0001181431-15-007476.txt : 20150526 0001181431-15-007476.hdr.sgml : 20150525 20150526170928 ACCESSION NUMBER: 0001181431-15-007476 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130524 FILED AS OF DATE: 20150526 DATE AS OF CHANGE: 20150526 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONSOL Energy Inc CENTRAL INDEX KEY: 0001070412 STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221] IRS NUMBER: 510337383 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CNX CENTER STREET 2: 1000 CONSOL ENERGY DRIVE CITY: CANONSBURG STATE: PA ZIP: 15317 BUSINESS PHONE: 724-485-4000 MAIL ADDRESS: STREET 1: CNX CENTER STREET 2: 1000 CONSOL ENERGY DRIVE CITY: CANONSBURG STATE: PA ZIP: 15317 FORMER COMPANY: FORMER CONFORMED NAME: CONSOL ENERGY INC DATE OF NAME CHANGE: 19980915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ritter Lorraine L. CENTRAL INDEX KEY: 0001642903 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14901 FILM NUMBER: 15890156 MAIL ADDRESS: STREET 1: 1000 CONSOL ENERGY DRIVE CITY: CANONSBURG STATE: PA ZIP: 15317 4 1 rrd425215.xml FORM 4 X0306 4 2013-05-24 0 0001070412 CONSOL Energy Inc CNX 0001642903 Ritter Lorraine L. 1000 CONSOL ENERGY DRIVE CANONSBURG PA 15317 0 1 0 0 Controller and Vice President Common shares, $0.01 per share 2013-05-24 4 P 0 50 35.7584 A 19484 D Common shares, $0.01 per share 2013-05-24 4 A 0 14 0 A 19498 D Common shares, $0.01 per share 2013-06-01 4 S 0 851 34.74 D 18647 D Common shares, $0.01 per share 2013-08-23 4 P 0 60 33.8501 A 18707 D Common shares, $0.01 per share 2013-08-23 4 A 0 5 0 A 18712 D Common shares, $0.01 per share 2013-12-04 4 P 0 55 36.8932 A 18767 D Common shares, $0.01 per share 2013-12-04 4 A 0 5 0 A 18772 D Common shares, $0.01 per share 2014-01-26 4 S 0 181 37.25 D 18591 D Common shares, $0.01 per share 2014-01-31 4 A 0 3347 0 A 21938 D Common shares, $0.01 per share 2014-02-23 4 S 0 139 40.30 D 21799 D Common shares, $0.01 per share 2014-02-28 4 P 0 26 39.8135 A 21825 D Common shares, $0.01 per share 2014-02-28 4 A 0 5 0 A 21830 D Common shares, $0.01 per share 2014-03-07 4 M 0 2500 15.39 A 24330 D Common shares, $0.01 per share 2014-03-07 4 S 0 2500 40.0730 D 21830 D Common shares, $0.01 per share 2014-05-30 4 P 0 24 44.5231 A 21854 D Common shares, $0.01 per share 2014-05-30 4 A 0 4 0 A 21858 D Common shares, $0.01 per share 2014-09-02 4 P 0 26 40.1949 A 21884 D Common shares, $0.01 per share 2014-09-02 4 A 0 5 0 A 21889 D Common shares, $0.01 per share 2014-12-03 4 P 0 28 37.8331 A 21917 D Common Shares, $0.01 per share 2014-12-03 4 A 0 5 0 A 21922 D Common Shares, $0.01 per share 2015-01-26 4 S 0 218 31.050 D 21704 D Common Shares, $0.01 per share 2015-01-30 4 A 0 1728 0 A 23432 D Common Shares, $0.01 per share 2015-01-31 4 S 0 343 28.95 D 23089 D Common Shares, $0.01 per share 2015-03-06 4 P 0 37 30.3587 A 23126 D Common Shares, $0.01 per share 2015-03-06 4 A 0 6 0 A 23132 D Common Shares, $0.01 per share 2015-04-30 4 M 0 1976 22.75 A 25108 D Common Shares, $0.01 per share 2015-04-30 4 S 0 1976 30.5983 D 23132 D Common Shares, $0.01 per share 1697 I By 401(k) Plan Stock Option (right to buy) 15.39 2014-03-07 4 M 0 2500 0 D 2014-04-27 Common Shares, $0.01 per share 2500 0 D Stock Option (right to buy) 22.75 2015-04-30 4 M 0 1976 0 D 2015-05-03 Common Shares, par value $0.01 per share 1976 0 D Represents shares of Company common stock acquired through a dividend reinvestment plan implemented by the reporting person. Represents dividend equivalent rights earned under the Equity Incentive Plan as part of a grant of restricted stock units. Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units previously granted to her. The reporting person's purchase of CONSOL Energy Inc. (the "Company") common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act:"), to the extent of 60 shares, with the reporting person's sale of shares of the Company's common stock on January 26, 2014. The reporting person has made arrangements with the Company to disgorge to the Company $204.11, which represents the full amount of profit calculated in connection with the transactions. The reporting person's purchase of the Company's common stock reported herein was matchable under Section 16(b) of the Exchange Act, to the extent of 55 shares, with the reporting person's sale of 139 shares of the Company's common stock at a price of $40.30 per share on February 23, 2014. The reporting person has made arrangements with the Company to disgorge to the Company $188.31, which represents the full amount of profit calculated in connection with the transactions. Grant of restricted stock units, which vest annually in equal installments over a period of three years, under the Company's Equity Incentive Plan. The reporting person's purchase of the Company's common stock reported herein was matchable under Section 16(b) of the Exchange Act, to the extent of 26 shares, with the reporting person's sale of shares of the Company's common stock on February 23, 2014. The reporting person has made arrangements with the Company to disgorge to the Company $12.80, which represents the full amount of profit calculated in connection with the transactions. The option vested in four equal installments on April 27, 2005, 2006, 2007 and 2008. The option vested in four equal installments on May 3, 2006, 2007, 2008 and 2009. The reporting person's purchase of the Company's common stock reported herein was matchable under Section 16(b) of the Exchange Act, to the extent of 37 shares, with the reporting person's sale of shares of the Company's common stock on January 26, 2015. The reporting person has made arrangements with the Company to disgorge to the Company $25.97, which represents the full amount of profit calculated in connection with the transactions. Of the 23,132 shares owned directly, 3,977 are restricted stock units (including divdend equivalend rights). This Form 4 was inadvertently filed late due to a misunderstanding about whether the reporting person was considered to be an "officer" for reporting purposes pursuant to Section 16(a) of the Securities Exchange Act of 1934, as amended, since CONSOL Energy Inc. (the "Company") had determined that the reporting person was not considered to be an "executive officer" for reporting purposes pursuant to Item 401(b) of Regulation S-K under the Securities Act of 1933, as amended. This Form 4 has been filed in conjunction with a Form 3 report filed by the reporting person, and reflects all reportable transactions undertaken by the reporting person from March 1, 2013, the date she was appointed as the Company's principal accounting officer, and the current date. /s/ Lorraine L. Ritter by Stephanie L. Gill, her attorney-in-fact 2015-05-26