0001415889-23-009730.txt : 20230613 0001415889-23-009730.hdr.sgml : 20230613 20230613162628 ACCESSION NUMBER: 0001415889-23-009730 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230606 FILED AS OF DATE: 20230613 DATE AS OF CHANGE: 20230613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Golden Lee Scott CENTRAL INDEX KEY: 0001686217 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35969 FILM NUMBER: 231011521 MAIL ADDRESS: STREET 1: 17199 N. LAUREL PARK DRIVE STREET 2: SUITE 401 CITY: LIVONIA STATE: MI ZIP: 48152 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PTC THERAPEUTICS, INC. CENTRAL INDEX KEY: 0001070081 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 043416587 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 CORPORATE COURT CITY: SOUTH PLAINFIELD STATE: NJ ZIP: 07080-2449 BUSINESS PHONE: 9082227000 MAIL ADDRESS: STREET 1: 100 CORPORATE COURT CITY: SOUTH PLAINFIELD STATE: NJ ZIP: 07080-2449 FORMER COMPANY: FORMER CONFORMED NAME: PTC THERAPEUTICS INC DATE OF NAME CHANGE: 19980909 3 1 form3-06132023_080625.xml X0206 3 2023-06-06 0 0001070081 PTC THERAPEUTICS, INC. PTCT 0001686217 Golden Lee Scott C/O PTC THERAPEUTICS, INC. SOUTH PLAINFIELD NJ 07066 false true false false Chief Medical Officer Common Stock 39286 D Stock Option (Right to Buy) 47.06 2030-05-10 Common Stock 40500 D Stock Option (Right to Buy) 66.49 2031-01-05 Common Stock 23100 D Stock Option (Right to Buy) 38.10 2032-01-06 Common Stock 10000 D Stock Option (Right to Buy) 38.10 2032-01-06 Common Stock 13590 D Stock Option (Right to Buy) 39.42 2033-01-04 Common Stock 11400 D Stock Option (Right to Buy) 52.85 2033-04-23 Common Stock 21000 D Includes: 1) 713 unvested Restricted Stock Units ("RSUs") from an award of 2,850 RSUs granted on May 11, 2020, which vests in four equal annual installments over four years, commencing on May 11, 2021; 2) 1,980 unvested RSUs from an award of 3,960 RSUs granted on January 6, 2021, which vests in four equal annual installments over four years, commencing on January 6, 2022; 3) 6,117 unvested RSUs from an award of 8,155 RSUs granted on January 7, 2022, which vests in four equal annual installments over four years, commencing on January 7, 2023; 4) 4,500 unvested RSUs from an award of 6,000 RSUs granted on January 7, 2022, which vests in four equal annual installments over four years, commencing on January 7, 2023; 5) 10,640 RSUs granted on January 5, 2023, which vest in four equal annual installments over four years, commencing on January 5, 2024; and 6) 8,400 RSUs granted on April 24, 2023, which vest in four equal annual installments over four years, commencing on April 24, 2024 This option was granted on May 11, 2020, and vests over four years, with 25% of the shares underlying the option vesting on May 11, 2021, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on August 11, 2021. This option was granted on January 6, 2021, and vests over four years, with 25% of the shares underlying the option vesting on January 6, 2022, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 6, 2022. This option was granted on January 7, 2022, and vests over four years, with 25% of the shares underlying the option vesting on January 7, 2023, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 7, 2023. This option was granted on January 5, 2023, and vests over four years, with 25% of the shares underlying the option vesting on January 5, 2024, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 5, 2024. This option was granted on April 24, 2023, and vests over four years, with 25% of the shares underlying the option vesting on April 24, 2024, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on July 24, 2024. /s/ Avraham S. Adler, Attorney-in-Fact 2023-06-13 EX-24 2 ex24-06132023_080625.htm

LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS

Know all by these presents, that the undersigned hereby makes, constitutes and appoints each of Mark Boulding, Avraham Adler and Alex Dzioba, signing singly and each acting individually, as the undersigned's true and lawful attorney-in-fact with full power and authority as hereinafter described to:

(1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of PTC Therapeutics, Inc. (the “Company”), Forms 3, 4, and 5 (including any amendments thereto) in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder (the “Exchange Act”);

(2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to prepare, complete and execute any such Form 3, 4, or 5, prepare, complete and execute any amendment or amendments thereto, and timely deliver and file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority;

(3) seek or obtain, as the undersigned’s representative and on the undersigned’s behalf, information regarding transactions in the Company’s securities from any third party, including brokers, employee benefit plan administrators and trustees, and the undersigned hereby authorizes any such person to release any such information to such attorney-in-fact and approves and ratifies any such release of information; and

(4) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion.

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming nor relieving, nor is the Company assuming nor relieving, any of the undersigned's responsibilities to comply with Section 16 of the Exchange Act. The undersigned acknowledges that neither the Company nor the foregoing attorneys-in-fact assume (i) any liability for the undersigned’s responsibility to comply with the requirement of the Exchange Act, (ii) any liability of the undersigned for any failure to comply with such requirements, or (iii) any obligation or liability of the undersigned for profit disgorgement under Section 16(b) of the Exchange Act.

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 6th day of June, 2023.

	/s/ Lee S. Golden
	Signature

	Lee S. Golden
	Print Name