0001070412-18-000017.txt : 20180201 0001070412-18-000017.hdr.sgml : 20180201 20180201171533 ACCESSION NUMBER: 0001070412-18-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180130 FILED AS OF DATE: 20180201 DATE AS OF CHANGE: 20180201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rush Donald W. CENTRAL INDEX KEY: 0001712541 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14901 FILM NUMBER: 18567696 MAIL ADDRESS: STREET 1: 1000 CONSOL ENERGY DRIVE CITY: CANONSBURG STATE: PA ZIP: 15317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CNX Resources Corp CENTRAL INDEX KEY: 0001070412 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 510337383 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CNX CENTER STREET 2: 1000 CONSOL ENERGY DRIVE CITY: CANONSBURG STATE: PA ZIP: 15317 BUSINESS PHONE: 724-485-4000 MAIL ADDRESS: STREET 1: CNX CENTER STREET 2: 1000 CONSOL ENERGY DRIVE CITY: CANONSBURG STATE: PA ZIP: 15317 FORMER COMPANY: FORMER CONFORMED NAME: CONSOL Energy Inc DATE OF NAME CHANGE: 20090303 FORMER COMPANY: FORMER CONFORMED NAME: CONSOL ENERGY INC DATE OF NAME CHANGE: 19980915 4 1 wf-form4_151752331882810.xml FORM 4 X0306 4 2018-01-30 0 0001070412 CNX Resources Corp CNX 0001712541 Rush Donald W. 1000 CONSOL ENERGY DRIVE CANONSBURG PA 15317 0 1 0 0 EVP & Chief Financial Officer Common shares, $0.01 par value per share 2018-01-30 4 A 0 49588 0 A 108651 D Common shares, $0.01 par value per share 2018-01-30 4 A 0 2008 0 A 110659 D Common shares, $0.01 par value per share 2018-01-30 4 F 0 572 13.68 D 110087 D Common shares, $0.01 par value per share 2018-01-30 4 A 0 2400 0 A 112487 D Common shares, $0.01 par value per share 2018-01-30 4 F 0 684 13.68 D 111803 D Common shares, $0.01 par value per share 2018-01-30 4 F 0 192 13.68 D 111611 D Common shares, $0.01 par value per share 2018-01-30 4 F 0 290 14.01 D 111321 D Common shares, $0.01 par value per share 2712 I By 401(k) Plan Grant of restricted stock units, which vest annually in equal installments over a period of three years, under the Company's Equity Incentive Plan. On November 28, 2017, the Issuer completed the separation of its business into two independent, publicly-traded companies (the "Separation"): the Issuer and CONSOL Energy Inc. In connection with the Separation, and pursuant to the terms of an Employee Matters Agreement dated November 28, 2017 (the "Employee Matters Agreement"), all equity awards held by the reporting person with respect to the Issuer's common stock were adjusted in a manner intended to preserve the aggregate intrinsic value of the original award. The amount of securities reported on this Form 4 reflect the aforementioned adjustment. Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2015-2017 performance period. Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting and settlement of performance share units previously reported herein. Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2017 tranche performance period. Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him. Of the 111,321 shares owned directly, 99,672 are restricted stock units (including dividend equivalent rights). This number includes 108 shares acquired by the reporting person's 401 (k) account since November 1, 2017. /s/ Donald W. Rush by Gregory V. Guinto, his attorney-in-fact 2018-01-31