0001071255-24-000028.txt : 20240315 0001071255-24-000028.hdr.sgml : 20240315 20240315205230 ACCESSION NUMBER: 0001071255-24-000028 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210312 FILED AS OF DATE: 20240315 DATE AS OF CHANGE: 20240315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sartini Blake L II CENTRAL INDEX KEY: 0001677017 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-24993 FILM NUMBER: 24756716 MAIL ADDRESS: STREET 1: C/O GOLDEN ENTERTAINMENT, INC. STREET 2: 6595 S JONES BLVD. CITY: LAS VEGAS STATE: NV ZIP: 89118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDEN ENTERTAINMENT, INC. CENTRAL INDEX KEY: 0001071255 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] ORGANIZATION NAME: 07 Trade & Services IRS NUMBER: 411913991 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6595 S JONES BLVD CITY: LAS VEGAS STATE: NV ZIP: 89118 BUSINESS PHONE: 7028914284 MAIL ADDRESS: STREET 1: 6595 S JONES BLVD CITY: LAS VEGAS STATE: NV ZIP: 89118 FORMER COMPANY: FORMER CONFORMED NAME: LAKES ENTERTAINMENT INC DATE OF NAME CHANGE: 20020806 FORMER COMPANY: FORMER CONFORMED NAME: LAKES GAMING INC DATE OF NAME CHANGE: 19980929 4/A 1 wk-form4a_1710550335.xml FORM 4/A X0508 4/A 2021-03-12 2021-03-12 0 0001071255 GOLDEN ENTERTAINMENT, INC. GDEN 0001677017 Sartini Blake L II 6595 S. JONES BLVD. LAS VEGAS NV 89118 0 1 0 0 EVP of Operations 0 Common Stock 2024-03-14 4 M 0 4495 A 121185 D Common Stock 2024-03-14 4 M 0 26968 A 148153 D Common Stock 2024-03-14 4 M 0 2362 A 150515 D Common Stock 2024-03-14 4 M 0 2948 A 153463 D Common Stock 2024-03-14 4 M 0 4238 A 157701 D Common Stock 2024-03-14 4 F 0 16241 34.06 D 141460 D Common Stock 250000 I See Footnote Restricted Stock Units 2021-03-12 4 A 0 4495 0 A Common Stock 4495 4495 D Restricted Stock Units 2022-03-11 4 A 0 26968 0 A Common Stock 26968 26968 D Restricted Stock Units 2021-03-12 4 A 0 2362 0 A Common Stock 2362 2362 D Restricted Stock Units 2022-03-11 4 A 0 5896 0 A Common Stock 5896 5896 D Restricted Stock Units 2023-03-14 4 A 0 12717 0 A Common Stock 12717 12717 D Restricted Stock Units 2023-03-14 4 A 0 7923 0 A Common Stock 7923 7923 D Restricted Stock Units 2024-03-14 4 A 0 17820 0 A Common Stock 17820 17820 D Restricted Stock Units 2024-03-14 4 A 0 8811 0 A Common Stock 8811 8811 D Restricted Stock Units 2024-03-14 4 M 0 4495 0 D Common Stock 4495 0 D Restricted Stock Units 2024-03-14 4 M 0 26968 0 D Common Stock 26968 0 D Restricted Stock Units 2024-03-14 4 M 0 2362 0 D Common Stock 2362 0 D Restricted Stock Units 2024-03-14 4 M 0 2948 0 D Common Stock 2948 2948 D Restricted Stock Units 2024-03-14 4 M 0 4238 0 D Common Stock 4238 8478 D Restricted stock units convert into common stock on a one-for-one basis. The shares of common stock listed in Table I have been updated to exclude all unvested time-based restricted stock units (RSUs) and "earned" but unvested performance-based restricted stock units (PSUs) held by the reporting person that were previously reported in Table I and are now being reported in Table II below. In accordance with the recipient's restricted stock unit award agreements, these shares were withheld by Golden Entertainment, Inc. to satisfy minimum statutory income tax withholding obligations upon vesting of restricted stock units. Represents shares held by D'Oro Holdings, LLC in which Mr. Sartini II has a pecuniary interest. On May 12, 2021, Mr. Sartini II resigned as the sole manager of D'Oro Holdings, LLC, and on May 12, 2021, Mr. Sartini II resigned as trustee of certain family trusts that were members of D'Oro Holdings, LLC. Accordingly, Mr. Sartini II no longer has investment control over shares held by D'Oro Holdings, LLC. Each restricted stock unit represents a contingent right to receive one share of common stock. Represents time-based RSUs that were previously reported in Table I. The remaining RSUs from this award vested on March 14, 2024. Includes 3,390 additional shares acquired since the date of the reporting person's last report through the issuance of a dividend equivalent on unvested time-based RSUs and earned but unvested PSUs on August 25, 2023. Additional shares acquired through the dividend equivalent will follow the vesting schedule and conditions of the original grants. Represents shares "earned" under PSUs granted on March 12, 2021 that were previously reported in Table I. These PSUs vested on March 14, 2024. Represents time-based RSUs that were previously reported in Table I. One-third of the RSUs that were originally granted on March 11, 2022 vested on March 14, 2023, one-third of the RSUs vested on March 14, 2024, and the remaining RSUs that have not been forfeited shall vest on March 14, 2025. Represents time-based RSUs that were previously reported in Table I. One-third of the RSUs that were originally granted vested on March 14, 2024, and the remaining RSUs that have not been forfeited shall vest as to one-third on March 14, 2025 and one-third on March 14, 2026. Represents shares "earned" under PSUs granted on March 11, 2022 that were previously reported in Table I. PSUs that have not been forfeited shall vest on March 14, 2025. Represents time-based RSUs. RSUs that have not been forfeited shall vest as to one-third on March 14, 2025, one-third on March 14, 2026 and one-third on March 14, 2027. Represents shares "earned" under PSUs granted on March 14, 2023 that were previously reported in Table I. PSUs that have not been forfeited shall vest on March 14, 2026. /s/ Charles H. Protell, attorney-in-fact 2024-03-15