0000106926-11-000057.txt : 20110607 0000106926-11-000057.hdr.sgml : 20110607 20110607191949 ACCESSION NUMBER: 0000106926-11-000057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110604 FILED AS OF DATE: 20110607 DATE AS OF CHANGE: 20110607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwertz Joseph S Jr CENTRAL INDEX KEY: 0001405773 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-01026 FILM NUMBER: 11899701 MAIL ADDRESS: STREET 1: 228 ST. CHARLES AVENUE CITY: NEW ORLEANS STATE: LA ZIP: 70130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WHITNEY HOLDING CORP CENTRAL INDEX KEY: 0000106926 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 726017893 STATE OF INCORPORATION: LA FISCAL YEAR END: 1027 BUSINESS ADDRESS: STREET 1: 228 ST CHARLES AVE CITY: NEW ORLEANS STATE: LA ZIP: 70130 BUSINESS PHONE: 5045867272 MAIL ADDRESS: STREET 1: 228 ST CHARLES AVE CITY: NEW ORLEANS STATE: LA ZIP: 70130 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-06-04 1 0000106926 WHITNEY HOLDING CORP WTNY 0001405773 Schwertz Joseph S Jr 228 ST. CHARLES AVENUE NEW ORLEANS LA 70130 0 1 0 1 Corporate Secretary Executive Vice President Common stock no par value 2011-06-04 4 D 0 6670 D 0 D Common stock no par value 2011-06-04 4 D 0 6954 D 0 D Common stock no par value 2011-06-04 4 D 0 879 D 0 I Held by spouse in her IRA Common stock no par value 2011-06-04 4 D 0 10 D 0 I Shares held by Joseph M. Schwertz (major son, sharing household) Common stock no par value 2011-06-04 4 D 0 10 D 0 I Shares held by Mr. Schwertz as custodian for Benjamin Schwertz under the Louisana gift to minors act Incentive opt 18.5777 2011-06-04 4 D 0 3375 D 2001-12-13 2011-06-12 Comm stock 3375 0 D Incentive opt 22.5799 2011-06-04 4 D 0 3375 D 2002-12-12 2012-06-11 Comm stock 3375 0 D Incentive opt 22.4433 2011-06-04 4 D 0 3375 D 2003-12-11 2013-06-10 Comm stock 3375 0 D Nonqual opt 28.86 2011-06-04 4 D 0 285 D 2004-12-16 2014-06-15 Comm stock 285 0 D Incentive opt 28.86 2011-06-04 4 D 0 3465 D 2004-12-16 2014-06-15 Comm stock 3465 0 D Incentive opt 31.59 2011-06-04 4 D 0 2500 D 2005-12-15 2015-06-14 Comm stock 2500 0 D Nonqual opt 35.41 2011-06-04 4 D 0 2500 D 2009-06-28 2016-06-28 Comm stock 2500 0 D Nonqual opt 28.76 2011-06-04 4 D 0 2750 D 2010-07-10 2017-07-10 Comm stock 2750 0 D Nonqual opt 18.77 2011-06-04 4 D 0 3740 D 2011-06-23 2018-06-23 Comm stock 3740 0 D Restricted stock units 2011-06-04 4 D 0 5000 D Comm stock 5000 0 D Restricted stock units 2011-06-04 4 D 0 8000 D Comm stock 8000 0 D Disposed of pursuant to merger agreement between the Company and Hancock Holding Company ("Hancock"). For each share of Company common stock, the reporting person received .418 of a share of Hancock common stock having a market value of $32.04 per share on the effective date of the merger. The stock options were assumed by Hancock in the merger. Each stock option was converted into the right to purchase .418 of a share of Hancock common stock, with a corresponding adjustment to the exercise price. The restricted stock units vest (become non-forfeitable) on the third anniversary of the grant date or earlier upon a change in control of the Company. Vested restricted stock units convert to shares of common stock on a 1-for-1 basis on the later of (i) within 30 days following the vesting date or (ii) the earliest permissible date such units may convert to shares of common stock as a result of the Company's receipt of financial assistance under the Department of the Treasury's Troubled Asset Relief Program. The restricted stock units were assumed by Hancock in the Merger. Each restricted stock unit was converted into the right to receive .418 of a share of Hancock common stock, payable within 60 days following the merger. Patricia K. Loupe, Sr. Asst. Corporate Secretary of Whitney Holding Corporation and Atty-in-fact 2011-06-07