0001415889-24-003712.txt : 20240214 0001415889-24-003712.hdr.sgml : 20240214 20240214160538 ACCESSION NUMBER: 0001415889-24-003712 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240214 DATE AS OF CHANGE: 20240214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ERNSTBERGER KATHY CENTRAL INDEX KEY: 0001216898 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25023 FILM NUMBER: 24637789 MAIL ADDRESS: STREET 1: C/O FIRST CAPITAL INC STREET 2: 220 FEDERAL DR NW CITY: CORYDON STATE: IN ZIP: 47115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST CAPITAL INC CENTRAL INDEX KEY: 0001070296 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] ORGANIZATION NAME: 02 Finance IRS NUMBER: 352056949 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 220 FEDERAL DRIVE N W CITY: CORYDON STATE: IN ZIP: 47112 BUSINESS PHONE: 8127382198 MAIL ADDRESS: STREET 1: 220 FEDERAL DRIVE N W CITY: CORYDON STATE: IN ZIP: 47112 5 1 form5-02142024_090229.xml X0508 5 2023-12-31 0 0 0001070296 FIRST CAPITAL INC FCAP 0001216898 ERNSTBERGER KATHY 220 FEDERAL DRIVE CORYDON IN 47112 true false false false 0 Common Stock 2023-03-31 5 J 0 13.56 25.67 A 2277.49 D Common Stock 2023-06-30 5 J 0 11.03 31.90 A 2288.52 D Common Stock 2023-09-29 5 J 0 15.21 27.31 A 2303.7300 D Common Stock 2023-12-29 5 J 0 15.01 27.95 A 2318.7400 D The shares were acquired through the company's dividend reinvestment plan. /s/ Joshua P. Stevens, Attorney-in-Fact 2024-02-14 EX-24 2 ex24-02142024_090229.htm ex24-02142024_090229.htm

POWER OF ATTORNEY


Know all by these presents, that the undersigned hereby constitutes and appoints each of Michael

C. Frederick and Joshua P. Stevens, acting singly and with full power of substitution, the undersigned's true and lawful attorney-in-fact to:

I.

prepare, execute in the undersigned's name and on the undersigned's behalf, and submit to the United States Securities and Exchange Commission (the "SEC") a Form ID, Uniform Application for Access Codes to File on EDGAR, if necessary, and any other documents necessary or appropriate to obtain codes, passwords, or anything similar, as applicable, enabling the undersigned to make electronic filings with the SEC of reports required by Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or any rule or regulation of the SEC;

2.

execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of First Capital, Inc. (the "Company"), Forms 3, 4 and 5 (and any amendments thereto) in accordance with Section 16(a) of the Exchange Act and the rules and regulations thereunder, and any other forms or reports the undersigned may be required to file in connection with the undersigned's ownership, acquisition, or disposition of securities of the Company;

3.

do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Forms 3, 4, or 5, Form ID, or other form or report, or any amendments thereto, and timely file such form or report with the SEC and any stock exchange or similar authority; and

4.

take any other action in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by or for, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such information, disclosures, terms, and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion.

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever required, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorneys-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted.

The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request and on the behalf of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with, or any liability for the failure to comply with, any provision of Section 16 of the Exchange Act.

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 or 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to each of the foregoing attorneys-in-fact.



[SIGNATURE PAGE FOLLOWS]



IN WITNESS WHEREOF, the undersigned has executed this Power of Attorney as of this 17th day of April, 2023.

/s/ Kathy Ernstberger

Signature


 Kathy Ernstberger

Printed Name










































2