0001140361-13-004041.txt : 20130131
0001140361-13-004041.hdr.sgml : 20130131
20130131171356
ACCESSION NUMBER: 0001140361-13-004041
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130129
FILED AS OF DATE: 20130131
DATE AS OF CHANGE: 20130131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JORDEN DAVID EMERSON
CENTRAL INDEX KEY: 0001313516
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33004
FILM NUMBER: 13563602
MAIL ADDRESS:
STREET 1: 2635 TECHNOLOGY FOREST BLVD.
CITY: THE WOODLANDS
STATE: TX
ZIP: 77381
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Opexa Therapeutics, Inc.
CENTRAL INDEX KEY: 0001069308
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 760333165
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2635 TECHNOLOGY FOREST BLVD.
CITY: THE WOODLANDS
STATE: TX
ZIP: 77381
BUSINESS PHONE: (281) 272-9331
MAIL ADDRESS:
STREET 1: 2635 TECHNOLOGY FOREST BLVD.
CITY: THE WOODLANDS
STATE: TX
ZIP: 77381
FORMER COMPANY:
FORMER CONFORMED NAME: PharmaFrontiers Corp.
DATE OF NAME CHANGE: 20051011
FORMER COMPANY:
FORMER CONFORMED NAME: PHARMAFRONTIERS CORP
DATE OF NAME CHANGE: 20040816
FORMER COMPANY:
FORMER CONFORMED NAME: SPORTAN UNITED INDUSTRIES INC
DATE OF NAME CHANGE: 19990305
4
1
doc1.xml
FORM 4
X0306
4
2013-01-29
0
0001069308
Opexa Therapeutics, Inc.
OPXA
0001313516
JORDEN DAVID EMERSON
C/O OPEXA THERAPEUTICS, INC.
2635 TECHNOLOGY FOREST BLVD.
THE WOODLANDS
TX
77381
1
1
0
0
Acting Chief Financial Officer
Common Stock Warrant (Right to Buy)
1.21
2013-01-29
4
A
0
5278
A
2013-01-29
2018-01-29
Common Stock
5278
5278
D
Warrants were issued to all holders of the July 2012 12% Convertible Secured Promissory Notes in exchange for a reduction in the amount of cash collateral held in a controlled account as security for repayment of the Notes.
/s/ David E. Jorden
2013-01-31