0000950103-18-009471.txt : 20180807
0000950103-18-009471.hdr.sgml : 20180807
20180807140312
ACCESSION NUMBER: 0000950103-18-009471
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180803
FILED AS OF DATE: 20180807
DATE AS OF CHANGE: 20180807
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ORIX CORP
CENTRAL INDEX KEY: 0001070304
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS BUSINESS CREDIT INSTITUTION [6159]
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37537
FILM NUMBER: 18997330
BUSINESS ADDRESS:
STREET 1: WORLD TRADE CENTER BLDG.
STREET 2: 2-4-1 HAMAMATSU-CHO, MINATO-KU
CITY: TOKYO
STATE: M0
ZIP: 105 6135
BUSINESS PHONE: 81334353000
MAIL ADDRESS:
STREET 1: WORLD TRADE CENTER BLDG.
STREET 2: 2-4-1 HAMAMATSU-CHO, MINATO-KU
CITY: TOKYO
STATE: M0
ZIP: 105 6135
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ORIX HLHZ Holding LLC
CENTRAL INDEX KEY: 0001650299
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37537
FILM NUMBER: 18997331
BUSINESS ADDRESS:
BUSINESS PHONE: 214-237-2000
MAIL ADDRESS:
STREET 1: 1717 MAIN STREET
STREET 2: SUITE 900
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOULIHAN LOKEY, INC.
CENTRAL INDEX KEY: 0001302215
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 952770395
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: HOULIHAN LOKEY, INC.
STREET 2: 10250 CONSTELLATION BLVD., 5TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310.553.8871
MAIL ADDRESS:
STREET 1: HOULIHAN LOKEY, INC.
STREET 2: 10250 CONSTELLATION BLVD., 5TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: HOULIHAN LOKEY HOWARD & ZUKIN INC
DATE OF NAME CHANGE: 20040902
4
1
dp94389_4.xml
X0306
4
2018-08-03
0
0001302215
HOULIHAN LOKEY, INC.
HLI
0001650299
ORIX HLHZ Holding LLC
1717 MAIN STREET
SUITE 900
DALLAS
TX
75201
0
0
1
0
0001070304
ORIX CORP
WORLD TRADE CENTER BLDG.
2-4-1 HAMAMATSU-CHO, MINATO-KU
TOKYO
M0
105 6135
JAPAN
0
0
1
0
Class A Common Stock
2018-08-03
4
S
0
15800
48.1232
D
524488
D
Class A Common Stock
2018-08-06
4
S
0
26674
48.1133
D
497814
D
Reflects a weighted average sale price of $48.1232 per share, at prices ranging from $47.98 to $48.265 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Reflects a weighted average sale price of $48.1133 per share, at prices ranging from $48.00 to $48.365 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.
ORIX Corporation, By: /s/ Hideto Nishitani, Managing Executive Officer
2018-08-07
ORIX HLHZ Holding LLC, By: ORIX OpCo Holdings, LLC, its managing member, By: ORIX Capital Markets, LLC, its managing member, by: /s/ Paul Wilson, Chief Financial Officer
2018-08-07