4 1 nov0602_form4.htm Form 4

 

FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)  

1. Name and Address of Reporting Person*




Bertelsmann AG
2. Issuer Name and Ticker or Trading Symbol




barnesandnoble.com inc (bnbn)

6. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

      o Director              x 10% Owner
      o Officer                o Other (specify below)
          (give title below)


               

    (Last)                         (First)                        (Middle)



Carl-Bertelsmann-Strauss 270
3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary)      4. Statement for Month/Day/Year


11/05/02 and 11/06/02
                                     (Street)




33311 Gutersloh Germany
5. If Amendment, Date of Original (Month/Day/Year)



7. Individual or Joint/Group Filing (Check
Applicable Line)
 

     o Form filed by One Reporting Person
     x Form filed by More than One Reporting Person
   (City)                         (State)                         (Zip) Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
 1. Title of Security
(Instr. 3)
 
 2. Trans-
action Date
 
(Month/
Day/
Year)
 2A. Deemed
Execution Date,

if any (Month/
Day/Year)
3. Trans-
action Code
(Instr. 8)
 
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 5. Amount of
Securities
Beneficially Owned
Following Reported
Transaction(s)
(Instr. 3 and 4)
 
6. Owner-
ship Form: Direct (D) or Indirect (I) (Instr. 4)
 
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
 
Code V Amount (A) or (D) Price
 Class A Common Stock  11/05/02    P    55,000  A  $1.2075    I  (1)
 Class A Common Stock  11/06/02    P    34,000  A  $1.2169  228,000  I  (1)
                     
                     
                     
                     
                     
                     
                     
Reminder:   Report on a separate line for each class of securities beneficially owned directly or indirectly.
*   If the form is filed by more than one reporting person, see Instruction 4(b)(v).
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

FORM 4 (continued)

Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security (Instr. 3)

2. Conver-
sion or Exercise Price of Derivative Security

 
3. Trans-
action Date (Month/
Day/Year)
 
3A. Deemed
Execution Date,
if any, (Month/
Day/Year)
 
4. Trans-
action Code
(Instr. 8)
 
5. Number of Derivative Securites Acquired (A) or Disposed of (D) (Instr. 3,
4 and 5)
 
6. Date Exercisable and Expiration Date (Month/Day/Year)  7. Title and Amount of Underlying Securities (Instr. 3 and 4)  8. Price of Derivative Security (Instr. 5)  9. Number of Derivative Securities Beneficially Owned Following Reported Trans-
action(s) (Instr. 4)
 

10. Owner-
ship Form of Derivative Securities: Direct(D)
or Indirect(I)
(Instr. 4) 

11. Nature of Indirect Beneficial Ownership (Instr. 4)  
 Code V (A) (D) Date Exer-
cisable
Expira-
tion Date
Title Amount or Number of Shares
                               
                               
                               
                               
                               
                               
                               

Explanation of Responses:

(1) The shares are directly owned by BOL.US Online Inc., a wholly owned subsidiary of Bertelsmann AG.

 

/s/ Robert J. Sorrentino     11/07/02

 
** Signature of Reporting Person   Date
Bertelsmann AG     
By: Robert J. Sorrentino, Attorney-in-fact
       Dr. Ewald Walgenbach
       Title: CEO DirectGroup Bertelsmann, Member
       of the Executive Board of Bertelsmann AG 
   

 

**   Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
 Note:   File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Page 2

 

JOINT FILER INFORMATION

 

Name: BOL.US Online, Inc.
Address: 1540 Broadway
New York, New York
Designated Filer: Bertelsmann AG
Issuer and Ticker Symbol: barnesandnoble.com inc (bnbn)
Statement for Month/Day/Year: 11/05/02 and 11/06/02

 

 

Signature:    BOL.US Online, Inc.
             
             
  By:   /s/ Robert J. Sorrentino    Date:   11/07/02
   
   

    **Signature of Reporting Person      
         Name: Robert J. Sorrentino      
         Title: President      

 

 

 

 

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