0001071255-24-000028.txt : 20240315
0001071255-24-000028.hdr.sgml : 20240315
20240315205230
ACCESSION NUMBER: 0001071255-24-000028
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210312
FILED AS OF DATE: 20240315
DATE AS OF CHANGE: 20240315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sartini Blake L II
CENTRAL INDEX KEY: 0001677017
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24993
FILM NUMBER: 24756716
MAIL ADDRESS:
STREET 1: C/O GOLDEN ENTERTAINMENT, INC.
STREET 2: 6595 S JONES BLVD.
CITY: LAS VEGAS
STATE: NV
ZIP: 89118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDEN ENTERTAINMENT, INC.
CENTRAL INDEX KEY: 0001071255
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990]
ORGANIZATION NAME: 07 Trade & Services
IRS NUMBER: 411913991
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6595 S JONES BLVD
CITY: LAS VEGAS
STATE: NV
ZIP: 89118
BUSINESS PHONE: 7028914284
MAIL ADDRESS:
STREET 1: 6595 S JONES BLVD
CITY: LAS VEGAS
STATE: NV
ZIP: 89118
FORMER COMPANY:
FORMER CONFORMED NAME: LAKES ENTERTAINMENT INC
DATE OF NAME CHANGE: 20020806
FORMER COMPANY:
FORMER CONFORMED NAME: LAKES GAMING INC
DATE OF NAME CHANGE: 19980929
4/A
1
wk-form4a_1710550335.xml
FORM 4/A
X0508
4/A
2021-03-12
2021-03-12
0
0001071255
GOLDEN ENTERTAINMENT, INC.
GDEN
0001677017
Sartini Blake L II
6595 S. JONES BLVD.
LAS VEGAS
NV
89118
0
1
0
0
EVP of Operations
0
Common Stock
2024-03-14
4
M
0
4495
A
121185
D
Common Stock
2024-03-14
4
M
0
26968
A
148153
D
Common Stock
2024-03-14
4
M
0
2362
A
150515
D
Common Stock
2024-03-14
4
M
0
2948
A
153463
D
Common Stock
2024-03-14
4
M
0
4238
A
157701
D
Common Stock
2024-03-14
4
F
0
16241
34.06
D
141460
D
Common Stock
250000
I
See Footnote
Restricted Stock Units
2021-03-12
4
A
0
4495
0
A
Common Stock
4495
4495
D
Restricted Stock Units
2022-03-11
4
A
0
26968
0
A
Common Stock
26968
26968
D
Restricted Stock Units
2021-03-12
4
A
0
2362
0
A
Common Stock
2362
2362
D
Restricted Stock Units
2022-03-11
4
A
0
5896
0
A
Common Stock
5896
5896
D
Restricted Stock Units
2023-03-14
4
A
0
12717
0
A
Common Stock
12717
12717
D
Restricted Stock Units
2023-03-14
4
A
0
7923
0
A
Common Stock
7923
7923
D
Restricted Stock Units
2024-03-14
4
A
0
17820
0
A
Common Stock
17820
17820
D
Restricted Stock Units
2024-03-14
4
A
0
8811
0
A
Common Stock
8811
8811
D
Restricted Stock Units
2024-03-14
4
M
0
4495
0
D
Common Stock
4495
0
D
Restricted Stock Units
2024-03-14
4
M
0
26968
0
D
Common Stock
26968
0
D
Restricted Stock Units
2024-03-14
4
M
0
2362
0
D
Common Stock
2362
0
D
Restricted Stock Units
2024-03-14
4
M
0
2948
0
D
Common Stock
2948
2948
D
Restricted Stock Units
2024-03-14
4
M
0
4238
0
D
Common Stock
4238
8478
D
Restricted stock units convert into common stock on a one-for-one basis.
The shares of common stock listed in Table I have been updated to exclude all unvested time-based restricted stock units (RSUs) and "earned" but unvested performance-based restricted stock units (PSUs) held by the reporting person that were previously reported in Table I and are now being reported in Table II below.
In accordance with the recipient's restricted stock unit award agreements, these shares were withheld by Golden Entertainment, Inc. to satisfy minimum statutory income tax withholding obligations upon vesting of restricted stock units.
Represents shares held by D'Oro Holdings, LLC in which Mr. Sartini II has a pecuniary interest. On May 12, 2021, Mr. Sartini II resigned as the sole manager of D'Oro Holdings, LLC, and on May 12, 2021, Mr. Sartini II resigned as trustee of certain family trusts that were members of D'Oro Holdings, LLC. Accordingly, Mr. Sartini II no longer has investment control over shares held by D'Oro Holdings, LLC.
Each restricted stock unit represents a contingent right to receive one share of common stock.
Represents time-based RSUs that were previously reported in Table I. The remaining RSUs from this award vested on March 14, 2024.
Includes 3,390 additional shares acquired since the date of the reporting person's last report through the issuance of a dividend equivalent on unvested time-based RSUs and earned but unvested PSUs on August 25, 2023. Additional shares acquired through the dividend equivalent will follow the vesting schedule and conditions of the original grants.
Represents shares "earned" under PSUs granted on March 12, 2021 that were previously reported in Table I. These PSUs vested on March 14, 2024.
Represents time-based RSUs that were previously reported in Table I. One-third of the RSUs that were originally granted on March 11, 2022 vested on March 14, 2023, one-third of the RSUs vested on March 14, 2024, and the remaining RSUs that have not been forfeited shall vest on March 14, 2025.
Represents time-based RSUs that were previously reported in Table I. One-third of the RSUs that were originally granted vested on March 14, 2024, and the remaining RSUs that have not been forfeited shall vest as to one-third on March 14, 2025 and one-third on March 14, 2026.
Represents shares "earned" under PSUs granted on March 11, 2022 that were previously reported in Table I. PSUs that have not been forfeited shall vest on March 14, 2025.
Represents time-based RSUs. RSUs that have not been forfeited shall vest as to one-third on March 14, 2025, one-third on March 14, 2026 and one-third on March 14, 2027.
Represents shares "earned" under PSUs granted on March 14, 2023 that were previously reported in Table I. PSUs that have not been forfeited shall vest on March 14, 2026.
/s/ Charles H. Protell, attorney-in-fact
2024-03-15