-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vk8QTA80ovukBj/S5BfZqzwzlQXdarS5gSYl0bihgDnZbzJOEoxLCSm/njFlvnE8 kR2dgmkGm3JWjdk8I0kgzA== 0001341004-06-000407.txt : 20060214 0001341004-06-000407.hdr.sgml : 20060214 20060214125652 ACCESSION NUMBER: 0001341004-06-000407 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20060214 DATE AS OF CHANGE: 20060214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RESEARCH IN MOTION LTD CENTRAL INDEX KEY: 0001070235 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 000000000 FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-56515 FILM NUMBER: 06610758 BUSINESS ADDRESS: STREET 1: 295 PHILLIP ST STREET 2: WATERLOO CITY: ONTARIO CANADA STATE: A6 ZIP: 00000 BUSINESS PHONE: 5198887465 MAIL ADDRESS: STREET 1: 295 PHILLIP STREET STREET 2: WATERLOO, ONTARIO N2L 3W8 CITY: ONTARIO STATE: A6 ZIP: N2L 3W8 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BALSILLIE JAMES L CENTRAL INDEX KEY: 0001218291 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 295 PHILLIP STREET CITY: WATERLOO ONTARIO CANADA STATE: A6 ZIP: N2L3W8 BUSINESS PHONE: 5198887465 MAIL ADDRESS: STREET 1: 295 PHILLIP ST CITY: WATERLOO ONTRIO CANADA STATE: A6 ZIP: N2L3W8 SC 13G/A 1 balsillie.txt SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _______________________ SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5) _______________________ RESEARCH IN MOTION LIMITED (Name of Issuer) Common Shares (Title of Class of Securities) 760975-10-2 (CUSIP Number) _______________________ Check the appropriate box to designate the rule pursuant to which the Schedule is filed: |_| Rule 13d-1(b) |_| Rule 13d-1(c) |x| Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 760975-10-2 13G Page 2 of 6 Pages ============================================================================== (1) Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons (entities only) James L. Balsillie - ------------------------------------------------------------------------------ (2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) |_| (b) |_| - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Citizenship or Place of Organization Canadian - ------------------------------------------------------------------------------- (5) Sole Voting Power Number of 12,242,854 Shares Beneficially ---------------------------------------------------- Owned by Each (6) Shared Voting Power Reporting Person With 0 - ------------------------------------------------------------------------------- (7) Sole Dispositive Power 12,242,854 - ------------------------------------------------------------------------------- (8) Shared Dispositive Power 0 - ------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 12,242,854 at December 31, 2005 - ------------------------------------------------------------------------------- (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) |_| - ------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) 6.6% - ------------------------------------------------------------------------------- (12) Type of Reporting Person (See Instructions) IN - ------------------------------------------------------------------------------- Item 1(a). Name of Issuer -------------- Research In Motion Limited Item 1(b). Address of Issuer's Principal Executive Offices ----------------------------------------------- 295 Philip Street Waterloo, Ontario N2L 3W8 Item 2(a). Name of Person Filing --------------------- James L. Balsillie Of the 12,242,854 Common Shares beneficially owned by Mr. Balsillie: (i) 11,136,822 Common Shares are registered in the name of 1258700 Ontario Limited, all the shares of which are owned by Mr. Balsillie; (ii) 221,032 Common Shares are personally owned by Mr. Balsillie; and (iii) 885,000 Common Shares are subject to stock options granted to Mr. Balsillie that are presently exercisable or will be exercisable on or before March 1, 2006. The 12,242,854 Common Shares beneficially owned by Mr. Balsillie does not include 510,000 Common Shares subject to stock options granted to Mr. Balsillie that are exercisable after March 1, 2006. Item 2(b). Address of Principal Business Office or, if None, Residence ----------------------------------------------------------- 295 Philip Street Waterloo, Ontario N2L 3W8 Item 2(c). Citizenship ----------- Canadian Item 2(d). Title of Class of Securities ---------------------------- Common Shares Item 2(e). CUSIP Number ------------ 760975-10-2 Item 3. Filing Category --------------- Not applicable Item 4(a). Amount Beneficially Owned ------------------------- 12,242,854 Item 4(b). Percent of Class ---------------- 6.6% Item 4(c). Number of shares as to which the Reporting Person has: ------------------------------------------------------ (i) sole power to vote or direct the vote: 12,242,854 (ii) shared power to vote or direct the vote: 0 (iii) sole power to dispose or to direct the disposition: 12,242,854 (iv) shared power to dispose or to direct the disposition: 0 Item 5. Ownership of Five Percent or Less of a Class -------------------------------------------- Not applicable Item 6. Ownership of More Than Five Percent on Behalf of Another Person ------------------------------------------------ Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired The Security Being Reported on By the Parent Holding Company ---------------------------------------------------- Not applicable Item 8. Identification and Classification of Members of the Group ---------------------------------------------------- Not applicable Item 9. Notice of Dissolution of Group ------------------------------ Not applicable Item 10. Certification ------------- Not applicable SIGNATURE After reasonable inquiry and to the best of the signatory's knowledge and belief, the signatory certifies that the information set forth in this statement is true, complete and correct. Dated: February 14, 2006 /s/ JAMES L. BALSILLIE ----------------------------------- James L. Balsillie -----END PRIVACY-ENHANCED MESSAGE-----