The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
DOCUSIGN INC | COM | 256163106 | 2,086 | 12,115 | SH | SOLE | 12,115 | 0 | 0 | ||
CONSTELLIUM SE | CL A SHS | F21107101 | 949 | 123,555 | SH | SOLE | 123,555 | 0 | 0 | ||
CSI COMPRESSCO LP | COM UNIT | 12637A103 | 325 | 428,894 | SH | SOLE | 428,894 | 0 | 0 | ||
NOKIA CORP | SPONSORED ADR | 654902204 | 187 | 42,500 | SH | SOLE | 42,500 | 0 | 0 | ||
PAYLOCITY HLDG CORP | COM | 70438V106 | 1,897 | 13,002 | SH | SOLE | 13,002 | 0 | 0 | ||
NEW RESIDENTIAL INVT CORP | COM NEW | 64828T201 | 1,414 | 190,375 | SH | SOLE | 190,375 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 426 | 3,150 | SH | SOLE | 3,150 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 218 | 154 | SH | SOLE | 154 | 0 | 0 | ||
VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 | 356 | 2,175 | SH | SOLE | 2,175 | 0 | 0 | ||
UNITED RENTALS INC | COM | 911363109 | 940 | 6,310 | SH | SOLE | 6,310 | 0 | 0 | ||
MR COOPER GROUP INC | COM | 62482R107 | 903 | 72,625 | SH | SOLE | 72,625 | 0 | 0 | ||
DISCOVERY INC | COM SER C | 25470F302 | 257 | 13,325 | SH | SOLE | 13,325 | 0 | 0 | ||
METLIFE INC | COM | 59156R108 | 449 | 12,285 | SH | SOLE | 12,285 | 0 | 0 | ||
OXFORD LANE CAP CORP | COM | 691543102 | 964 | 234,471 | SH | SOLE | 234,471 | 0 | 0 | ||
TWO HBRS INVT CORP | COM NEW | 90187B408 | 772 | 153,109 | SH | SOLE | 153,109 | 0 | 0 | ||
BLACKROCK CR ALLOCATION INCO | COM | 092508100 | 189 | 14,346 | SH | SOLE | 14,346 | 0 | 0 | ||
NEWTEK BUSINESS SVCS CORP | COM NEW | 652526203 | 1,596 | 87,569 | SH | SOLE | 87,569 | 0 | 0 | ||
BLACKROCK MULTI-SECTOR INC T | COM | 09258A107 | 238 | 16,537 | SH | SOLE | 16,537 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 1,727 | 8,942 | SH | SOLE | 8,942 | 0 | 0 | ||
CRACKER BARREL OLD CTRY STOR | COM | 22410J106 | 1,651 | 14,888 | SH | SOLE | 14,888 | 0 | 0 | ||
ISHARES TR | NASDAQ BIOTECH | 464287556 | 1,010 | 7,388 | SH | SOLE | 7,388 | 0 | 0 | ||
ANNALY CAPITAL MANAGEMENT IN | COM | 035710409 | 682 | 103,930 | SH | SOLE | 103,930 | 0 | 0 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 EQL HLT | 46137V332 | 798 | 3,591 | SH | SOLE | 3,591 | 0 | 0 | ||
COMMSCOPE HLDG CO INC | COM | 20337X109 | 350 | 42,010 | SH | SOLE | 42,010 | 0 | 0 | ||
GRANITE PT MTG TR INC | COM STK | 38741L107 | 954 | 132,878 | SH | SOLE | 132,878 | 0 | 0 | ||
ISHARES TR | U.S. MED DVC ETF | 464288810 | 863 | 3,260 | SH | SOLE | 3,260 | 0 | 0 | ||
USA COMPRESSION PARTNERS LP | COMUNIT LTDPAR | 90290N109 | 172 | 15,798 | SH | SOLE | 15,798 | 0 | 0 | ||
CHERRY HILL MTG INVT CORP | COM | 164651101 | 1,562 | 173,187 | SH | SOLE | 173,187 | 0 | 0 | ||
EPR PPTYS | COM SH BEN INT | 26884U109 | 217 | 6,550 | SH | SOLE | 6,550 | 0 | 0 | ||
DELL TECHNOLOGIES INC | CL C | 24703L202 | 762 | 13,865 | SH | SOLE | 13,865 | 0 | 0 | ||
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 1,621 | 28,606 | SH | SOLE | 28,606 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 588 | 19,435 | SH | SOLE | 19,435 | 0 | 0 | ||
HCA HEALTHCARE INC | COM | 40412C101 | 295 | 3,040 | SH | SOLE | 3,040 | 0 | 0 | ||
SPDR SER TR | S&P BIOTECH | 78464A870 | 676 | 6,040 | SH | SOLE | 6,040 | 0 | 0 | ||
GLOBAL X FDS | CLOUD COMPUTNG | 37954Y442 | 366 | 17,095 | SH | SOLE | 17,095 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 293 | 4,903 | SH | SOLE | 4,903 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,006 | 6,087 | SH | SOLE | 6,087 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 721 | 5,125 | SH | SOLE | 5,125 | 0 | 0 | ||
UBS AG LONDON BRANCH | ETRACS WF BUS DE | 90274D416 | 164 | 11,697 | SH | SOLE | 11,697 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 249 | 4,511 | SH | SOLE | 4,511 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 1,680 | 609 | SH | SOLE | 609 | 0 | 0 | ||
ARLINGTON ASSET INVST CORP | CL A NEW | 041356205 | 257 | 86,700 | SH | SOLE | 86,700 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 709 | 3,124 | SH | SOLE | 3,124 | 0 | 0 | ||
