0000950103-18-003406.txt : 20180315
0000950103-18-003406.hdr.sgml : 20180315
20180315172034
ACCESSION NUMBER: 0000950103-18-003406
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180315
FILED AS OF DATE: 20180315
DATE AS OF CHANGE: 20180315
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ORIX HLHZ Holding LLC
CENTRAL INDEX KEY: 0001650299
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37537
FILM NUMBER: 18693374
BUSINESS ADDRESS:
BUSINESS PHONE: 214-237-2000
MAIL ADDRESS:
STREET 1: 1717 MAIN STREET
STREET 2: SUITE 900
CITY: DALLAS
STATE: TX
ZIP: 75201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ORIX CORP
CENTRAL INDEX KEY: 0001070304
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS BUSINESS CREDIT INSTITUTION [6159]
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37537
FILM NUMBER: 18693373
BUSINESS ADDRESS:
STREET 1: WORLD TRADE CENTER BLDG.
STREET 2: 2-4-1 HAMAMATSU-CHO, MINATO-KU
CITY: TOKYO
STATE: M0
ZIP: 105 6135
BUSINESS PHONE: 81334353000
MAIL ADDRESS:
STREET 1: WORLD TRADE CENTER BLDG.
STREET 2: 2-4-1 HAMAMATSU-CHO, MINATO-KU
CITY: TOKYO
STATE: M0
ZIP: 105 6135
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HOULIHAN LOKEY, INC.
CENTRAL INDEX KEY: 0001302215
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 952770395
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: HOULIHAN LOKEY, INC.
STREET 2: 10250 CONSTELLATION BLVD., 5TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310.553.8871
MAIL ADDRESS:
STREET 1: HOULIHAN LOKEY, INC.
STREET 2: 10250 CONSTELLATION BLVD., 5TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: HOULIHAN LOKEY HOWARD & ZUKIN INC
DATE OF NAME CHANGE: 20040902
4
1
dp88205_4.xml
FORM 4
X0306
4
2018-03-15
0
0001302215
HOULIHAN LOKEY, INC.
HLI
0001650299
ORIX HLHZ Holding LLC
1717 MAIN STREET
SUITE 900
DALLAS
TX
75201
0
0
1
0
0001070304
ORIX CORP
WORLD TRADE CENTER BLDG.
2-4-1 HAMAMATSU-CHO, MINATO-KU
TOKYO
M0
105 6135
JAPAN
0
0
1
0
Class B Common Stock
2018-03-15
4
S
0
2000000
46.75
D
Class A Common Stock
2000000
9710331
D
Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates.
Sale to Issuer pursuant to an agreement effective as of March 15, 2018, with settlement to occur on April 5, 2018. Prior to settlement, the Reporting Person will retain all voting rights in respect of such shares.
Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.
ORIX Corporation, By: /s/ Hideto Nishitani, Executive Officer
2018-03-15
ORIX HLHZ Holding LLC, By: ORIX OpCo Holdings, LLC, its managing member, By: ORIX Capital Markets, LLC, its managing member, by: /s/ Paul Wilson, Chief Financial Officer
2018-03-15