-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C2Gg6DgMC4W2EnwN60fCCjDrRFxj+rP9bSG74bHzSLicYUkYjb7Pjtwo144wwSTh HmsNxsff3dDg9fRhxn+3fQ== 0000893220-01-000123.txt : 20010206 0000893220-01-000123.hdr.sgml : 20010206 ACCESSION NUMBER: 0000893220-01-000123 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WASLIC CO II CENTRAL INDEX KEY: 0001069724 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 310512129 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04795 FILM NUMBER: 1524539 BUSINESS ADDRESS: STREET 1: 200 WEST 9TH STREET PLAZA CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: 3025715550 MAIL ADDRESS: STREET 1: 200 WEST 9TH STREET PLAZA CITY: WILMINGTON STATE: DE ZIP: 19801 13F-HR 1 w44910e13f-hr.txt 13F-HR FOR WASLIC FOR 12/31/2000 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2000 Check here if Amendment [ ] ; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: WASLIC Company II Address: 802 West Street Wilmington, DE 19801 Form 13F File Number: 28-04795 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Daniel Lindley Title: President Phone: (302) 428-3506 Signature, Place, and Date of Signing: /s/ Daniel F. Lindley Wilmington, DE 02/05/01 - --------------------- -------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting 2 manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-04795 _________________________________ 3
ITEM 6: INVESTMENT DISCRETION ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: -------------------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP # SHARES FAIR MARKET (a)SOLE (b) SHARED- (c) SHARED- VALUE AS DEFINED OTHER IN INSTR. V - ------------------------------------------------------------------------------------------------------------------------------------ WASLIC CO II ALLIANT ENERGY CORP Common Stock 018802108 243,396.00 7,758,247.50 X APPLIED MATERIALS INC Common Stock 038222105 41,000.00 1,565,687.50 X BANK NEW YORK INC Common Stock 064057102 1,545,000.00 85,264,687.50 X BROADWING INC Common Stock 111620100 11,431,678.00 260,785,154.38 X CHASE MANHATTAN CORPORATION Common Stock 16161A108 22,200.00 1,008,712.50 X CINCINNATI FINL CORP Common Stock 172062101 1,653,729.00 65,425,653.56 X CONVERGYS CORPORATION Common Stock 212485106 12,431,678.00 563,310,409.38 X FIFTH THIRD BANCORP Common Stock 316773100 18,791,242.00 1,122,776,709.50 X FIRSTAR CORP Common Stock 33763V109 17,254,305.00 401,162,591.25 X ITC DELTACOM INC Common Stock 45031T104 40,000.00 215,624.80 X INTEL CORP Common Stock 458140100 64,000.00 1,924,000.00 X IBM CORP Common Stock 459200101 4,300.00 365,500.00 X LEXMARK INTERNATIONAL INC Common Stock 529771107 72,700.00 3,221,518.75 X MAGNA INTERNATIONAL INC CL A Common Stock 559222401 100,700.00 4,223,106.25 X MASCO CORP Common Stock 574599106 87,300.00 2,242,518.75 X MCLEOD INC Common Stock 582266102 70,000.00 988,750.00 X MEAD CORP Common Stock 582834107 46,400.00 1,455,800.00 X MIDWEST BANC HOLDINGS INC Common Stock 598251106 46,000.00 695,750.00 X NRG ENERGY INC Common Stock 629377102 30,000.00 834,375.00 X NISOURCE INC Common Stock 65473P105 70,000.00 2,152,500.00 X NORTEL NETWORKS CORP Common Stock 656568102 38,000.00 1,218,375.00 X NORTH FORK BANCORP Common Stock 659424105 38,300.00 940,743.75 X NORTHWESTERN CORP Common Stock 668074107 264,900.00 6,125,812.50 X OHIO CASUALTY CORP Common Stock 677240103 928,100.00 9,281,000.00 X ONLINE RESOURCES & COMM CORP Common Stock 68273G101 71,284.00 142,568.00 X PINNACLE HOLDINGS INC. Common Stock 72346N101 67,700.00 613,531.25 X PUGET SOUND ENERGY INC Common Stock 745332106 50,000.00 1,390,625.00 X SCHLUMBERGER LTD Common Stock 806857108 11,300.00 903,293.75 X SPRINT CORP Common Stock 852061100 50,000.00 1,015,625.00 X SUN MICROSYSTEMS Common Stock 866810104 47,400.00 1,321,275.00 X UGI CORP Common Stock 902681105 51,000.00 1,290,937.50 X US FREIGHTWAYS CORP Common Stock 916906100 8,300.00 249,648.40 X VERIZON COMMUNICATIONS Common Stock 92343V104 22,900.00 1,147,862.50 X WEATHERFORD INTL INC NEW Common Stock 947074100 50,000.00 2,362,500.00 X WORLDPAGES.COM INC Common Stock 981922107 265,000.00 712,187.51 X RSL COMMUNICATIONS LTD Common Stock G7702U102 35,000.00 5,950.00 X TOTAL 66,044,812 2,556,099,232
ITEM 8: VOTING AUTHORITY ITEM 1: ITEM 7: (shares) ------------------------------------- NAME OF ISSUER MANAGERS (a)SOLE (b) SHARED (c) NONE SEE INSTR.V - ------------------------------------------------------------------------------------- WASLIC CO II ALLIANT ENERGY CORP 243,396 APPLIED MATERIALS INC 41,000 BANK NEW YORK INC 1,545,000 BROADWING INC 11,431,678 CHASE MANHATTAN CORPORATION 22,200 CINCINNATI FINL CORP 1,653,729 CONVERGYS CORPORATION 12,431,678 FIFTH THIRD BANCORP 18,791,242 FIRSTAR CORP 17,254,305 ITC DELTACOM INC 40,000 INTEL CORP 64,000 IBM CORP 4,300 LEXMARK INTERNATIONAL INC 72,700 MAGNA INTERNATIONAL INC CL A 100,700 MASCO CORP 87,300 MCLEOD INC 70,000 MEAD CORP 46,400 MIDWEST BANC HOLDINGS INC 46,000 NRG ENERGY INC 30,000 NISOURCE INC 70,000 NORTEL NETWORKS CORP 38,000 NORTH FORK BANCORP 38,300 NORTHWESTERN CORP 264,900 OHIO CASUALTY CORP 928,100 ONLINE RESOURCES & COMM CORP 71,284 PINNACLE HOLDINGS INC. 67,700 PUGET SOUND ENERGY INC 50,000 SCHLUMBERGER LTD 11,300 SPRINT CORP 50,000 SUN MICROSYSTEMS 47,400 UGI CORP 51,000 US FREIGHTWAYS CORP 8,300 VERIZON COMMUNICATIONS 22,900 WEATHERFORD INTL INC NEW 50,000 WORLDPAGES.COM INC 265,000 RSL COMMUNICATIONS LTD 35,000 TOTAL 66,044,812
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