X0303 4 2009-01-16 0 0001069308 Opexa Therapeutics, Inc. opxa 0001437911 Warma Neil K 2635 N. CRESCENT RIDGE DRIVE THE WOODLANDS TX 77381 0 1 0 0 President & CEO Common Stock Option (right to buy) 0.22 2009-01-16 4 A 0 150000 A 2019-01-16 Common Stock 150000 403021 D 75,000 Shares of Issuer's common stock shall vest on January 16, 2009 and 75,000 shares shall vest on December 31, 2009, provided that the reporting person remains an employee on such vesting dates. For services provided to the Issuer as an executive officer. Neil K. Warma 2009-01-20