0001019056-17-000689.txt : 20170908 0001019056-17-000689.hdr.sgml : 20170908 20170908135329 ACCESSION NUMBER: 0001019056-17-000689 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170907 FILED AS OF DATE: 20170908 DATE AS OF CHANGE: 20170908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GAGNON NEIL CENTRAL INDEX KEY: 0001070170 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36536 FILM NUMBER: 171076003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CareDx, Inc. CENTRAL INDEX KEY: 0001217234 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 943316839 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3260 BAYSHORE BOULEVARD CITY: BRISBANE STATE: CA ZIP: 94005 BUSINESS PHONE: 415-287-2300 MAIL ADDRESS: STREET 1: 3260 BAYSHORE BOULEVARD CITY: BRISBANE STATE: CA ZIP: 94005 FORMER COMPANY: FORMER CONFORMED NAME: XDx, Inc. DATE OF NAME CHANGE: 20071010 FORMER COMPANY: FORMER CONFORMED NAME: EXPRESSION DIAGNOSTICS INC DATE OF NAME CHANGE: 20030203 4 1 caredx_4.xml OWNERSHIP DOCUMENT X0306 4 2017-09-07 0 0001217234 CareDx, Inc. CDNA 0001070170 GAGNON NEIL 1370 AVENUE OF THE AMERICAS 24TH FLOOR NEW YORK NY 10019 0 0 1 0 Common Stock 2017-09-07 4 P 0 2782 3.05 A 916546 D Common Stock 2017-09-07 4 P 0 2858 3.05 A 919404 D Common Stock 2017-09-07 4 P 0 856 3.05 A 39251 I By self as Trustee of Gagnon Securities LLC Profit Sharing Plan Common Stock 118389 I By Managing Member as General Partner of Darwin Partnership Common Stock 955758 I By Managing Member as General Partner of Gagnon Investment Associates Common Stock 203484 I By Limited Partner of the Family Partnership /s/ Neil Gagnon 2017-09-08