH SOLE 0 13798 0 450 MARATHON PETROLEUM CORP COMMON 56585A102 683 10615 SH SOLE 0 10330 0 285 MCDONALDS CORP COMMON 580135101 660 6862 SH SOLE 0 3370 0 3492 MCKESSON CORP COM COMMON 58155Q103 52580 409821 SH SOLE 0 98498 0 311323 MERCK & CO INC COMMON 58933Y105 36217 760720 SH SOLE 0 165764 0 594956 MICROSOFT CORP COMMON 594918104 567 17048 SH SOLE 0 11115 0 5933 MINDRAY MEDICAL INTL LTD COMMON 602675100 15103 388336 SH SOLE 0 5336 0 383000 MITSUBISHI UFJ FINL GROUP COMMON 606822104 16788 2619095 SH SOLE 0 37095 0 2582000 MITSUI & CO LTD COMMON 606827202 13009 44627 SH SOLE 0 627 0 44000 MORGAN STANLEY COM NEW COMMON 617446448 5854 217200 SH SOLE 0 0 0 217200 NATIONAL GRID TRANSCO PLC COMMON 636274300 7148 121041 SH SOLE 0 15422 0 105619 NESTLE S A COMMON 641069406 15888 228274 SH SOLE 0 5274 0 223000 NETEASE INC. COMMON 64110W102 14739 203017 SH SOLE 0 3017 0 200000 NEW ORIENTAL EDUCATION COMMON 647581107 9093 365163 SH SOLE 0 5163 0 360000 NEXTERA ENERGY INC COMMON 65339F101 21361 266474 SH SOLE 0 50896 0 215578 NICE-SYSTEMS LTD (ADR)*** COMMON 653656108 11038 266810 SH SOLE 0 3810 0 263000 NIPPON TELEG & TEL CORP COMMON 654624105 581 22305 SH SOLE 0 16540 0 5765 NISSAN MOTORS COMMON 654744408 6434 318385 SH SOLE 0 4385 0 314000 NORFOLK SOUTHERN CORP COMMON 655844108 31669 409431 SH SOLE 0 90050 0 319381 NOVARTIS A G SPONSORED ADR COMMON 66987V109 38367 500159 SH SOLE 0 76569 0 423590 NOVO-NORDISK A S COMMON 670100205 10298 60856 SH SOLE 0 856 0 60000 O REILLY AUTOMOTIVE INC COMMON 67103H107 6009 47100 SH SOLE 0 0 0 47100 OPEN TEXT CORPORATION COMMON 683715106 17414 233280 SH SOLE 0 3280 0 230000 ORACLE CORP COM COMMON 68389X105 50962 1536407 SH SOLE 0 322201 0 1214206 ORIX CORP COMMON 686330101 19910 243335 SH SOLE 0 3335 0 240000 PEARSON PLC COMMON 705015105 605 29732 SH SOLE 0 20490 0 9242 PEPSICO INC COM COMMON 713448108 445 5592 SH SOLE 0 3405 0 2187 PFIZER INC COMMON 717081103 40208 1399755 SH SOLE 0 317123 0 1082632 PHILIP MORRIS INTL INC COM COMMON 718172109 42028 485370 SH SOLE 0 112516 0 372854 PHILLIPS 66 COMMON 718546104 22860 395363 SH SOLE 0 67043 0 328320 PLAINS ALL AMERICAN PIPELINE L LTD PARTNER 726503105 498 9460 SH SOLE 0 9200 0 260 PROCTER & GAMBLE COMMON 742718109 721 9535 SH SOLE 0 6465 0 3070 QUALCOMM INC COMMON 747525103 45144 670593 SH SOLE 0 150528 0 520065 RALPH LAUREN CORPORATION COMMON 751212101 4052 24600 SH SOLE 0 0 0 24600 RAYTHEON CO COMMON 755111507 1028 13340 SH SOLE 0 13340 0 0 RIO TINTO PLC COMMON 767204100 6380 130854 SH SOLE 0 1854 0 129000 ROBERT HALF INTL COMMON 770323103 6233 159700 SH SOLE 0 0 0 159700 ROCHE HLDG LTD COMMON 771195104 10823 160272 SH SOLE 0 2272 0 158000 ROSS STORES INC COM COMMON 778296103 52418 720021 SH SOLE 0 140161 0 579860 ROYAL DUTCH SHELL PLC COMMON 780259206 261 3978 SH SOLE 0 1300 0 2678 SAP AKTIENGESELLSCHAFT COMMON 803054204 5999 81152 SH SOLE 0 1152 0 80000 SCHLUMBERGER LTD COMMON 806857108 10755 121711 SH SOLE 0 1711 0 120000 SEADRILL LIMITED COMMON G7945E105 15557 345105 SH SOLE 0 21910 0 323195 