X0306
4
2018-03-15
0
0001302215
HOULIHAN LOKEY, INC.
HLI
0001650299
ORIX HLHZ Holding LLC
1717 MAIN STREET
SUITE 900
DALLAS
TX
75201
0
0
1
0
0001070304
ORIX CORP
WORLD TRADE CENTER BLDG.
2-4-1 HAMAMATSU-CHO, MINATO-KU
TOKYO
M0
105 6135
JAPAN
0
0
1
0
Class B Common Stock
2018-03-15
4
S
0
2000000
46.75
D
Class A Common Stock
2000000
9710331
D
Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates.
Sale to Issuer pursuant to an agreement effective as of March 15, 2018, with settlement to occur on April 5, 2018. Prior to settlement, the Reporting Person will retain all voting rights in respect of such shares.
Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.
ORIX Corporation, By: /s/ Hideto Nishitani, Executive Officer
2018-03-15
ORIX HLHZ Holding LLC, By: ORIX OpCo Holdings, LLC, its managing member, By: ORIX Capital Markets, LLC, its managing member, by: /s/ Paul Wilson, Chief Financial Officer
2018-03-15