0000950103-18-006309.txt : 20180518
0000950103-18-006309.hdr.sgml : 20180518
20180518171407
ACCESSION NUMBER: 0000950103-18-006309
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180516
FILED AS OF DATE: 20180518
DATE AS OF CHANGE: 20180518
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ORIX HLHZ Holding LLC
CENTRAL INDEX KEY: 0001650299
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37537
FILM NUMBER: 18847608
BUSINESS ADDRESS:
BUSINESS PHONE: 214-237-2000
MAIL ADDRESS:
STREET 1: 1717 MAIN STREET
STREET 2: SUITE 900
CITY: DALLAS
STATE: TX
ZIP: 75201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ORIX CORP
CENTRAL INDEX KEY: 0001070304
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS BUSINESS CREDIT INSTITUTION [6159]
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37537
FILM NUMBER: 18847607
BUSINESS ADDRESS:
STREET 1: WORLD TRADE CENTER BLDG.
STREET 2: 2-4-1 HAMAMATSU-CHO, MINATO-KU
CITY: TOKYO
STATE: M0
ZIP: 105 6135
BUSINESS PHONE: 81334353000
MAIL ADDRESS:
STREET 1: WORLD TRADE CENTER BLDG.
STREET 2: 2-4-1 HAMAMATSU-CHO, MINATO-KU
CITY: TOKYO
STATE: M0
ZIP: 105 6135
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOULIHAN LOKEY, INC.
CENTRAL INDEX KEY: 0001302215
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 952770395
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: HOULIHAN LOKEY, INC.
STREET 2: 10250 CONSTELLATION BLVD., 5TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310.553.8871
MAIL ADDRESS:
STREET 1: HOULIHAN LOKEY, INC.
STREET 2: 10250 CONSTELLATION BLVD., 5TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: HOULIHAN LOKEY HOWARD & ZUKIN INC
DATE OF NAME CHANGE: 20040902
4
1
dp91131_4-orix.xml
OWNERSHIP DOCUMENT
X0306
4
2018-05-16
0
0001302215
HOULIHAN LOKEY, INC.
HLI
0001650299
ORIX HLHZ Holding LLC
1717 MAIN STREET
SUITE 1100
DALLAS
TX
75201
0
0
1
0
0001070304
ORIX CORP
WORLD TRADE CENTER BLDG.
2-4-1 HAMAMATSU-CHO, MINATO-KU
TOKYO
M0
105 6135
JAPAN
0
0
1
0
Class A Common Stock
2018-05-16
4
S
0
25307
1243518
D
974693
D
Class A Common Stock
2018-05-17
4
S
0
110665
5415514
D
864028
D
Class A Common Stock
2018-05-18
4
S
0
82028
3990621
D
782000
D
Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.
ORIX Corporation, By: /s/ Hideto Nishitani, Executive Officer
2018-05-18
ORIX HLHZ Holding LLC, By: ORIX OpCo Holdings, LLC, its managing member, By: ORIX Capital Markets, LLC, its managing member, by: /s/ Paul Wilson, Chief Financial Officer
2018-05-18