-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LgiggB1NarVGZIfXj5PQEN4rkONw7FxKWTByiYFCRnkeogk1lfrj2cxCXbJP05Ek bPzIxXxvGf1/S1A14eLztQ== 0000893838-99-000208.txt : 19990812 0000893838-99-000208.hdr.sgml : 19990812 ACCESSION NUMBER: 0000893838-99-000208 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990811 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CONEXANT SYSTEMS INC CENTRAL INDEX KEY: 0001069353 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 251799439 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 424B3 SEC ACT: SEC FILE NUMBER: 333-82399 FILM NUMBER: 99684320 BUSINESS ADDRESS: STREET 1: 4311 JAMBOREE RD CITY: NEWPORT BEACH STATE: CA ZIP: 92660-3095 BUSINESS PHONE: 9492214600 MAIL ADDRESS: STREET 1: 4311 JAMBOREE RD CITY: NEWPORT BEACH STATE: CA ZIP: 92660-3095 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL SEMICONDUCTOR SYSTEMS INC DATE OF NAME CHANGE: 19980929 424B3 1 PROSPECTUS SUPPLEMENT As Filed Pursuant to Rule 424(b)(3) Registration No. 333-82399 PROSPECTUS SUPPLEMENT (TO PROSPECTUS DATED JULY 28, 1999) $350,000,000 CONEXANT SYSTEMS, INC. 4 1/4% CONVERTIBLE SUBORDINATED NOTES DUE MAY 1, 2006 SHARES OF COMMON STOCK ISSUABLE UPON CONVERSION OF THE NOTES ------------------------------------------------------ This prospectus supplement relates to the resale by holders of our 4 1/4% Convertible Subordinated Notes Due May 1, 2006 and shares of our common stock issuable upon the conversion of the notes. This prospectus supplement should be read in conjunction with the prospectus dated July 28, 1999, which is to be delivered with this prospectus supplement. All capitalized terms used but not defined in this prospectus supplement have the meanings given them in the prospectus. The information appearing in the table below, as of the date hereof, supplements and supersedes in part the information in the table appearing under the heading "Selling Securityholders" in the prospectus:
PRINCIPAL AMOUNT OF NOTES BENEFICIALLY PERCENTAGE OF COMMON STOCK OWNED OWNED AND OFFERED NOTES OWNED PRIOR TO COMMON STOCK NAME HEREBY OUTSTANDING THE OFFERING OFFERED HEREBY - -------------------------------------- ------------------- ------------- ------------------ -------------- AIG/National Union Fire Insurance.......................... $ 960,000 * 20,781 20,781 Aloha Airlines Non-Pilots Retirement Trust................... 115,000 * 2,489 2,489 Aloha Airlines Pilots Retirement Trust.............................. 70,000 * 1,515 1,515 Arkansas PERS......................... 1,675,000 * 36,258 36,258 Arkansas Teachers Retirement System............................. 2,670,000 * 57,797 57,797 Baptist Health of South Florida....... 179,000 * 3,874 3,874 Boston Museum of Fine Arts............ 138,000 * 2,987 2,987 C&H Sugar Company, Inc................ 185,000 * 4,004 4,004 Delaware PERS......................... 1,460,00 * 31,604 31,604 Engineers Joint Pension Fund.......... 373,000 * 8,074 8,074 Forest Global Convertible Fund Series A5.......................... 1,050,000 * 22,729 22,729 Forest Alternative Strategies Fund Series A5I.................... 60,000 * 1,298 1,298 Forest Alternative Strategies Fund Series A5M.................... 20,000 * 432 432 Forest Fulcrum Fund L.P............... 820,000 * 17,750 17,750 Hawaiian Airlines Employees Pension Plan - IAM......................... 100,000 * 2,164 2,164 Hawaiian Airlines Pension Plans for Salaried Employees................. 25,000 * 541 541 Hawaiian Airlines Pilots Retirement 155,000 * 3,355 3,355 Plan............................... ICI American Holdings Trust .......... 635,000 * 13,745 13,745 Island Holdings....................... 15,000 * 324 324 Kapiolani Medical Center.............. 225,000 * 4,870 4,870 Kentfield Trading, Ltd................ 5,000,000 1.4% 108,234 108,234 LLT LTD % Forest Investment Management......................... 50,000 * 1,082 1,082 Massachusetts Mutual Life Insurance Company.................. 1,350,000 * 29,223 29,223 MassMutual Corporate Investors........ 425,000 * 9,199 9,199 MassMutual Corporate Value Partners Limited................... 750,000 * 16,235 16,235 MassMutual High Yield Partners II LLC.................... 1,250,000 * 27,058 27,058 MassMutual Participation Investors.......................... 225,000 * 4,870 4,870 Nalco Chemical Company................ 325,000 * 7,035 7,035 Nicholas-Applegate Convertible Fund............................... 542,000 * 11,732 11,732 Physicians Life....................... 182,000 * 3,939 3,939 Pilgrim Convertible Fund.............. 2,829,000 * 61,239 61,239 PRIM Board............................ 2,720,000 * 58,879 58,879 Queen's Health Plan................... 40,000 * 865 865 San Diego City Retirement............. 1,048,000 * 22,685 22,685 San Diego County Convertible.......... 2,723,000 * 58,944 58,944 Starvest Combined Portfolio........... 1,325,000 * 28,682 28,682 State of Oregon Equity................ 7,190,000 2.1% 155,641 155,641 State of Oregon/SAIF Corporation...... 7,000,000 2.0% 151,528 151,528 Wake Forest University................ 916,000 * 19,828 19,828 Warburg Dillon Read LLC............... 7,945,000 2.3% 171,984 171,984 Zeneca Holdings Trust................. 635,000 * 13,745 13,745 Any other holder of notes or future transferee from any such holder....... 76,727,000 21.9% 1,660,947 1,660,947
The number of shares of common stock owned prior to the offering includes shares of common stock into which the notes are convertible. The number of shares of common stock offered hereby is based on a conversion price of $46.196 per share of common stock and a cash payment in lieu of any fractional share. Information concerning other selling securityholders will be set forth in prospectus supplements from time to time, if required. The number of shares of common stock owned by the other selling securityholders or any future transferee from any such holder assumes that they do not beneficially own any common stock other than common stock into which the notes are convertible at a conversion price of $46.196 per share. INVESTING IN THE NOTES OR THE COMMON STOCK INTO WHICH THE NOTES ARE CONVERTIBLE INVOLVES A HIGH DEGREE OF RISK. PLEASE CONSIDER THE "RISK FACTORS" BEGINNING ON PAGE 6 OF THE PROSPECTUS. NEITHER THE SECURITIES AND EXCHANGE COMMISSION NOR ANY STATE SECURITIES COMMISSION HAS APPROVED OR DISAPPROVED OF THESE SECURITIES OR PASSED UPON THE ACCURACY OR ADEQUACY OF THIS PROSPECTUS. ANY REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE. ------------------------------------------------------- The date of this prospectus supplement is August 11, 1999 -----END PRIVACY-ENHANCED MESSAGE-----