-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OZrzN/25aq+yhxLCqTh46+gg/FTxXAmijRzZ8po25azCtNE/IazI238VotWupcLU 5vdptDuAZNveWOfnb1f/8g== /in/edgar/work/20000815/0000910643-00-000113/0000910643-00-000113.txt : 20000922 0000910643-00-000113.hdr.sgml : 20000921 ACCESSION NUMBER: 0000910643-00-000113 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000719 FILED AS OF DATE: 20000815 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BARNESANDNOBLE COM INC CENTRAL INDEX KEY: 0001069665 STANDARD INDUSTRIAL CLASSIFICATION: [5735 ] IRS NUMBER: 134048787 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-26063 FILM NUMBER: 702620 BUSINESS ADDRESS: STREET 1: 76 NINTH AVE STREET 2: 11TH FL CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 2124146000 MAIL ADDRESS: STREET 1: 76 NINTH AVE STREET 2: 11TH FL CITY: NEW YORK STATE: NY ZIP: 10011 COMPANY DATA: COMPANY CONFORMED NAME: HIGGINS PATRICIA CENTRAL INDEX KEY: 0001121035 STANDARD INDUSTRIAL CLASSIFICATION: [ ]DIRECTOR FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: BARNESANDNOBLE.COM, INC. STREET 2: 76 NINTH AVE. CITY: NEW YORK STATE: NY ZIP: 10011 BUSINESS PHONE: 2124146006 MAIL ADDRESS: STREET 1: BARNESANDNOBLE.COM, INC. STREET 2: 76 NINTH AVE CITY: NEW YORK STATE: NY ZIP: 10011 3 1 0001.txt
FORM 3 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person* 2. Date of Event Re- 4. Issuer Name and Ticker or Trading Symbol quiring Statement Higgins Patricia (Month/Day/Year) barnesandnoble.com inc. Symbol = bnbn - ---------------------------------------- (Last) (First) (Middle) 7/19/2000 5. Relationship of Reporting Persons 6. If Amendment, to Issuer (Check all applicable) Date of Original 3. I.R.S. Identification (Month/Day/Year) 198 Cafferty Road Number of Reporing X Director __ 10% Owner - --------------------------------------- Person, if an entity (Street) (voluntary) __ Officer (give __ Other (specify 7. Individual or Joint/ Pipperville PA 18947 title below) below) Group Filing (Check - --------------------------------------- Applicable Line) (City) (State) (Zip) X Form filed by One Reporting Person __ Form filed by More than One Reporting Person
Table 1 - Non-Derivative Securities Beneficially Owned 1. Title of Security 2. Amount of Securities 3. Ownership Form: Direct 4. Nature of Indirect Beneficial (Instr. 4) Beneficially Owned (D) or Indirect (I) Ownership (Instr. 5) (Instr. 4) (Instr. 5) None *If the form is filed by more than one reporting person, see Instruction 5(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) (Print or Type Responses)
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative 2. Date Exercisable 3. Title and Amount of 4. Conversion or 5. Ownership 6. Nature of Security (Instr. 4) and Expiration Date Securities Underlying Exercise Price Form of Deri- Indirect - ----------------------- (Month/Day/Year) Derivative Security of Derivative vative Sec- Beneficial (Instr. 4) Security urity: Dir- Ownership --------------------- ---------------------- ect (D) or In (Instr. 5) Expira- Amount Direct (I) Date Exer- tion or Number (Instr. 5) cisable Date Title of Shares --------- ------- ------------- --------- -------------- -------------- --------------- Stock Option (Right (2) 7/18/00 Class A 40,000 $6.19 D to Buy)(1) Common Stock Explanation of Responses: (1) Granted under barnesandnoble.com inc. 1999 Incentive Plan in transaction exempt under Rule 16b-3. (2) One-fourth of these options become exercisable on July 19 of each of the years 2001 through 2004. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. /s/ Patricia Higgins July 29, 2000 See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). --------------------------- ------------- **Signature of Reporting Person Date Patricia Higgins Note: File three copies of this form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure. (Print or Type Responses) Page 2
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