0001354488-16-008580.txt : 20161122
0001354488-16-008580.hdr.sgml : 20161122
20161122073102
ACCESSION NUMBER: 0001354488-16-008580
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161118
FILED AS OF DATE: 20161122
DATE AS OF CHANGE: 20161122
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Opexa Therapeutics, Inc.
CENTRAL INDEX KEY: 0001069308
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 760333165
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2635 TECHNOLOGY FOREST BLVD.
CITY: THE WOODLANDS
STATE: TX
ZIP: 77381
BUSINESS PHONE: (281) 272-9331
MAIL ADDRESS:
STREET 1: 2635 TECHNOLOGY FOREST BLVD.
CITY: THE WOODLANDS
STATE: TX
ZIP: 77381
FORMER COMPANY:
FORMER CONFORMED NAME: PharmaFrontiers Corp.
DATE OF NAME CHANGE: 20051011
FORMER COMPANY:
FORMER CONFORMED NAME: PHARMAFRONTIERS CORP
DATE OF NAME CHANGE: 20040816
FORMER COMPANY:
FORMER CONFORMED NAME: SPORTAN UNITED INDUSTRIES INC
DATE OF NAME CHANGE: 19990305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BARABE TIMOTHY C
CENTRAL INDEX KEY: 0001237409
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33004
FILM NUMBER: 162011715
MAIL ADDRESS:
STREET 1: C/O ARQULE, INC.
STREET 2: 1 WALL STREET, 6TH FLOOR
CITY: BURLINGTON
STATE: MA
ZIP: 01803
4
1
issuerdirect_section16.xml
PRIMARY DOCUMENT
X0306
4
2016-11-18
0
0001069308
Opexa Therapeutics, Inc.
OPXA
0001237409
BARABE TIMOTHY C
C/O OPEXA THERAPEUTICS, INC.
2635 TECHNOLOGY FOREST BLVD.
THE WOODLANDS
TX
77381
1
Common Stock
2016-11-18
4
S
0
7105
0.55
D
20719
D
Common Stock
2016-11-18
4
S
0
7809
0.5509
D
12910
D
Warrants (Right to Buy)
12.00
2016-11-18
4
S
0
16000
0.0059
D
2015-04-08
2018-04-08
Common Stock
16000
0
D
/s/ Neil K Warma, attorney-in-fact
2016-11-22