0001509412-23-000001.txt : 20230105 0001509412-23-000001.hdr.sgml : 20230105 20230105195658 ACCESSION NUMBER: 0001509412-23-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230103 FILED AS OF DATE: 20230105 DATE AS OF CHANGE: 20230105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carter David M CENTRAL INDEX KEY: 0001509412 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34460 FILM NUMBER: 23513234 MAIL ADDRESS: STREET 1: 10680 TREENA STREET, SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KRATOS DEFENSE & SECURITY SOLUTIONS, INC. CENTRAL INDEX KEY: 0001069258 STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760] IRS NUMBER: 133818604 STATE OF INCORPORATION: DE FISCAL YEAR END: 1225 BUSINESS ADDRESS: STREET 1: 10680 TREENA STREET STREET 2: SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92131 BUSINESS PHONE: 858-812-7300 MAIL ADDRESS: STREET 1: 10680 TREENA STREET STREET 2: SUITE 600 CITY: SAN DIEGO STATE: CA ZIP: 92131 FORMER COMPANY: FORMER CONFORMED NAME: WIRELESS FACILITIES INC DATE OF NAME CHANGE: 19990817 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2023-01-03 0 0001069258 KRATOS DEFENSE & SECURITY SOLUTIONS, INC. KTOS 0001509412 Carter David M 10680 TREENA STREET, SUITE 600 SAN DIEGO CA 92131 0 1 0 0 President, DRSS Division Common Stock 2023-01-03 4 M 0 3000 0 A 75160 D Common Stock 2023-01-03 4 F 0 1512 10.03 D 73648 D Common Stock 2023-01-03 4 M 0 3000 0 A 76648 D Common Stock 2023-01-03 4 F 0 1512 10.03 D 75136 D Common Stock 2023-01-04 4 M 0 17500 0 A 92636 D Common Stock 2023-01-04 4 F 0 8093 10.21 D 84543 D Common Stock 2023-01-04 4 M 0 3000 0 A 87543 D Common Stock 2023-01-04 4 F 0 1512 10.21 D 86031 D Restricted Stock Units 2023-01-03 4 A 0 15000 0 A Common Stock 15000 15000 D Restricted Stock Units 2023-01-03 4 M 0 3000 0 D Common Stock 3000 6000 D Restricted Stock Units 2023-01-03 4 M 0 3000 0 D Common Stock 3000 12000 D Restricted Stock Units 2023-01-04 4 M 0 17500 0 D Common Stock 17500 0 D Restricted Stock Units 2023-01-04 4 M 0 3000 0 D Common Stock 3000 9000 D Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant. RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant. RSUs were granted and previously reported on a Form 4 filed January 8, 2018 where 17,500 RSUs vest on January 4, 2023. RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 15,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant. Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. Includes 10,333 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 2,284 shares held through Issuer's 401(k) Plan. David M. Carter, by Eva Yee, Attorney-In-Fact 2023-01-05