0001071405-12-000036.txt : 20120327
0001071405-12-000036.hdr.sgml : 20120327
20120327173501
ACCESSION NUMBER: 0001071405-12-000036
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120323
FILED AS OF DATE: 20120327
DATE AS OF CHANGE: 20120327
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOUSTON AMERICAN ENERGY CORP
CENTRAL INDEX KEY: 0001156041
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 760675953
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 801 TRAVIS STREET, SUITE 2020
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 7132226966
MAIL ADDRESS:
STREET 1: 801 TRAVIS STREET SUITE 2020
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TAWES ORRIE LEE
CENTRAL INDEX KEY: 0001071405
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32955
FILM NUMBER: 12718100
MAIL ADDRESS:
STREET 1: CIBC OPPENHEIMER WORLD FINANCIAL CENTER
CITY: NEW YORK
STATE: NY
ZIP: 110281
FORMER NAME:
FORMER CONFORMED NAME: TAWES O LEE III
DATE OF NAME CHANGE: 19981001
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0305
4
2012-03-23
0
0001156041
HOUSTON AMERICAN ENERGY CORP
HUSA
0001071405
TAWES ORRIE LEE
NORTHEAST SECURITIES, INC.
100 WALL STREET, 8TH FLOOR
NEW YORK
NY
10005
1
0
1
0
Common Stock
2012-03-23
4
J
0
80559
5.5507
D
3167451
D
Common Stock
2012-03-26
4
J
0
50000
5.6214
D
3117451
D
Common Stock
2012-03-27
4
J
0
42700
5.75
D
3074751
D
Common Stock
119034
I
By spouse
Stock Option (Right to Buy)
2
2006-02-12
2015-08-12
Common Stock
20000
20000
D
Stock Option (Right to Buy)
5.45
2007-11-21
2017-05-21
Common Stock
10000
10000
D
Stock Option (Right to Buy)
7.2
2008-12-02
2018-06-02
Common Stock
3333
3333
D
Stock Option (Right to Buy)
2.05
2009-12-09
2019-06-09
Common Stock
3333
3333
D
Stock Option (Right to Buy)
14.08
2010-12-15
2020-06-15
Common Stock
25000
25000
D
Stock Option (Right to Buy)
16.07
2011-12-13
2011-06-13
Common Stock
25000
25000
D
Pledged shares sold by lender pursuant to margin requirements.
Michael Sanders, Attorney in Fact
2012-03-27