0001071405-12-000036.txt : 20120327 0001071405-12-000036.hdr.sgml : 20120327 20120327173501 ACCESSION NUMBER: 0001071405-12-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120323 FILED AS OF DATE: 20120327 DATE AS OF CHANGE: 20120327 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOUSTON AMERICAN ENERGY CORP CENTRAL INDEX KEY: 0001156041 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 760675953 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 801 TRAVIS STREET, SUITE 2020 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132226966 MAIL ADDRESS: STREET 1: 801 TRAVIS STREET SUITE 2020 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TAWES ORRIE LEE CENTRAL INDEX KEY: 0001071405 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32955 FILM NUMBER: 12718100 MAIL ADDRESS: STREET 1: CIBC OPPENHEIMER WORLD FINANCIAL CENTER CITY: NEW YORK STATE: NY ZIP: 110281 FORMER NAME: FORMER CONFORMED NAME: TAWES O LEE III DATE OF NAME CHANGE: 19981001 4 1 primary_doc.xml PRIMARY DOCUMENT X0305 4 2012-03-23 0 0001156041 HOUSTON AMERICAN ENERGY CORP HUSA 0001071405 TAWES ORRIE LEE NORTHEAST SECURITIES, INC. 100 WALL STREET, 8TH FLOOR NEW YORK NY 10005 1 0 1 0 Common Stock 2012-03-23 4 J 0 80559 5.5507 D 3167451 D Common Stock 2012-03-26 4 J 0 50000 5.6214 D 3117451 D Common Stock 2012-03-27 4 J 0 42700 5.75 D 3074751 D Common Stock 119034 I By spouse Stock Option (Right to Buy) 2 2006-02-12 2015-08-12 Common Stock 20000 20000 D Stock Option (Right to Buy) 5.45 2007-11-21 2017-05-21 Common Stock 10000 10000 D Stock Option (Right to Buy) 7.2 2008-12-02 2018-06-02 Common Stock 3333 3333 D Stock Option (Right to Buy) 2.05 2009-12-09 2019-06-09 Common Stock 3333 3333 D Stock Option (Right to Buy) 14.08 2010-12-15 2020-06-15 Common Stock 25000 25000 D Stock Option (Right to Buy) 16.07 2011-12-13 2011-06-13 Common Stock 25000 25000 D Pledged shares sold by lender pursuant to margin requirements. Michael Sanders, Attorney in Fact 2012-03-27