8-K 1 a5402602.htm OPEXA THERAPEUTICS, INC. Opexa Therapeutics, Inc.

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
__________________
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of report (Date of earliest event reported): May 14, 2007
 
 
Opexa Therapeutics, Inc.
(Exact Name of Registrant as Specified in Its Charter)
 

Texas
(State or Other Jurisdiction of Incorporation)
 
001-33004
(Commission File Number)
76-0333165
(I.R.S. Employer Identification No.)
2635 N. Crescent Ridge Drive
The Woodlands, Texas
(Address of Principal Executive Offices)
77381
(Zip Code)

Registrant’s telephone number, including area code: (281) 272-9331
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 

[   ]
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
[   ]
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
[   ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
[   ]
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 


Item 2.02. Results of Operations and Financial Condition.

On May 14, 2007 Registrant filed its Quarterly Report on Form 10-QSB for the quarter ended March 31, 2007. On May 15, 2007, Registrant announced its results of operations in a press release. A copy of the press release is attached as Exhibit 99.1.



(c) Exhibit 99.1

The following exhibit is to be filed as part of this 8-K:

Exhibit No.
Description
99.1
Press release issued May 15, 2007
   
 

 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 

OPEXA THERAPEUTICS, INC.

By: /s/ David B. McWilliams               
David B. McWilliams
President and Chief Executive Officer


DATE: May 14, 2007
 
 


EXHIBIT INDEX

Exhibit No.
Description
99.1
Press release issued May 15, 2007