0001593968-19-001341.txt : 20190607
0001593968-19-001341.hdr.sgml : 20190607
20190607145404
ACCESSION NUMBER: 0001593968-19-001341
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190605
FILED AS OF DATE: 20190607
DATE AS OF CHANGE: 20190607
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Marnell Anthony A. III
CENTRAL INDEX KEY: 0001778574
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24993
FILM NUMBER: 19885276
MAIL ADDRESS:
STREET 1: C/O GOLDEN ENTERTAINMENT, INC.
STREET 2: 6595 S JONES BLVD
CITY: LAS VEGAS
STATE: NV
ZIP: 89118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDEN ENTERTAINMENT, INC.
CENTRAL INDEX KEY: 0001071255
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990]
IRS NUMBER: 411913991
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6595 S JONES BLVD
CITY: LAS VEGAS
STATE: NV
ZIP: 89118
BUSINESS PHONE: 7028914284
MAIL ADDRESS:
STREET 1: 6595 S JONES BLVD
CITY: LAS VEGAS
STATE: NV
ZIP: 89118
FORMER COMPANY:
FORMER CONFORMED NAME: LAKES ENTERTAINMENT INC
DATE OF NAME CHANGE: 20020806
FORMER COMPANY:
FORMER CONFORMED NAME: LAKES GAMING INC
DATE OF NAME CHANGE: 19980929
3
1
primary_01.xml
PRIMARY DOCUMENT
X0206
3
2019-06-05
0
0001071255
GOLDEN ENTERTAINMENT, INC.
GDEN
0001778574
Marnell Anthony A. III
6595 S JONES BLVD
LAS VEGAS
NV
89118-3337
true
false
false
false
Common stock
651612
I
By AM3 2012 Trust
Common stock
93418
I
By Alisa Marnell Trust
Common stock
33995
I
By Lyndy Marnell 2003 Trust
The AM3 2012 Trust acquired 651,612 shares of issuer common stock pursuant to that certain Membership Interest Purchase Agreement, dated as of July 14, 2018, by and between Golden Entertainment, Inc. and Marnell Gaming, LLC. The Trust is an irrevocable trust for the benefit of certain family members of the reporting person. The reporting person is a co-trustee of the Trust and holds sole voting and dispositive power over the shares held by the Trust. The reporting person disclaims any beneficial ownership of these shares.
The Alisa Marnell Trust acquired 93,418 shares of issuer common stock pursuant to that certain Membership Interest Purchase Agreement, dated as of July 14, 2018, by and between Golden Entertainment, Inc. and Marnell Gaming, LLC. The Trust is an irrevocable trust for the benefit of certain family members of the reporting person. The reporting person is the sole trustee of the Trust and holds sole voting and dispositive power over the shares held by the Trust. The reporting person disclaims any beneficial ownership of these shares.
The Lyndy Marnell 2003 Trust acquired 33,995 shares of issuer common stock pursuant to that certain Membership Interest Purchase Agreement, dated as of July 14, 2018, by and between Golden Entertainment, Inc. and Marnell Gaming, LLC. The Trust is an irrevocable trust for the benefit of certain family members of the reporting person, and the reporting person is the spouse of the trustee of the Trust. The reporting person disclaims any beneficial ownership of these shares.
Exhibit 24 - Power of Attorney
/s/Charles H. Protell, attorney-in-fact
2019-06-07
EX-24
2
marnell3poa.txt
EX-24 DOCUMENT
EXHIBIT 24
POWER OF ATTORNEY
Know all by these presents, that the undersigned hereby constitutes and
appoints each of Charles H. Protell, Sean T. Higgins and Phyllis Gilland,
signing singly, with full power of substitution, as the undersigned's true
and lawful attorney-in-fact to:
(1) prepare, execute in the undersigned's name and on the undersigned's
behalf, and submit to the U.S. Securities and Exchange Commission (the
"SEC") a Form ID, including amendments thereto, and any other documents
necessary or appropriate to obtain codes and passwords enabling the
undersigned to make electronic filings with the SEC of reports required by
Section 16(a) of the Securities Exchange Act of 1934 or any rule or
regulation of the SEC;
(2) execute for and on behalf of the undersigned, in the undersigned's
capacity as an officer and/or director of Golden Entertainment, Inc., a
Minnesota corporation (the "Company"), and/or 10% holder of the Company's
capital stock, Forms 3, 4 and 5 and any amendments thereto in accordance
with Section 16(a) of the Securities Exchange Act of 1934 and the rules
thereunder, and any other forms or reports the undersigned may be required
to file in connection with the undersigned's ownership, acquisition or
disposition of securities of the Company;
(3) do and perform any and all acts for and on behalf of the undersigned
which may be necessary or desirable to complete and execute any such Form
3, 4 or 5, or other form or report, or to complete and execute any
amendment or amendments thereto, and timely file such form or report with
the SEC and any stock exchange or similar authority; and
(4) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit
to, in the best interest of, or legally required by, the undersigned, it
being understood that the documents executed by such attorney-in-fact on
behalf of the undersigned pursuant to this Power of Attorney shall be in
such form and shall contain such terms and conditions as such
attorney-in-fact may approve in such attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever
requisite, necessary or proper to be done in the exercise of any of the
rights and powers herein granted, as fully to all intents and purposes as
the undersigned might or could do if personally present, with full power of
substitution or revocation, hereby ratifying and confirming all that such
attorney-in-fact, or such attorney-in-fact's substitute or substitutes,
shall lawfully do or cause to be done by virtue of this power of attorney
and the rights and powers herein granted. The undersigned acknowledges that
the foregoing attorneys-in-fact, in serving in such capacity at the request
of the undersigned, are not assuming, nor is the Company assuming, any of
the undersigned's responsibilities to comply with Section 16 of the
Securities Exchange Act of 1934.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5 with respect to
the undersigned's holdings of and transactions in securities issued by the
Company, unless earlier revoked by the undersigned in a signed writing
delivered to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 5th day of June, 2019.
Signature: /s/ Anthony A. Marnell III
Name: Anthony A. Marnell III