0001509409-23-000001.txt : 20230105
0001509409-23-000001.hdr.sgml : 20230105
20230105194023
ACCESSION NUMBER: 0001509409-23-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230103
FILED AS OF DATE: 20230105
DATE AS OF CHANGE: 20230105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carrai Phillip D
CENTRAL INDEX KEY: 0001509409
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34460
FILM NUMBER: 23513188
MAIL ADDRESS:
STREET 1: 10680 TREENA STREET, SUITE 600
CITY: SAN DIEGO
STATE: CA
ZIP: 92131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
CENTRAL INDEX KEY: 0001069258
STANDARD INDUSTRIAL CLASSIFICATION: GUIDED MISSILES & SPACE VEHICLES & PARTS [3760]
IRS NUMBER: 133818604
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1225
BUSINESS ADDRESS:
STREET 1: 10680 TREENA STREET
STREET 2: SUITE 600
CITY: SAN DIEGO
STATE: CA
ZIP: 92131
BUSINESS PHONE: 858-812-7300
MAIL ADDRESS:
STREET 1: 10680 TREENA STREET
STREET 2: SUITE 600
CITY: SAN DIEGO
STATE: CA
ZIP: 92131
FORMER COMPANY:
FORMER CONFORMED NAME: WIRELESS FACILITIES INC
DATE OF NAME CHANGE: 19990817
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2023-01-03
0
0001069258
KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
KTOS
0001509409
Carrai Phillip D
10680 TREENA STREET, SUITE 600
SAN DIEGO
CA
92131
0
1
0
0
President, STC Division
Common Stock
2023-01-03
4
M
0
10000
0
A
173742
D
Common Stock
2023-01-03
4
F
0
4683
10.03
D
169059
D
Common Stock
2023-01-03
4
M
0
10000
0
A
179059
D
Common Stock
2023-01-03
4
F
0
5040
10.03
D
174019
D
Common Stock
2023-01-04
4
M
0
50000
0
A
224019
D
Common Stock
2023-01-04
4
F
0
22550
10.21
D
201469
D
Common Stock
2023-01-04
4
M
0
10000
0
A
211469
D
Common Stock
2023-01-04
4
F
0
4466
10.21
D
207003
D
Common Stock
46644
I
by trust
Restricted Stock Units
2023-01-03
4
A
0
50000
0
A
Common Stock
50000
50000
D
Restricted Stock Units
2023-01-03
4
M
0
10000
0
D
Common Stock
10000
20000
D
Restricted Stock Units
2023-01-03
4
M
0
10000
0
D
Common Stock
10000
40000
D
Restricted Stock Units
2023-01-04
4
M
0
50000
0
D
Common Stock
50000
0
D
Restricted Stock Units
2023-01-04
4
M
0
10000
0
D
Common Stock
10000
30000
D
Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.
RSUs vest ratably on each of the first five anniversaries of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement.
RSUs were granted and previously reported on a Form 4 filed January 3, 2020, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2020 date of grant.
RSUs were granted and previously reported on a Form 4 filed January 5, 2022, where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 3, 2022 date of grant.
RSUs were granted and previously reported on a Form 4 filed January 8, 2018 where 50,000 RSUs vest on January 4, 2023.
RSUs were granted and previously reported on a Form 4 filed January 5, 2021 where 50,000 RSUs vest ratably on each of the first five anniversaries of the January 4, 2021 date of grant.
Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4.
Includes 11,385 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 2,095 shares held through Issuer's 401(k) Plan.
Phillip D. Carrai, by Eva Yee, Attorney-In-Fact
2023-01-05