-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GBjjcKBWW27YZmPLakbiRAPbUlHsQ2Ev711QNeIchRxJ3w6x2GV8e2D1iSRu4OVq BfhRz5Y22ZlgCoOupcOADw== 0001140361-11-001663.txt : 20110106 0001140361-11-001663.hdr.sgml : 20110106 20110106161506 ACCESSION NUMBER: 0001140361-11-001663 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110104 FILED AS OF DATE: 20110106 DATE AS OF CHANGE: 20110106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warma Neil K CENTRAL INDEX KEY: 0001437911 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33004 FILM NUMBER: 11514464 MAIL ADDRESS: STREET 1: 2635 TECHNOLOGY FOREST BLVD. CITY: THE WOODLANDS STATE: TX ZIP: 77381 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Opexa Therapeutics, Inc. CENTRAL INDEX KEY: 0001069308 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 760333165 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2635 TECHNOLOGY FOREST BLVD. CITY: THE WOODLANDS STATE: TX ZIP: 77381 BUSINESS PHONE: (281) 272-9331 MAIL ADDRESS: STREET 1: 2635 TECHNOLOGY FOREST BLVD. CITY: THE WOODLANDS STATE: TX ZIP: 77381 FORMER COMPANY: FORMER CONFORMED NAME: PharmaFrontiers Corp. DATE OF NAME CHANGE: 20051011 FORMER COMPANY: FORMER CONFORMED NAME: PHARMAFRONTIERS CORP DATE OF NAME CHANGE: 20040816 FORMER COMPANY: FORMER CONFORMED NAME: SPORTAN UNITED INDUSTRIES INC DATE OF NAME CHANGE: 19990305 4 1 doc1.xml FORM 4 X0303 4 2011-01-04 0 0001069308 Opexa Therapeutics, Inc. OPXA 0001437911 Warma Neil K C/O OPEXA THERAPEUTICS, INC. 2635 TECHNOLOGY FOREST BLVD. THE WOODLANDS TX 77381 1 1 0 0 President & CEO Employee Stock Option (right to buy) 1.56 2011-01-04 4 A 0 75000 0 A 2021-01-04 Common Stock 75000 75000 D Quarterly vesting on the anniversary date of the grant over three years. /s/ Neil K. Warma 2011-01-06 -----END PRIVACY-ENHANCED MESSAGE-----