0000902664-14-000004.txt : 20140102
0000902664-14-000004.hdr.sgml : 20140101
20140102161536
ACCESSION NUMBER: 0000902664-14-000004
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140102
DATE AS OF CHANGE: 20140102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SABA SOFTWARE INC
CENTRAL INDEX KEY: 0001070380
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 943267638
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0531
BUSINESS ADDRESS:
STREET 1: 2400 BRIDGE PARKWAY
CITY: REDWOOD SHORES
STATE: CA
ZIP: 94065
BUSINESS PHONE: 6505812500
MAIL ADDRESS:
STREET 1: 2400 BRIDGE PARKWAY
CITY: REDWOOD SHORES
STATE: CA
ZIP: 94065
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Emancipation Capital
CENTRAL INDEX KEY: 0001292832
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34372
FILM NUMBER: 14501974
BUSINESS ADDRESS:
STREET 1: 825 THIRD AVENUE
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-605-0661
MAIL ADDRESS:
STREET 1: 825 THIRD AVENUE
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Frumberg Charles
CENTRAL INDEX KEY: 0001314587
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34372
FILM NUMBER: 14501971
MAIL ADDRESS:
STREET 1: 153 EAST 53RD STREET
STREET 2: SUITE 26B
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Emancipation Capital, LLC
CENTRAL INDEX KEY: 0001314840
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34372
FILM NUMBER: 14501972
BUSINESS ADDRESS:
STREET 1: 153 EAST 53RD STREET
STREET 2: SUITE 26B
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2125215034
MAIL ADDRESS:
STREET 1: 153 EAST 53RD STREET
STREET 2: SUITE 26B
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Emancipation Management LLC
CENTRAL INDEX KEY: 0001478861
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34372
FILM NUMBER: 14501975
BUSINESS ADDRESS:
STREET 1: 825 THIRD AVENUE
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212 605-0661
MAIL ADDRESS:
STREET 1: 825 THIRD AVENUE
STREET 2: 33RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Emancipation Capital SPV III LLC
CENTRAL INDEX KEY: 0001594802
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34372
FILM NUMBER: 14501973
BUSINESS ADDRESS:
STREET 1: 825 THIRD AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-605-0661
MAIL ADDRESS:
STREET 1: 825 THIRD AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
3
1
p13-2176form3.xml
EMANCIPATION MANAGEMENT LLC
X0206
3
2013-12-31
0
0001070380
SABA SOFTWARE INC
SABA
0001478861
Emancipation Management LLC
825 THIRD AVENUE
33RD FLOOR
NEW YORK
NY
10022
0
0
1
0
0001292832
Emancipation Capital
825 THIRD AVENUE
33RD FLOOR
NEW YORK
NY
10022
0
0
1
0
0001594802
Emancipation Capital SPV III LLC
825 THIRD AVENUE
NEW YORK
NY
10022
0
0
1
0
0001314840
Emancipation Capital, LLC
153 EAST 53RD STREET
SUITE 26B
NEW YORK
NY
10022
0
0
1
0
0001314587
Frumberg Charles
153 EAST 53RD STREET
SUITE 26B
NEW YORK
NY
10022
0
0
1
0
Common Stock, $0.001 par value (the "Common Stock")
2992670
I
See footnotes
The securities reported herein are held by (i) Emancipation Capital Master, Ltd., a Cayman Islands exempted company ("Emancipation Master Ltd.") and (ii) Emancipation Capital SPV III LLC, a Delaware limited liability company ("Emancipation Capital SPV").
Mr. Charles Frumberg ("Mr. Frumberg") serves as the managing member of Emancipation Management LLC, a New York limited liability company ("Emancipation Management"), and Emancipation Capital LLC, a Delaware limited liability company ("Emancipation Capital LLC "). Emancipation Management serves as the investment manager of Emancipation Master Ltd. and Emancipation Capital SPV. Emancipation Capital LLC serves as the managing member of Emancipation Capital SPV. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
EMANCIPATION MANAGEMENT LLC, By: /s/ Charles Frumberg, Managing Member
2014-01-02
EMANCIPATION CAPITAL LLC, By: /s/ Charles Frumberg, Managing Member
2014-01-02
EMANCIPATION CAPITAL MASTER, LTD., By: /s/ Charles Frumberg, Director
2014-01-02
EMANCIPATION CAPITAL SPV III LLC, By: Emancipation Capital LLC, Managing Member, By: /s/ Charles Frumberg, Managing Member
2014-01-02
/s/ Charles Frumberg
2014-01-02