MA-A
0000107136
XXXXXXXX
Kaley Idol
615-252-6214
kidol@wileybros.com
kidol@wileybros.com
12-31-2025
N
&PARTNERS
3767
62-1627736
866-00684-00
867-01682
008-3774
3767
801-37145
3767
40 BURTON HILLS BLVD.
SUITE 350
NASHVILLE
TN
37215
615-255-6431
615-782-4111
N
www.andpartners.com
Add
www.wileybros.com
Kaley
Porter
Idol
40 Burton Hills Blvd.
Suite 350
Nashville
TN
37215
615-252-6214
615-782-4111
kidol@wileybros.com
Kaley
Porter
Idol
40 Burton Hills Blvd.
Suite 350
Nashville
TN
37215
615-252-6214
615-782-4111
kidol@wileybros.com
Amend
VRC
1741 Elm Hill Pike
Nashville
TN
37210
615-242-9600
Provide storage of certain firm books and records pursuant to SEC Rules 17a-4 and 204-2.
AmpersCap LLC
N
December
TN
05-01-1996
N
375
1
1
1
0
0
0
Municipal Entities
Non-profit organizations
0
0
0
Not Applicable
Contingent Fees
Not Applicable
Advice Insurance Of MS
Advice Investment Of Proceeds MS
Advice ME Investments
Advice ME Other Investments
Advice Use Of MD
Advice On Selection
Y
Y
Y
Y
Y
N
0
N
Y
N
N
Y
Y
Y
Y
N
N
Y
Y
N
N
Please note that we have a DRP item that is tagged different on Finra and SEC filings but same incident. ID #44526420 listed on Edgar system is an amendment for Finra occurrence 1898058
N
N
N
N
N
Y
Y
Y
Y
Y
Y
Y
Y
Y
N
Y
N
N
N
N
N
N
N
N
N
N
AMPERSAND PARTNERS, LLC
N
92-3085231
OWNER
08-29-2023
E
N
David
W
Wiley III
Co-President
05-01-1996
C
Y
720094
Alyson
Mencio
Stevens
Chief Compliance Officer-Advisory Business
05-08-2017
NA
N
5451096
Kaley
Porter
Idol
Chief Compliance Officer Brokerage Activities
12-09-2021
NA
N
6950052
CHYRLAN
ELIZABETH
COOPER
COO
08-29-2023
NA
N
4160240
DAVID
JOHN
KOWACH
CEO
08-29-2023
NA
Y
2154665
RICHARD
SCOTT
NELSON
CFO
08-29-2023
NA
N
5014790
JOHN
W
ALEXANDER
CO-PRESIDENT
08-29-2023
NA
Y
2327561
Michael
Christopher
Schaller
Controller/FinOp
02-21-2025
NA
N
5899085
AMPERSAND PARTNERS, LLC
N
92-3085231
OWNER
08-29-2023
E
N
David
W
Wiley III
Co-President
05-01-1996
C
Y
720094
Alyson
Mencio
Stevens
Chief Compliance Officer-Advisory Business
05-08-2017
NA
N
5451096
Kaley
Porter
Idol
Chief Compliance Officer Brokerage Activities
12-09-2021
NA
N
6950052
CHYRLAN
ELIZABETH
COOPER
COO
08-29-2023
NA
N
4160240
DAVID
JOHN
KOWACH
CEO
08-29-2023
NA
Y
2154665
RICHARD
SCOTT
NELSON
CFO
08-29-2023
NA
N
5014790
JOHN
W
ALEXANDER
CO-PRESIDENT
08-29-2023
NA
Y
2327561
Michael
Christopher
Schaller
Controller/FinOp
02-21-2025
NA
N
5899085
9-D2
9-E2
Wiley Bros. - Aintree Capital, LLC
3767
1536277
9-D2
9-E2
Wiley Bros. - Aintree Capital, LLC
3767
314676
9-D2
9-E2
Wiley Bros. - Aintree Capital
3767
137481
9-D2
Wiley Bros.-Aintree Capital, LLC
3767
44526420
9-D1
9-D2
9-D4
Wiley Bros.-Aintree Capital, LLC
3767
1922514
9-E2
Wiley Bros.-Aintree Capital, LLC
3737
1824625
1
9-C2
9-C3
9-C4
9-C5
9-D3
9-D5
William
Keith
Phillips
N
1447676
William Keith Phillps
1447676
1466979
Kaley Idol
Kaley Idol
CCO-BD
03-27-2026
3767
N
N
N
N
N
Y
N
N
N
Y
Y
N
Y
N
N
N
N
N
N
N
N