-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KuiIHmKBKaw66m4fEoi7AGEPNluuGfvXecvsQYmay9Bc25x+I3gm3H6q3BS6zRj+ PpEtryz4QIlIjbOcUYAB+g== 0000910643-99-000087.txt : 19990615 0000910643-99-000087.hdr.sgml : 19990615 ACCESSION NUMBER: 0000910643-99-000087 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990531 FILED AS OF DATE: 19990610 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BARNESANDNOBLE COM INC CENTRAL INDEX KEY: 0001069665 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL- COMPUTER & PRERECORDED TAPE STORES [5735] IRS NUMBER: 133926499 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-26063 FILM NUMBER: 99644252 BUSINESS ADDRESS: STREET 1: 76 NINTH AVE STREET 2: 11TH FL CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 2124146000 MAIL ADDRESS: STREET 1: 76 NINTH AVE STREET 2: 11TH FL CITY: NEW YORK STATE: NY ZIP: 10011 COMPANY DATA: COMPANY CONFORMED NAME: MIDDELHOFF THOMAS CENTRAL INDEX KEY: 0001086865 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 76 NINTH AVENUE 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10011 4 1
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Check this box if no FORM 4 - ---- longer subject to Section 16. Form 4 or STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Form 5 obligations may continue. See Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Instruction 1(b). Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person Middelhoff Thomas barnesandnoble.com inc. Symbol = bnbn to Issuer (Check all applicable) __________________________________________ _____________________________________________ _X_ Director 10% Owner --- (Last) (First) (Middle) 3. IRS Identification 4. Statement for ___ Officer (give ___ Other (Specify Number of Reporting Month/Year title below) below) Carl-Bertelsmann-Strasse 270 Person, if an entity (voluntary) MAY 1999 __________________________________________ ______________________________________________________________ (Street) 5. If Amendment, Date of 7. Individual or Joint/Group Filing 33311 Gutersloh Germany Original (Month/Year) (Check applicable line) __________________________________________ _X_ Form Filed by one Reporting Person (City) (State) (Zip) Form Filed by more than one --- Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 5. Amount of 3. Trans- 4. Securities Acquired (A) Securities 2. Trans- action or Disposed of (D) Beneficially 6. Ownership action Code (Instr. 3, 4 and 5) Owned at Form: 7. Nature of Date (Instr. --------------------------- End of Direct(D) Indirect Month/ 8) (A) Month or Beneficial 1. Title of Security Day/ ----- --- Amount or Price (Instr. Indirect(I) Ownership (Instr.3) Year) Code V (D) 3 and 4) (Instr. 4) (Instr. 4) - ----------------------------- --------- ---------- -------- --- -------- ------------ ------------- ------------ Class A Common Stock, par 5/28/99 P 28,800 A $18.00 28,800 D(1) value $.001 * If this form is filed by more than one reporting person, see Instruction 4(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 2. Conver- 5. Number of Deriv- 6. Date Exercisable sion or 3. Trans- 4. Trans- ative Securities and Expiration Date Exercise action action Acquired (A) or (Month/Day/Year) Price of Date Code Disposed of (D) ----------------------- Deriv- (Month/ (Instr. 8) (Instr. 3, 4, and 5) Date 1. Title of Derivative Security ative Day/ ----- ---- ----------------------- Exercis- Expiration (Instr. 3) Security Year) Code V A D able Date - ---------------------------------- ----------- ---------- ------------ ----------- ----------- ---------- ---------- 9. Number of 10. Ownership Derivative of Deriv- 11. Nature Securities ative of 7. Title and Amount of Underlying Benefi- Security: Indirect Securities (Instr. 3 and 4) cially Direct Bene- --------------------------------- 8. Price of Owned (D) or ficial Amount or Derivative at End Indirect Owner- 1. Title of Derivative Title Number of Security of Month (I) ship Security (Instr. 3) Shares (Instr. 5) (Instr. 4) (Instr. 4) (Instr. 4) - ---------------------- -------------------- --------- ------------- ------------- -------------- ---------- Explanation of Responses (1) These shares were purchased by Ulrich Koeker, who is holding them in trust on behalf of Dr. Middelhoff. /s/ Ulrich Koeker* June 10, 1999 **Intentional misstatements or omissions of facts constitute ------------------------------- -------------- Federal Criminal Violations. See 18 U.S.C. 1001 and **Signature of Reporting Person Date 15 U.S.C. 78ff(a). *pursuant to a power-of-attorney attached hereto Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2 SEC 1474 (8-92)
City of Gutersloh, Federal Republic of Germany, 10th day of June 1999 I, Dr. Dietrich Merklinghaus, a Notary in and for said state, do hereby certify, that Mr. Dr. Thomas Middelhoff, Diplom-Kaufmann,born on the 11th day of May 1953, residing at Bielefeld, business address: Carl-Bertels- mann-Str. 270, 33311 Gutersloh, on the 30th day of March 1998 before me has given a power of attorney in notarial form to Mr. Ulrich Koeker, born on the 16th day of August 1946, Wirtschaftsprufer and Steuerberater, residing at Gutersloh, business address: Verler Strasse 6, 33332 Gutersloh to represent him in any and all matters in relation to the closing of contracts and making statements, which in legal way can be taken or given from him or against him. This power of attorney has until today not been revoked. -----END PRIVACY-ENHANCED MESSAGE-----