INVESCO EXCHANGE-TRADED FD T | VAR RATE PFD | 46138G870 | 298 | 12,720 | SH | SOLE | 12,720 | 0 | 0 | ||
CIGNA CORP NEW | COM | 125523100 | 289 | 1,542 | SH | SOLE | 1,542 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 5,763 | 15,798 | SH | SOLE | 15,798 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 249 | 4,825 | SH | SOLE | 4,825 | 0 | 0 | ||
TEKLA HEALTHCARE OPPORTUNITI | SHS | 879105104 | 282 | 15,841 | SH | SOLE | 15,841 | 0 | 0 | ||
NATIONAL HEALTH INVS INC | COM | 63633D104 | 698 | 11,499 | SH | SOLE | 11,499 | 0 | 0 | ||
ARES CAPITAL CORP | COM | 04010L103 | 169 | 11,695 | SH | SOLE | 11,695 | 0 | 0 | ||
BROOKFIELD REAL ASSETS INCOM | SHS BEN INT | 112830104 | 225 | 13,515 | SH | SOLE | 13,515 | 0 | 0 | ||
PGIM HIGH YIELD BOND FUND IN | COM | 69346H100 | 139 | 10,502 | SH | SOLE | 10,502 | 0 | 0 | ||
TPG RE FIN TR INC | COM | 87266M107 | 231 | 26,878 | SH | SOLE | 26,878 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 230 | 918 | SH | SOLE | 918 | 0 | 0 | ||
TRIPLEPOINT VENTURE GROWTH B | COM | 89677Y100 | 133 | 12,944 | SH | SOLE | 12,944 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 805 | 4,620 | SH | SOLE | 4,620 | 0 | 0 | ||
EATON VANCE TAX MNGD BUY WRI | COM SH BEN INT | 27829M103 | 330 | 36,850 | SH | SOLE | 36,850 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 228 | 4,137 | SH | SOLE | 4,137 | 0 | 0 | ||
AMERICA FIRST MULTIFAMILY IN | BEN UNIT CTF | 02364V107 | 48 | 11,540 | SH | SOLE | 11,540 | 0 | 0 | ||
INVESCO DYNAMIC CR OPPORTUNI | COM | 46132R104 | 130 | 14,590 | SH | SOLE | 14,590 | 0 | 0 | ||
FIDELITY NATL INFORMATION SV | COM | 31620M106 | 453 | 3,376 | SH | SOLE | 3,376 | 0 | 0 | ||
BARRICK GOLD CORPORATION | COM | 067901108 | 213 | 7,900 | SH | SOLE | 7,900 | 0 | 0 | ||
FIRST HORIZON NATL CORP | COM | 320517105 | 256 | 25,692 | SH | SOLE | 25,692 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 596 | 2,928 | SH | SOLE | 2,928 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 445 | 9,545 | SH | SOLE | 9,545 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 2,589 | 65,112 | SH | SOLE | 65,112 | 0 | 0 | ||
ENBRIDGE INC | COM | 29250N105 | 314 | 10,328 | SH | SOLE | 10,328 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 392 | 2,090 | SH | SOLE | 2,090 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 384 | 3,443 | SH | SOLE | 3,443 | 0 | 0 | ||
FORD MTR CO DEL | COM | 345370860 | 85 | 14,049 | SH | SOLE | 14,049 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 569 | 12,746 | SH | SOLE | 12,746 | 0 | 0 | ||
VISTRA ENERGY CORP | COM | 92840M102 | 277 | 14,900 | SH | SOLE | 14,900 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 | 585 | 7,850 | SH | SOLE | 7,850 | 0 | 0 | ||
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 282 | 39,663 | SH | SOLE | 39,663 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 590 | 1,912 | SH | SOLE | 1,912 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 397 | 8,874 | SH | SOLE | 8,874 | 0 | 0 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 731 | 40,250 | SH | SOLE | 40,250 | 0 | 0 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 262 | 3,277 | SH | SOLE | 3,277 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 236 | 1,648 | SH | SOLE | 1,648 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 466 | 4,954 | SH | SOLE | 4,954 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 3,054 | 9,860 | SH | SOLE | 9,860 | 0 | 0 | ||
STRYKER CORPORATION | COM | 863667101 | 577 | 3,201 | SH | SOLE | 3,201 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 555 | 4,643 | SH | SOLE | 4,643 | 0 | 0 | ||
GLOBAL MED REIT INC | COM NEW | 37954A204 | 343 | 30,311 | SH | SOLE | 30,311 | 0 | 0 | ||
PINNACLE FINL PARTNERS INC | COM | 72346Q104 | 333 | 7,934 | SH | SOLE | 7,934 | 0 | 0 | ||
VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | 281 | 2,398 | SH | SOLE | 2,398 | 0 | 0 | ||
WISDOMTREE TR | US DIVID EX FNCL | 97717W406 | 308 | 4,183 | SH | SOLE | 4,183 | 0 | 0 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 926 | 5,297 | SH | SOLE | 5,297 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 157 | 23,016 | SH | SOLE | 23,016 | 0 | 0 | ||
ASHLAND GLOBAL HLDGS INC | COM | 044186104 | 244 | 3,525 | SH | SOLE | 3,525 | 0 | 0 | ||
ABBVIE INC | COM | 00287Y109 | 231 | 2,353 | SH | SOLE | 2,353 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 2,590 | 54,199 | SH | SOLE | 54,199 | 0 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 213 | 8,988 | SH | SOLE | 8,988 | 0 | 0 | ||
DEERE & CO | COM | 244199105 | 214 | 1,360 | SH | SOLE | 1,360 | 0 | 0 | ||
VEREIT INC | COM | 92339V100 | 373 | 58,031 | SH | SOLE | 58,031 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 223 | 928 | SH | SOLE | 928 | 0 | 0 | ||
ATLANTIC POWER CORP | COM NEW | 04878Q863 | 25 | 12,533 | SH | SOLE | 12,533 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 290 | 800 | SH | SOLE | 800 | 0 | 0 | ||
TRANSDIGM GROUP INC | COM | 893641100 | 258 | 585 | SH | SOLE | 585 | 0 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 3,789 | 54,848 | SH | SOLE | 54,848 | 0 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 4,096 | 22,790 | SH | SOLE | 22,790 | 0 | 0 | ||
NUVEEN MUN VALUE FD INC | COM | 670928100 | 426 | 41,716 | SH | SOLE | 41,716 | 0 | 0 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 309 | 2,077 | SH | SOLE | 2,077 | 0 | 0 | ||
NUVEEN MUN INCOME FD INC | COM | 67062J102 | 385 | 35,908 | SH | SOLE | 35,908 | 0 | 0 | ||
UGI CORP NEW | COM | 902681105 | 200 | 6,300 | SH | SOLE | 6,300 | 0 | 0 | ||
PIMCO MUN INCOME FD II | COM | 72200W106 | 204 | 15,198 | SH | SOLE | 15,198 | 0 | 0 | ||
EVERSOURCE ENERGY | COM | 30040W108 | 227 | 2,732 | SH | SOLE | 2,732 | 0 | 0 | ||
FASTENAL CO | COM | 311900104 | 643 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
REGIONS FINANCIAL CORP NEW | COM | 7591EP100 | 152 | 13,644 | SH | SOLE | 13,644 | 0 | 0 | ||
SPOTIFY TECHNOLOGY S A | SHS | L8681T102 | 258 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | DORSEY WRIGHT | 33738R886 | 495 | 29,376 | SH | SOLE | 29,376 | 0 | 0 | ||
AUBURN NATL BANCORP | COM | 050473107 | 377 | 6,600 | SH | SOLE | 6,600 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 1,530 | 6,489 | SH | SOLE | 6,489 | 0 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 33739Q200 | 442 | 8,557 | SH | SOLE | 8,557 | 0 | 0 | ||
FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 33740F805 | 613 | 11,186 | SH | SOLE | 11,186 | 0 | 0 | ||
FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 33738D309 | 642 | 14,225 | SH | SOLE | 14,225 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | CONSUMR DISCRE | 33734X101 | 233 | 6,240 | SH | SOLE | 6,240 | 0 | 0 | ||
TENCENT MUSIC ENTMT GROUP | SPON ADS | 88034P109 | 148 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | HLTH CARE ALPH | 33734X143 | 208 | 2,305 | SH | SOLE | 2,305 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 33734X176 | 592 | 7,105 | SH | SOLE | 7,105 | 0 | 0 | ||
FIRST TR EXCH TRADED FD III | MANAGD MUN ETF | 33739N108 | 604 | 10,971 | SH | SOLE | 10,971 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 290 | 4,930 | SH | SOLE | 4,930 | 0 | 0 | ||
BLACKSTONE MTG TR INC | NOTE 4.375% 5/0 | 09257WAB6 | 94 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 166 | 31,000 | SH | SOLE | 31,000 | 0 | 0 | ||
US BANCORP DEL | COM NEW | 902973304 | 258 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
TEMPLETON EMERGING MKTS INCO | COM | 880192109 | 86 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
TEEKAY LNG PARTNERS L P | PRTNRSP UNITS | Y8564M105 | 152 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
STARWOOD PPTY TR INC | NOTE 4.375% 4/0 | 85571BAH8 | 67 | 70,000 | SH | SOLE | 70,000 | 0 | 0 |