SEAGATE TECH*** COMMON G7945M107 5181 118390 SH SOLE 0 0 0 118390 SHAW COMMUNICATIONS COMMON 82028K200 856 36838 SH SOLE 0 26500 0 10338 SHINHAN FINANCIAL GROUP C COMMON 824596100 12977 320427 SH SOLE 0 4427 0 316000 SIEMENS A G COMMON 826197501 10526 87345 SH SOLE 0 1133 0 86212 SLM CORP COMMON 78442P106 5779 232100 SH SOLE 0 0 0 232100 SMITH & NEPHEW PLC COMMON 83175M205 12658 202787 SH SOLE 0 2787 0 200000 SODASTREAM INTERNATIONAL LTD COMMON M9068E105 9868 158233 SH SOLE 0 2233 0 156000 SOUFUN HOLDINGS COMMON 836034108 9424 182492 SH SOLE 0 2492 0 180000 ST JUDE MEDICAL INC COMMON 790849103 6238 116300 SH SOLE 0 0 0 116300 STANLEY BLACK & DECKER INC COMMON 854502101 35208 388730 SH SOLE 0 86656 0 302074 STANTEC, INC COMMON 85472N109 8572 167386 SH SOLE 0 2386 0 165000 STARBUCKS COMMON 855244109 6235 81000 SH SOLE 0 0 0 81000 STATE STR CORP COM COMMON 857477103 28561 434389 SH SOLE 0 93417 0 340972 SUN LIFE FINANCIAL COMMON 866796105 1101 34441 SH SOLE 0 24270 0 10171 SYNGENTA AG COMMON 87160A100 7504 92293 SH SOLE 0 1293 0 91000 TAIWAN SEMICONDUCTOR MFG CO AD COMMON 874039100 7207 424949 SH SOLE 0 5949 0 419000 TE CONNECTIVITY LTD. COMMON H84989104 26658 514833 SH SOLE 0 114245 0 400588 TELUS CORP NV COMMON 87971M103 7932 239490 SH SOLE 0 3490 0 236000 TENARIS SA COMMON 88031M109 14473 309387 SH SOLE 0 4387 0 305000 TESORO CORP COMMON 881609101 4460 101400 SH SOLE 0 0 0 101400 TIME WARNER CABLE INC COMMON 88732J207 49437 442980 SH SOLE 0 95418 0 347562 TOTAL SA COMMON 89151E109 952 16432 SH SOLE 0 11710 0 4722 TRANSOCEAN LTD REG SHS COMMON H8817H100 10969 246487 SH SOLE 0 3487 0 243000 TYCO INTL LTD NEW COMMON H89128104 716 20465 SH SOLE 0 0 0 20465 UNION PAC CORP COM COMMON 907818108 66186 426066 SH SOLE 0 92736 0 333330 UNITED HEALTHCARE CORP COMMON 91324p102 49241 687636 SH SOLE 0 155352 0 532284 UNITED RENTALS INC COMMON 911363109 45018 772306 SH SOLE 0 165492 0 606814 UNITED TECHNOLOGIES CORP COM COMMON 913017109 34146 316700 SH SOLE 0 73659 0 243041 US BANCORP COMMON 902973304 20714 566272 SH SOLE 0 117648 0 448624 VODAFONE GROUP PLC NEW COMMON 92857W209 45715 1299467 SH SOLE 0 229964 0 1069503 VOLKSWAGEN AG COMMON 928662303 15411 339823 SH SOLE 0 4823 0 335000 WALGREEN CO COMMON 931422109 45671 848905 SH SOLE 0 185765 0 663140 WELLPOINT INC COM COMMON 94973V107 5442 65090 SH SOLE 0 240 0 64850 WELLS FARGO & CO COMMON 949746101 43980 1064382 SH SOLE 0 235896 0 828486 WESTERN DIGITAL CORP COMMON 958102105 5434 85710 SH SOLE 0 210 0 85500 WESTERN UN CO COM COMMON 959802109 5788 310200 SH SOLE 0 0 0 310200 WESTPAC BKG CORP COMMON 961214301 1164 37938 SH SOLE 0 27390 0 10548 WHIRLPOOL CORP COMMON 963320106 6795 46400 SH SOLE 0 0 0 46400 WPP PLC COMMON 92937A102 17747 172400 SH SOLE 0 2400 0 170000 XEROX CORP COMMON 984121103 6021 585100 SH SOLE 0 0 0 585100 YANDEX N.V. COMMON N97284108 13299 365169 SH SOLE 0 5169 0 360000 YUM! BRANDS INC COMMON 988498101 27347 383072 SH SOLE 0 84790 0 298282 ZIMMER HLDGS INC COMMON 98956p102 21957 267317 SH SOLE 0 59402 0 207915