-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JncYXIDKT070iArnOKkJkbVa74dMkQI/9agaJ/QJ4RkR7rtVOGkXGmSSBod5A2mw My61z6Zq30clqKUGxK2C4g== 0000922423-98-001077.txt : 19981005 0000922423-98-001077.hdr.sgml : 19981005 ACCESSION NUMBER: 0000922423-98-001077 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19981002 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SEATTLE FILMWORKS INC CENTRAL INDEX KEY: 0000791050 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PHOTOFINISHING LABORATORIES [7384] IRS NUMBER: 910964899 STATE OF INCORPORATION: WA FISCAL YEAR END: 0928 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-38934 FILM NUMBER: 98720350 BUSINESS ADDRESS: STREET 1: 1260 16TH AVE WEST CITY: SEATTLE STATE: WA ZIP: 98119 BUSINESS PHONE: 2062811390 MAIL ADDRESS: STREET 1: 1260 16TH AVENUE WEST CITY: SEATTLE STATE: WA ZIP: 98119 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN PASSAGE MARKETING CORP DATE OF NAME CHANGE: 19890320 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SIMMS ROBERT A CENTRAL INDEX KEY: 0001069708 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 55 RAILROAD AVE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038618500 MAIL ADDRESS: STREET 1: 55 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 SC 13D/A 1 AMENDMENT NO. 6 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (Amendment No. 6) Under the Securities Exchange Act of 1934 Seattle Filmworks, Inc. ---------------------- (Name of Issuer) Common Stock -------------------------------------- (Title of Class of Securities) 812-572-105 ----------- (CUSIP Number) Robert A. Simms 55 Railroad Ave Greenwich, CT 06830 (203) 861-8500 --------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) September 1, 1998 --------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Statement because of Rule 13d-1(b)(3) or (4), check the following: [ ] SCHEDULE 13D CUSIP No. 812-572-105 Page 2 of __ Pages - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Robert A. Simms S.S. NO. ###-##-#### - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [x] - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) SOURCE OF FUNDS* PF WC - -------------------------------------------------------------------------------- 5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 7) SOLE VOTING POWER 579,794 NUMBER OF SHARES -------------------------------------------------------------- BENEFICIALLY 8) SHARED VOTING POWER OWNED BY 31,080 EACH REPORTING PERSON -------------------------------------------------------------- WITH 9) SOLE DISPOSITIVE POWER 579,794 -------------------------------------------------------------- 10) SHARED DISPOSITIVE POWER 31,080 - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 610,874 - -------------------------------------------------------------------------------- 12) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 3.6% - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON IN PN - -------------------------------------------------------------------------------- 2 The reason for this filing of Amendment #6 to the previously filed Schedule 13D is to report that the holdings of Robert A. Simms and an investment partnership for which he is the investment adviser, Stanwich Financial Partners, in Seattle Filmworks, Inc (the "Issuer") have decreased from 6.9% to 3.6% of the Issuer's outstanding common stock as of September 10, 1998. Item 1. No Change Item 2. The registered investment adviser is Simms Capital Management, Inc. Mr. Simms also serves as an investment adviser to Stanwich Financial Partners. Item 3. No Change Item 4. The sale of the shares of the common stock was made in the ordinary course of business for investment purposes. Mr. Simms reserves the right to purchase additional shares of the common stock of the Issuer or to dispose of such shares in the open market or in privately negotiated transactions or in any other lawful manner in the future. Item 5. As of September 10, 1998 Mr. Simms beneficially owns 579,794 shares or approximately 3.6% of the common stock of the Issuer. All of these shares were acquired personally. The percentage is based on the Issuer's shares of common stock, which Mr. Simms believed to be outstanding (16,769,000) based on information available on Bloomberg financial services. Mr. Simms has the sole power to vote, direct the vote, dispose and direct the disposition of such shares of the Issuer. Transactions effected by Mr. Simms within 60 days prior to September 10, 1998 are as follows: Date Sold Number of Shares Price/Share --------- ---------------- ----------- 8/7/98 20,000 $5.375 8/7/98 25,000 5.125 8/7/98 20,000 5.125 9/1/98 385,000 3.75 9/1/98 100,000 3.75 The shares sold on August 7, 1998 were sold in the over the counter market, and the shares sold on September 1, 1998 and September 9, 1998 were sold back to the Issuer. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 11, 1998 /s/ Robert A. Simms ------------------- Robert A. Simms -----END PRIVACY-ENHANCED MESSAGE-----