0001209191-16-138937.txt : 20160829
0001209191-16-138937.hdr.sgml : 20160829
20160829161318
ACCESSION NUMBER: 0001209191-16-138937
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160826
FILED AS OF DATE: 20160829
DATE AS OF CHANGE: 20160829
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDEN ENTERTAINMENT, INC.
CENTRAL INDEX KEY: 0001071255
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990]
IRS NUMBER: 411913991
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6595 S JONES BLVD
CITY: LAS VEGAS
STATE: NV
ZIP: 89118
BUSINESS PHONE: 7028914284
MAIL ADDRESS:
STREET 1: 6595 S JONES BLVD
CITY: LAS VEGAS
STATE: NV
ZIP: 89118
FORMER COMPANY:
FORMER CONFORMED NAME: LAKES ENTERTAINMENT INC
DATE OF NAME CHANGE: 20020806
FORMER COMPANY:
FORMER CONFORMED NAME: LAKES GAMING INC
DATE OF NAME CHANGE: 19980929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Arcana Stephen A
CENTRAL INDEX KEY: 0001649901
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24993
FILM NUMBER: 161857961
MAIL ADDRESS:
STREET 1: 6595 S JONES BLVD
CITY: LAS VEGAS
STATE: NV
ZIP: 89118
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-08-26
0
0001071255
GOLDEN ENTERTAINMENT, INC.
GDEN
0001649901
Arcana Stephen A
6595 S. JONES BLVD.
LAS VEGAS
NV
89118
0
1
0
0
EVP and COO
Employee Stock Option (right to buy)
12.51
2016-08-26
4
A
0
140000
0.00
A
2026-08-25
Common Stock
140000
140000
D
1/4 of the total number of shares of common stock subject to the option vest on 08/26/17, and 1/48 of the total number of shares of common stock subject to the option vest on the last day of each one-month period following 08/26/17. Notwithstanding the foregoing vesting schedule, in no event may the option be exercised prior to the earlier of (i) 08/01/18, or (ii) immediately prior to the consummation of a "change in control" under Section 2.8(a), (c) or (d) of the Golden Entertainment, Inc. 2015 Incentive Award Plan which results in an "ownership change" as defined in Section 382 of the Internal Revenue Code of 1986, as amended, or any successor statute.
Stephen A. Arcana
2016-08-29