0001209191-17-041407.txt : 20170622 0001209191-17-041407.hdr.sgml : 20170622 20170622164126 ACCESSION NUMBER: 0001209191-17-041407 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170620 FILED AS OF DATE: 20170622 DATE AS OF CHANGE: 20170622 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Main Street Capital CORP CENTRAL INDEX KEY: 0001396440 IRS NUMBER: 412230745 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1300 POST OAK BOULEVARD STREET 2: SUITE 800 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: (713) 350-6000 MAIL ADDRESS: STREET 1: 1300 POST OAK BOULEVARD STREET 2: SUITE 800 CITY: HOUSTON STATE: TX ZIP: 77056 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOSTER VINCENT D CENTRAL INDEX KEY: 0001069725 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00746 FILM NUMBER: 17925519 MAIL ADDRESS: STREET 1: QUANTA SERVICES, INC. STREET 2: 2800 POST OAK BLVD., SUITE 2600 CITY: HOUSTON STATE: TX ZIP: 77056-6175 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-06-20 0 0001396440 Main Street Capital CORP MAIN 0001069725 FOSTER VINCENT D 1300 POST OAK BLVD. 8TH FLOOR HOUSTON TX 77056 1 1 0 0 Chairman and CEO Common Stock 2017-06-20 4 F 0 9506 38.37 D 1526563.1577 D Common Stock 2017-06-14 5 J 0 E 6.804 38.97 A 1526569.9617 D Common Stock 2017-06-14 5 J 0 E 1712.3477 38.97 A 1528282.3094 D Common Stock 2017-06-14 5 J 0 E 72.0305 38.97 A 15245.1359 I By Foster Irrevocable Trust Common Stock 30000 I By MS I Common Stock 30000 I By MS II Common Stock 30000 I By MS III Common Stock 50000 I By MS IV Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Main Street Capital Corporation 2008 Equity Incentive Plan and/or 2015 Equity and Incentive Plan. This withholding transaction was approved by the Compensation Committee of Main Street's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from Section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder. The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Family trust. Represents shares held in MS Trust IV, a charitable trust where Mr. Foster is a trustee and holds the remainder interest therein. /s/ Jason B. Beauvais as Attorney-in-Fact for Vincent D. Foster 2017-06-22